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a Department of Surgery, Division of Cardiac Surgery, Johns Hopkins Medical Institutions, Baltimore, Maryland
b The Bloomberg School of Public Health, Johns Hopkins Medical Institutions, Baltimore, Maryland
Accepted for publication September 27, 2010.
* Address correspondence to Dr Conte, Division of Cardiac Surgery, Johns Hopkins Medical Institutions, Blalock 618, 600 N Wolfe St, Baltimore, MD 21287 (Email: jconte{at}csurg.jhmi.jhu.edu).
Presented at the Fifty-sixth Annual Meeting of the Southern Thoracic Surgical Association, Marco Island, FL, Nov 4–7, 2009.
| Abstract |
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Methods: We retrospectively reviewed our SVR patients (January 2002 to April 2008) with follow-up to March 2009. Baseline comorbidities, operative data, and postoperative outcomes were assessed by chart review, phone calls, and mailings. Survival was modeled using the Kaplan-Meier method. Cardiac magnetic resonance imaging, myocardial perfusion scans, and echocardiography assessed cardiac function, candidacy for SVR, and volume reduction.
Results: We reviewed 87 consecutive SVR patients (69 men). Mean age at operation was 61.1 years. Preoperatively, all patients had congestive heart failure, with 80 (92%) at New York Heart Association III/IV. All patients underwent preoperative viability studies. Three-vessel occlusion exceeding 50% was present in 69 (79%). After SVR, ejection fraction improved from 0.236 to 0.332 (p < 0.001). Preoperative and postoperative magnetic resonance imaging in 26 patients (30.0%) showed a 30.8% reduction in left ventricular end systolic volume index. At follow-up, 51 of 66 (77%) improved to New York Heart Association I/II. One intraoperative death occurred. Preoperative left ventricular end systolic volume index of 80 to 120 was associated with improved survival (73% at 3 years).
Conclusions: SVR is a surgical option for appropriately selected patients with severe congestive heart failure. In these high-risk patients, SVR successfully increased ejection fraction and decreased symptoms. A left ventricular end systolic volume index of 80 to 120 may be the ideal range for SVR procedures.
| Introduction |
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Post-MI remodeling results in a dilated, thin-walled, and poorly functioning ventricle with impaired mitral leaflet coaptation. These changes are associated with decreased cardiac function and are the basis for surgical ventricular restoration (SVR). SVR describes a group of surgical procedures designed to counteract post-MI remodeling by reconstructing the anterior wall to optimize left ventricular size and shape [4]. Appropriate candidates for SVR have asynergy of 35% or more from a previous MI, left ventricular enlargement, anterior wall nonviability, and depressed ejection fraction (EF) [4, 5].
SVR has been shown to improve left ventricular function and New York Heart Association (NYHA) class in patients with anterior wall MI [2, 6]. Although the benefit of SVR alone has been demonstrated, the superiority of SVR with coronary artery bypass grafting (CABG) over CABG alone has been debated [2]. One small study reported an advantage with SVR and CABG, but lack of adequate controls and retrospective study design limit its applicability [7]. A recent multicenter prospective trial randomized patients to SVR plus CABG vs CABG alone, and concluded no discernible benefit to SVR in addition to CABG. However, concerns were raised regarding this trial [5]. There may still be a subgroup of patients who benefit from an adequate SVR procedure in conjunction with CABG. Therefore, we reviewed our single-institution experience with SVR for severe heart failure in this context to identify patient subgroups based on left ventricular volume who benefit from SVR in addition to CABG.
| Material and Methods |
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We also examined subgroups that met the criteria specified by the Surgical Treatment for Ischemic Heart Failure (STICH) surgical committee for a "successful STICH operation" [8, 9]; specifically, an EF increase of 10% or more and left ventricular end systolic volume index (LVESVI) reduction of 30% or more. We further stratified patients by preoperative LVESVI, as a measure for patient selection, and the presence of biventricular pacing to ascertain the impact of postoperative restoration of mechanical synchrony. Cardiac function was evaluated using MRI, echocardiography, and cardiac catheterization.
Clinical data collection included demographics, preoperative cardiac function, preoperative viability studies, postoperative cardiac function, complications, and quality of life data. Quality of life data was assessed by a single investigator (N.W.S.) using the Short Form-12 Health Survey. All-cause cumulative mortality was the primary end point; 30-day mortality was also examined. Secondary end points included cardiac function and NYHA class. Mortality data were retrieved from autopsy reports, death certificates, physicians' records, and the Social Security Death Index.
Operative Technique
Our surgical technique has been previously described [4]. Briefly, cardiopulmonary bypass was initiated using standard arterial and venous cannulation. The left ventricle was vented through the right superior pulmonary vein and aortic root. CABG was performed using internal mammary arteries or saphenous veins, or both, followed by mitral valve repair or replacement, if necessary.
Finally, SVR was performed through a ventriculotomy in the distal anterior wall parallel to the left anterior descending coronary artery. The ventriculotomy was extended distally to the apex and proximally as needed. Retention sutures were placed to maintain adequate exposure. Thrombus was removed and the left ventricle inspected for the extent of scar. In most patients, an intraventricular balloon was inserted into the left ventricle to prevent oversizing or undersizing the chamber. The balloon size was chosen to approximate optimal left ventricular end-systolic volumes indexed to body surface area (LVESVI = 25 to 30 mL/m2). A purse-string stitch (Fontan stitch) was then placed around the border of the intraventricular balloon to achieve the desired size and define the margins of the new anterior wall. Ventricular defects exceeding 2 to 3 cm were reconstructed with a Dacron (DuPont, Wilmington, DE) polyester patch (Invista, Wichita, KS); otherwise a linear closure was performed. The intraventricular balloon was deflated and removed once 50% of the defect was closed.
Statistical Analysis
Analyses were performed with STATA 9.2 software (StataCorp LP, College Station, TX). Means are presented with standard deviations and medians with interquartile ranges. Comparisons were performed using the
2 test for categoric data, as well as one-way analysis of variance and the t test for continuous data, as appropriate. For all analyses, p > 0.05 (two-tailed) was considered significant. Survival was modeled using the Kaplan-Meier method, and the log-rank test assessed significance.
| Results |
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Postoperative Cardiac Function
Examination of cardiac function and symptoms revealed significant improvement after SVR. Whereas 80 patients were at NYHA III/IV preoperatively, only 15 were at NYHA III/IV postoperatively, an 81% improvement (p < 0.001). LVESVI decreased by 30.8%, and significant improvements in left ventricular end-diastolic volume index were also observed. As well, EF increased from 0.236 ± 0.10 to 0.332 ± 0.13 (p < 0.001). Among the 15 patients with recent MI (< 30 days) before the operation, the percentage change in EF was no different from the rest of the cohort.
When stratified by percentage of LVESVI reduction, EF improvement, and preoperative LVESVI, there were many significant findings (Table 4). A greater improvement in EF was observed in patients with a percentage LVESVI reduction of 30% or more (12%) vs a reduction of 20% or less (–1.7%). Patients with lower preoperative LVESVI had greater preoperative EF, but there was no difference postoperatively in EF or change in EF (Table 4). However, the postoperative LVESVI and change in LVESVI achieved after SVR differed significantly by preoperative LVESVI strata.
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| Comment |
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In this study, we present SVR outcomes from a single-institutional cohort of severe CHF patients. The acuity of the cohort is illustrated by the high percentage of patients with NYHA III/IV, EF of less than 0.30, 3-vessel coronary artery disease, history of MI, and pulmonary hypertension. Although our patients have more advanced disease than most published series, we demonstrate that SVR can be performed safely and effectively on patients who are appropriately selected. Most important, 100% of our patients underwent preoperative studies demonstrating myocardial nonviability and had a history of MI, the two most essential selection criteria for SVR. As a result, we report improvement across several measures of cardiac function after SVR.
Our patients exhibited significant improvements in NYHA class, EF, and ventricular volumes. In those with follow-up imaging, improvements persisted at 1 year. As well, 51.7% survival of our (mostly NYHA III/IV) patients 4 years after SVR is improved compared with 40% for medically managed NYHA II-IV patients [11]. In addition, most of our patients report a postoperative health status of "excellent" or "very good" after SVR, with more than 50% reporting "little to no" health-related activity limitations.
When stratified by percent LVESVI reduction, there was no statistically significant survival advantage. A trend toward improved survival for patients with more than 30% reduction seemed to emerge at 5 years; however, this comparison suffered from lack of statistical power. It is possible that with higher sample size, a true advantage would be evident. This would be consistent with our belief that SVR imparts a survival advantage in the mid-to-late postoperative period.
Stratification of survival, cardiac function, and anatomic data indicated the greatest improvement in patients with preoperative LVESVI of 80 to 120 mL/m2. These data support the use of LVESVI as a tool for SVR patient selection. As well, although survival was higher for patients with a preoperative LVESVI of less than 80 mL/m2 than for patients with an LVESVI exceeding 120 mL/m2, the latter group was more likely to have improvement in LVESVI and there was a trend toward improved EF after SVR. The lower likelihood of patients with preoperative LVESVI of less than 80 mL/m2 to achieve improvement in postoperative LVESVI may reflect difficulty in achieving significant volume reduction in patients who started with relatively smaller left ventricular volumes. In addition, stratification by postoperative biventricular pacing, which reflects restoration of mechanical synchrony after SVR, did not affect survival, as has been reported previously [2, 12].
The SVR literature largely consists of retrospective single-center or multicenter database reviews [10, 13, 14]. SVR proponents point to salutary observational outcomes. Skeptics identify the flaws of such studies and hypothesize that improvements could be solely attributable to concomitant revascularization. However, some patients demonstrate clinical improvement and relief of symptoms with SVR alone.
To address this question, the STICH trial was designed to study the additive effect of SVR on revascularization in a prospective randomized fashion. To control the often-heterogeneous SVR population, specific study enrollment criteria were designed, with documentation of anterior wall nonviability by MRI being central among them. To account for variability in surgical technique, the surgical therapy committee set criteria by which an operation would be considered "an appropriate STICH procedure." Rather than mandating which of the widely accepted techniques was to be used, they stated that any procedure reducing LVESVI by 30% and increasing EF by 10% was acceptable [8, 9]. The study concluded no significant advantage for SVR in addition to CABG. In light of these findings, some members of the heart failure community have concluded that there is no role for routine SVR.
Despite the rigorous prospective randomized design, others have pointed out certain flaws in the study methodology and question applying STICH results in everyday practice [15], Although there were narrowly defined inclusion criteria, the final study had broad enrollment of heart failure patients to achieve acceptable sample size. Indeed, SVR may not be appropriate for many CHF patients. We believe SVR is only appropriate for a highly select group of severe CHF patients who meet specific eligibility criteria. These results suggest patients with preoperative LVESVI of 80 to 120 mL/m2 achieve maximal benefit.
STICH protocol modifications resulted in only 50% of STICH patients having demonstrated anterior wall nonviability and 13% having no history of MI. These changes imply that an operation designed to correct the effects of post-MI remodeling was performed in a fraction of patients without prior MI. All of our 87 patients had documented nonviability of the anterior wall and a prior MI before undergoing SVR. Furthermore, although an adequate SVR procedure was designated as an LVESVI reduction of 30% or more, the STICH trial noted an average decrease of 19%, whereas we report 30.8%. Our data, although retrospective and underpowered, suggest that there is likely a population of severe CHF patients who benefit from SVR, owing to observed differences in outcomes based on preoperative LVESVI and the percentage of LVESVI reduction. The concept that an appropriate SVR must be performed to achieve benefit is intuitive and is supported by our data. We also show that patients with LVESVI reduction of 30% or more achieved a greater increase in EF. Other studies have shown a link between overall survival and left ventricular volume in patients with past MI and severe heart failure [16, 17].
In addition, an analysis of preoperative characteristics reveals that our patient population is significantly different when compared with that of recently published series. Only 5% of STICH patients were NYHA IV preoperatively, whereas 31% of the patients in this study were NYHA IV. Furthermore, the STICH trial excluded patients with previous coronary artery stenting, whereas more than 50% of our cohort underwent prior percutaneous revascularization. In addition, this study included a greater percentage of patients with hyperlipidemia, hypertension, diabetes, chronic renal insufficiency, and current smoking status. As a consequence, our cohort represents patients with greater preoperative risk factors than similar single and multiinstitutional studies and likely represents more closely a patient population in whom SVR would be beneficial [2, 13, 18].
These data illustrate that SVR can be safely performed in a complex and high-risk population. Our study is strengthened by having a single surgeon perform more than 95% of cases and by having the same treatment team evaluate preoperative and postoperative studies. All operations were performed in the same hospital, and the technique described in Methods has been used on all patients in our institutional history. This study does not have the rigorous prospective design of the STICH trial, but it does provide an interesting and necessary counterpoint. Even though SVR is not appropriate for many CHF patients, it can be beneficial in patients of high acuity and complexity who meet strict eligibility criteria. Hence, we advocate a specific reexamination of the high-quality STICH data using strict eligibility and volumetric outcomes criteria.
Our study is limited by its retrospective design; this negatively affected our ability to obtain complete preoperative and postoperative cardiac MRI volumetric measurements for all patients. Therefore, our volumetric data are not complete for all patients. Our study was not protocol driven, and patient care was determined by clinical judgment. As well, we did not measure cardiac function for patients at well-defined predetermined postoperative times, so our follow-up imaging is limited to studies obtained for clinical purposes. Owing to our relatively small sample size, we were unable to compare SVR with and without CABG; more than 88% of patients had SVR with concomitant CABG.
In this single institution review of outcomes after SVR, we have examined outcomes in a severe CHF population carefully selected to achieve benefit from SVR. In this cohort of very high acuity patients, 100% of whom had anterior wall nonviability, SVR can yield good clinical outcomes and freedom from CHF with 5-year follow-up. Furthermore, these data suggest that preoperative LVESVI of 80 to 120 mL/m2 may be the ideal range over which patients derive functional benefit from SVR. Further studies on SVR are warranted to specifically examine subgroups of severe heart failure patients who are likely to derive benefit from this procedure.
| Discussion |
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The first is how their long-term outcomes compared to the cohort reported by the STICH trial? I would like to specifically ask about operative mortality and long-term freedom from heart failure. As the authors know, there is no difference between coronary bypass vs the restoration group.
The second question is a bit more complicated and it is a question we all face. Insurance will no longer pay for this procedure. It has been proven to not be effective. So how does one offer this procedure to patients who we believe are deserving of the procedure and get reimbursement for it? I agree with you; hopefully the subgroup analyses will show a difference. In fact, the people who really should have gotten the restoration will prove to be better than the ones who didn't.
Thank you very much for a great presentation.
MR SKELLEY: Thank you, Dr Kron, for your comments. To address your first question regarding the clinical outcomes between our institution and the STICH trial, the 4-year survival for STICH is approximately 75%, whereas we report a 51.7% survival at 4 years. The important difference to note, which I highlighted in my presentation interpreting these numbers, is that the patient population at our institution was of a much higher risk stratification compared to the STICH trial. Our patients presented with a greater number of comorbidities at the time of the surgical ventricular restoration (SVR) procedure, we had a greater percentage of patients with diabetes, hyperlipidemia, hypertension, current smoker status, chronic renal insufficiency, previous percutaneous coronary intervention, and a body mass index (BMI) greater than 25. It is also important to realize that 31% of our patients were New York Heart Association IV preoperatively, while only 5% of the STICH trial patients were New York Heart Association IV. Although not mentioned during my presentation, it is also important to realize that the STICH trial had 4% of patients with severe mitral regurgitation (MR) preoperatively, 15% of our patient population had severe MR preoperatively and was reduced to 3% after SVR. Eleven percent of our patients received a left ventricular assist (LVAD) post-SVR compared to less than 1% for the STICH trial. We had a similar percentage of patients receiving a pacemaker post-SVR, though. We reported 13% and STICH reported 15%. Both studies reported 17% receiving a defibrillator postoperatively. When we stratified our patient population by this pacemaker performance, however, there was no statistically significant difference in survival.
Your second question regarding the insurance aspect, as you noted, is an extremely complicated topic. Currently at Johns Hopkins, we are reimbursed for this procedure. Your question comes at a very unique time in health care reform, though, when studies like the STICH trial can dictate the reimbursement practices for medical procedures such as SVR. There has been a recent movement across all medical specialities to embrace evidence-based medicine. The evidence-based medicine model applies the scientific method to medical research and then attempts to help direct medical care based on these results; however, physician and hospital reimbursements are also being directed by evidence-based medicine protocols. As this trend continues, it will be even more important for the scientific community to perform quality and properly standardized research.
The conclusions from the STICH trial demonstrate that there is no additional benefit with coronary artery bypass grafting (CABG) and SVR vs CABG alone. In an editorial published in the same edition of The New England Journal of Medicine by Dr Howard Eisen, he states, and I quote, "On the basis of this trial, the routine use of SVR in addition to CABG cannot be justified." That is an accurate statement based on the results of the STICH trial, but as I showed in the presentation, there are many complications with the study that call statements like that into question. Insurance companies, clinicians, government agencies, and patients will have to be increasingly vigilant in the new age of health care reform to insure that the necessary studies are carefully performed and interpreted so that procedures, like SVR, are still available to the patients who need them.
DR KEVIN D. ACCOLA (Orlando, FL): Very nice presentation. I have a question, and perhaps Dr Conte would want to address this, and possibly editorialize somewhat as well, because I know he was very intricately involved in the STICH trial. We have done 127 ventricular restoration procedures with very good results and only 3 deaths, although we don't have any long-term follow-up. I applaud you for following these patients so closely. They demonstrated improved left ventricular function as well as their physical capabilities. Since this procedure has been blacklisted from the recent New England Journal article involving the STICH trial, have you altered your algorithm of which patients on whom you perform ventricular restoration? Can you possibly give us some guidance in regards to collecting data, as Dr Kron pointed out, from a surgical perspective so we can prove efficacy of this procedure? Those of us who have done a number of these procedures know the patients get better; they have better long-term physical capabilities with improvement in ejection fraction on follow-up echos. So again, I applaud your results and we need more of these studies in the surgical literature.
DR CONTE: I would like to thank Irv and Kevin for their comments. You are absolutely right, Irv. I think we as surgical investigators in the STICH trial share some of the responsibility for the enrollment issue this trial faced, and surgeons need to be more vigilant about getting patients appropriately enrolled in trials. The biggest problem I had with the conduct of the STICH trial is that the STICH trial we had at the beginning was not the STICH trial at the end. Because of poor enrollment, and you can go and check this out at the National Heart Lung Blood Institute (NHLBI) Web site, the entrance criteria in the STICH trial were changed so that you no longer had to document nonviability to allow patients to be enrolled. So what we are talking about, and quite honestly I think our paper points this out, is that the wrong patients were enrolled in the trial for the sake of completing the trial. Rather than looking to make sure the original question was answered, they made sure that enrollment was completed. And I think that that, quite honestly, calls into question the leadership of the trial and what their primary goals were.
The right question was asked at the beginning but the right patients weren't enrolled. This isn't the group of patients that Vincent Dor came up with this operation for; they are very different. But unfortunately, the paper was published in the New England Journal before people who had knowledge were actually able to review it. The STICH surgical therapy committee decided that an appropriate STICH SVR would have a 30% reduction of volume and a 10% increase in EF percentage. They based their 30 cc volume reduction on papers over the 20 years in the history of this operation that actually showed some benefit.
And while they didn't proscribe you had to do the operation a certain way, they said that, okay, do a Dor, do a linear closure or like Lynda Mickleborough does it, use a cerclage technique like Pat McCarthy does it, but just go and make sure that you achieve a 30% volume reduction. But in fact they didn't. So if they didn't do the right operation on the right patients, how can you expect that there would be a benefit? And in fact, you should probably have a worse result, because I think all of us that do coronary bypass surgery would say that if you added an unnecessary ventriculotomy to a revascularization operation, you are probably not going to have as good long-term outcomes because you are going to have arrhythmias and scar formation and you are going to decrease function. So the fact that the outcomes were equal and not worse probably shows that there was a successful outcome in those few SVR patients, appropriately operated-on SVR patients, in that series.
You know, Kevin, I haven't done anything to change what we tell patients. I will tell you, referrals are far less than they used to be for this, but I don't necessarily think it is because of that. I think it is because of other options in the medical realm of things. They are broadening the use of biventricular (BiV) pacers to people who do not have widened QRS complexes, and in addition to that, there are some studies out there that will look at expanded use of BiV pacers and different medical therapies, including oral inotropes. So that that same small group of patients that should be candidates for this operation aren't being referred. SVR is not for everybody; no one ever said it was. But, unfortunately for the sake of completing the trial they enrolled the wrong patients and now many patients who were probably appropriate candidates will not be offered this procedure.
DR HERMAN A. HECK, JR (New Orleans, LA): In those patients that you do SVR and coronary bypass who have the higher degrees of mitral regurgitation, do you feel that adding a ring is necessary, or does realignment of the papillary muscles suffice in those more extensive mitral regurgitant patients?
DR CONTE: I think it depends on the size of the annulus. We do reduce the degree, but if we have enlarged annular diameters, we put a ring in as well. I think it is complementary.
| Acknowledgments |
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