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Deutsches Herzzentrum Berlin, Berlin, Germany
Accepted for publication May 18, 2011.
* Address correspondence to Dr Pasic, Deutsches Herzzentrum Berlin, Augustenburger Platz 1, D-13353 Berlin, Germany (Email: pasic{at}dhzb.de).
| Abstract |
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Methods: Since April 2008, transapical aortic valve implantation was performed in 300 patients (mean age, 80 ± 8 years). The mean logistic EuroSCORE (European System for Cardiac Operative Risk Evaluation) was 39% ± 19% and the mean Society of Thoracic Surgeons (STS) score was 19% ± 16%. Eighteen patients were in cardiogenic shock preoperatively. Follow-up was up to 31 months with a total of 3,500 months of follow-up.
Results: Technical success of the procedure was 99.7% (299 of 300 patients). The 30-day mortality rate in all patients without cardiogenic shock was 3.9%. The overall 30-day mortality for the whole group of 300 patients was 4.7%. The mortality of the last 100 patients dropped to 2.0%. The cumulative survival was 83% at 1 year, 76% at 1.5 years, and 65% at 2 years and beyond. In patients with lower risk scores, cumulative survival reached 78% at 2 years and beyond.
Conclusions: The outcome of transapical aortic valve implantation in very high-risk patients was very favorable not only early after the procedure but also later on. Preoperative risk scores were not indicators for early mortality but were for later mortality. Survival was mainly influenced by noncardiac (renal, pulmonary, and vascular) comorbidities as well as by signs of advanced cardiac failure.
| Introduction |
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| Drs Pasic, Unbehaun, Drews, Buz, and Dreysse disclose that they have financial relationships with Edwards Lifesciences.
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Transcatheter aortic valve implantation has been introduced as an alternative to conventional aortic valve replacement for high-risk patients in an increasing number of cardiac centers, mostly in Europe [1–4]. The early outcomes are encouraging, with reported 30-day mortality rates between 5% and 12% in centers with increased experience [5–11]. The midterm and long-term results in a larger patient population are still lacking. In the recent literature there are only 2 reports from 1 Canadian group about midterm survival up to 3 years after transapical aortic valve implantation in only 71 patients [12] and after transfemoral aortic valve implantation in only 55 patients [13]. Therefore more knowledge about this aspect of this new and promising procedure is needed, especially in a larger group of patients.
Our recently published articles regarding transapical aortic valve implantation focused on early results [11]—on problems and complications we met during our learning curve and the way to manage them [14]. We used this hybrid method as a treatment option for several specific complex cases [15–17]. The outcomes of our patients during the later postoperative period were not known at that time.
The primary aim of this study was to analyze the later survival of 300 patients treated by transapical aortic valve implantation in our institution and to identify factors that predict survival during follow-up of up to 31 months.
| Patients and Methods |
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Methods
The preoperative diagnostic workup as well as the routine postoperative examinations are described in detail elsewhere [11,14]. All procedures were performed in our special hybrid operating room with a monoplane angiography system (Siemens Artis zee, Siemens AG, München, Germany). All valve implantations were performed by the same team consisting of 5 surgeons, 2 cardiologists, and 2 anesthesiologists with expertise in echocardiography dedicated to this program. The elective use of cardiopulmonary bypass was considered in patients with cardiogenic shock or poor left ventricular function (left ventricular ejection fraction [LVEF], 10% to 20%). Elective coronary artery stent implantation was considered in patients with concomitant coronary artery disease. Only the most relevant coronary artery stenosis was treated [11]. Concomitant atrioventricular valve pathologic conditions were not treated simultaneously (except for grade IV tricuspid valve insufficiency) but were treated later by surgical procedures if necessary.
All procedures were performed with general anesthesia. The principal surgical technique that has been described in detail by Walther and colleagues [18] was applied in the first 20 patients. After that we performed valve implantation in a modified way according to the "Berlin addition" technique, which has been described in detail elsewhere [19]. Balloon-expandable transcatheter stent–prosthetic xenograft valves of 23-mm or 26-mm diameter with their delivering system (Edwards SAPIEN THV, Edwards Lifesciences LLC, Irvine, CA,) were used in all patients.
Statistical Analysis
Continuous variables are expressed as mean ± SD and maximal and minimal absolute numbers. Statistical analyses of the risk scores between survivors and nonsurvivors were carried out with the Student's t test. The cohort of 300 patients was arbitrarily divided into subgroups dependent on age, LVEF, logistic EuroSCORE, and STS score. The Kaplan-Meier survival functions for the whole group and subgroups were calculated. A Gehan test was used to analyze differences between 2 survival functions. A Cox proportional hazards model was used to investigate possible risk factors for mortality. A univariable approach for all possible risk factors was evaluated. Proportional hazard assumptions were checked. For several parameters, multivariable Cox proportional hazards models with all combinations were performed. The best model was chosen according to Akaike's information criterion. The distribution of age, logistic EuroSCORE, and STS score were analyzed. Q-Q plots and box-whisker plots were generated. A regression analysis of logistic EuroSCORE and STS score was performed, and the correlation coefficient is given. To evaluate differences between the first, second, and third 100 consecutive patients in age, logistic EuroSCORE, and STS score, a Kruskal-Wallis-test followed by Mann-Whitney tests were performed. The data were evaluated by SPSS software, version 18.01 (SPSS Inc, Chicago, IL). A p value less than 0.05 was considered to be significant.
| Results |
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The risk scores were significantly higher in the group of patients who died during the follow-up: logistic EuroSCORE (survivors versus nonsurvivors) 36% ± 17% versus 48% ± 21% (p = 0.001); STS score (survivors versus nonsurvivors) 17% ± 14% versus 27% ± 20% (p = 0.001).
The causes of early deaths were septicemia in 1 patient with preoperative methicillin-resistant Staphylococcus aureus infection, acute myocardial failure in 5 patients, multiorgan failure in 4 patients, basilar vein thrombosis in 1 patient, abdominal complications in 2 patients, and leg ischemia related to severe peripheral arterial disease and type II heparin-induced thrombocytopenia in 1 patient.
The overall survival at 1, 6, 12, 18, 24, and 30 months was 95.3% ± 1.2%, 85.8% ± 2.1%, 82.5% ± 2.4%, 75.8% ± 3.2%, 64.6% ± 4.7%, and 64.6% ± 4.7%, respectively. Only 4 patients have so far reached a follow-up of 30 months. The Kaplan-Meier survival function is given in Figure 1 . Excluding the 18 patients with cardiogenic shock, the 30-day mortality rate was 3.9%; 11 of 282 patients died. The survival for all 282 patients without cardiogenic shock at 1, 6, 12, 18, 24, and 30 months was 96.1% ± 1.2%, 87.8% ± 2.0%, 84.7% ± 2.3%, 77.6% ± 3.2%, 65.5% ± 4.9%, and 65.5% ± 4.9%, respectively.
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The overall 30-day mortality rate was 6.0% for the first and second consecutive 100 patients. It dropped to 2.0% for the last 100 patients. The 6-month survival rate was 84.0% ± 3.7% and 79.0% ± 4.1% for the first and second 100 patients, respectively. It increased to 95.6% ± 2.1% in the last 100 patients. The survival was significantly better for the last 100 patients (p = 0.026 for the first versus third 100 patients; p = 0.005 for the second versus third 100 patients). There were no significant differences in age (p = 0.100), but the differences in STS scores (p = 0.001) between the 3 groups of consecutive 100 patients were significant (Fig 3 ).
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Procedural and Postoperative Complications
For the first 194 patients all problems, complications, and solutions have been published elsewhere [14]. Procedural success of valve implantation was 99.7% with 1 conversion to a conventional operation because of annulus rupture. Intraprocedural obstruction of the left main stem occurred in 2 (0.7%) patients. Cardiopulmonary bypass was applied in 4 (1.3%) patients on an emergency basis to control hemodynamic instability. In the early postoperative course there were 4 (1.2%) surgical revisions because of postoperative bleeding. Postoperative pacemaker implantations related to high-grade atrioventricular block were performed in 19 patients (7.0% of 271 patients without previous pacemaker implantation) between the first and the 61st days after transapical aortic valve implantation. Three (1.0%) patients experienced postoperative neurologic deficits that resolved in further follow-up visits. Three (1.0%) patients underwent conventional aortic valve replacement in a further follow-up (endocarditis in 2 patients and moderate to severe paravalvular regurgitation in 1 patient).
| Comment |
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Later Survival
The reported 1-year survival rate after transcatheter aortic valve implantation ranges between less than 70% and more than 80% in larger groups of patients [8, 10, 20, 21]. We observed a 1-year survival rate of 83% for the whole cohort and up to more than 90% for subgroups with lower risk scores. Contrary to short-term survival, both risk scores are strong predictors for midterm survival. Survival rates beyond 1 year after transcatheter aortic valve implantation remain unclear. There are only 2 reports from 1 Canadian group with a very limited number of patients and a follow-up of 3 years [12,13]. We observed a 2.5-year survival rate of 65% for the whole cohort and 78% in subgroups with lower risk scores. Concluding from early results, there is no doubt that transcatheter aortic valve implantation improves survival compared with only medical management of patients with severe aortic valve stenosis [20]. However whether there is superiority compared with conventional operations remains unclear. The recently reported survival rates after conventional aortic valve replacement in octogenarians are 87% at 1 year and 68% at 3 years [22] or 67% and 60% in subgroups of increased risk, respectively [23]. Comparing the results (despite a significant higher risk profile in our patients), transcatheter aortic valve implantation may significantly improve short-term survival. However midterm survival is determined by comorbidities after elimination of aortic valve stenosis regardless of surgical versus transcatheter treatment. One may speculate that the avoidance of paravalvular leaks during transcatheter valve deployment is a prerequisite to achieving similar results in the midterm follow-up. In this context, a reported high incidence of moderate- to high-grade regurgitation up to more than 20% after transfemoral aortic valve implantation [20, 21, 24, 25] gives reason to expect worse outcome compared with conventional aortic valve replacement. Applying our modified implantation technique [19], we observed more than trace regurgitation only as an exception after transapical valve deployment. We consider it a strong advantage of the transapical over the transfemoral approach at this time point in the development of the devices. A very low rate of strokes (1.0%) and vascular complications (0.7%) in our patients are further benefits of the short and antegrade approach.
Predictors of Later Survival
Most interestingly, age itself was not predictive of survival in our patients. It confirms that comorbidities rather than advanced age itself determine midterm survival. Similar to the results from other groups [8], we observed that later survival is negatively influenced by various noncardiac comorbidities, such as reduced pulmonary function, chronic renal failure, or advanced stages of peripheral arterial diseases. The combination of several comorbidities, as reflected by higher values of the applied risk scores (the logistic EuroSCORE and the STS score) was not different between 30-day survivors and nonsurvivors but was found to be a very sensitive predictor for survival during follow-up. It emphasizes that these polymorbid elderly patients have limited life expectancy despite complete elimination of aortic valve stenosis. During follow-up, survival has been determined by other emerging diseases.
Female sex was found to be an independent predictor of survival in the multivariable analysis. Whether this phenomenon reflects a general demographic effect or a specific procedure-related effect needs to be clarified in further studies. Contrary to the results from conventional aortic valve replacement, previous cardiac procedures seem not to influence early survival after transapical aortic valve implantation [15, 16, 26]. Our midterm analysis demonstrated no negative effect on midterm outcome as well. However, signs of preoperative advanced cardiac failure or the presence of cardiogenic shock are related to worse outcome. One may conclude from this that candidates for transcatheter aortic valve implantation should be treated electively rather than on an emergency basis or after a significant impairment of left ventricular function has already occurred.
Transapical or Transfemoral Approach?
Transapical and transfermoral approaches are 2 different therapeutic options for treating the same clinical problem, namely severe aortic stenosis in patients with increased risk from conventional procedures [4, 20]. Both procedures are competitive with conservative therapy or standard aortic valve replacement but they are also competitive between themselves (transfemoral versus transapical or transaxillary). The best treatment option evaluated in each patient should be chosen. In our institution we are able to offer all these options. Our "TAVI team" uses all approaches of transcatheter aortic valve implantation (transfemoral, transapical, right and left transaxillary), and currently we can perform implantation in the manner that is best for the patient.
It is frequently asked what the criteria are in deciding between a transapical and a transfemoral approach. The simplest way is to decide according to the condition of the vascular access (state, presence or absence of peripheral arterial disease, calcifications, diameter of the arteries). If the status of iliacofemoral arteries allows it, transfemoral implantation should be performed as the primary option. Transapical implantation is a more difficult technique than transfemoral implantation and needs a longer learning curve. In order to achieve excellent expertise in both techniques, we first used the transapical method of valve implantation (except in patients who had larger aortic valve annuli). In contrast, transapical implantation is a very simple and direct procedure. It has several advantages over the transfemoral (or transaxillary) route. The transapical approach is independent of the degree of the patient's peripheral arterial disease. Furthermore the advancing of the wire in an antegrade direction through the valve is very easy, rapid, and simple in comparison to the retrograde approach used with transfemoral implantation. It may reduce or eliminate cerebral embolization during this phase of the procedure. We also expect a lower rate of neurologic complications because the danger of embolization during manipulation in the aortic arch is reduced or eliminated by the transapical route. However, our main reason for the exclusive use of the transapical approach at the beginning of our project is the excellent and safe possibility of precise deployment of the new valve in the desired position by applying our modified valve implantation technique (Berlin addition [19]). The inflation of the balloon during valve deployment is performed slowly, not instantly, as described in the principal technique [18], allowing the valve position to be corrected if necessary. We think that in the future the transfemoral method will be performed more frequently. It could be the primary way of implantation if the results in terms of procedural success (eg, low rate of neurologic complications) could be matched to those of the transapical method. The advantage of the transfemoral method is it is a much easier way to implant a valve on an awake patient. Currently at our institution we perform the transfemoral method using local anesthesia. The main indication for a transapical aortic valve implantation is of course severe atherosclerotic peripheral disease in the inguinal and iliac region. It is important that the same team is educated to use all approaches of transcatheter aortic valve implantation (transfemoral, transapical, and transaxillary) to be able to decide intraoperatively and to perform the means of implantation that is best for the patient.
Further Perspectives
The analysis of our results showed favorable survival during the later follow-up after transapical aortic valve implantation in a group of very high-risk patients. Among others, reliable long-term results that exceed those we are familiar with for conventional aortic valve surgery are a prerequisite before broadening the indication of this procedure. In conclusion our experience with this new procedure is excellent, but compared with conventional aortic valve replacement it is still small. This new method should be validated by true long-term follow-up results and also by further randomized trials. Therefore we fully agree that the indication for this type of operation should be applied restrictively at present. Although our experience with this fascinating procedure is limited, the clinical impression is that the new method is becoming a real breakthrough. We believe that it will change the face of cardiac operations in the near future.
| Acknowledgments |
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| References |
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