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Labatt Family Heart Centre, Hospital for Sick Children and University of Toronto, Toronto, Ontario, Canada
Accepted for publication March 23, 2009.
* Address correspondence to Dr Caldarone, Division of Cardiovascular Surgery, Hospital for Sick Children, 555 University Ave, Toronto, Ontario, M5G 1X8, Canada (Email: christopher.caldarone{at}sickkids.ca).
Presented at the Forty-fifth Annual Meeting of The Society of Thoracic Surgeons, San Francisco, CA, Jan 26–28, 2009.
| Abstract |
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Methods: In all, 58 patients underwent Norwood (Blalock-Taussig shunt; n = 39) or hybrid (n = 19) single ventricle palliation (2004 to 2007). Hemodynamics, PA morphology, hemodynamics, resource utilization, and survival were reviewed.
Results: At pre–stage 2 evaluation, there were nonsignificant trends toward lower ventricular end-diastolic pressure, higher mixed venous saturation, and larger Nakata and lower lobe indices in the hybrids. Mean PA pressures were not different between groups. Four Norwood patients (10%) underwent transplantation before stage 2 palliation. Forty-two patients underwent stage 2 palliation (bidirectional cavopulmonary shunt or stage 2 hybrid (aortic arch reconstruction and bidirectional cavopulmonary shunt). Requirement for PA plasty, postoperative CVP, stage 2 survival, and 1-year survival were similar between groups. Combined (stage 1 plus stage 2) intubation time, intensive care unit time, and hospital length of stay was shorter for hybrids in comparison with Norwood survivors (p < 0.05). Comparison of resource utilization at the time of arch reconstruction (Norwood procedure or stage 2 hybrid), demonstrated a time-related trend toward improvement (weak negative correlation: intubation, rho = –0.386, p = 0.172; intensive care unit stay, rho = –0.487, p = 0.077; hospital stay, rho = –0.429, p = 0.126) in the hybrid group, but not in the Norwood group.
Conclusions: Hybrid palliation does not have a significant adverse impact on PA development, with comparable PA growth and hemodynamics. The demonstration of equivalent survival, diminished hospital utilization, and trends indicating ongoing refinement of the hybrid strategy warrants a prospective randomized trial.
| Introduction |
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The hybrid palliative strategy of bilateral pulmonary artery (PA) bands and ductal stent has emerged as an alternative to Norwood palliation for neonates with hypoplastic left heart syndrome (HLHS) [4–6]. An intuitive but unproven theoretical advantage of this strategy is the avoidance of cardiopulmonary bypass and aortic arch reconstruction in the neonatal period and deferring these procedures until the stage 2 procedure at 4 to 6 months of age when the patient is hypothetically more able to tolerate a "big" operation. An important aspect of the hybrid strategy is the presence of an "in-series" circulation after the extensive stage 2 operation, which may contribute to improved hemodynamic stability. There are, however, important potential disadvantages of the hybrid strategy including interstage vulnerability to coronary malperfusion secondary to obstruction to retrograde arch flow [6, 7], potential restriction of the atrial septal communication requiring reintervention, and mechanical distortion of the branch PAs due to band malposition, resulting in excessive (or inadequate) pulmonary blood flow and inadequate preparation of the pulmonary vasculature for cavopulmonary shunt.
In this study, we directly compare our nonrandomized experience with hybrid and Norwood strategies within a single institution. In addition to survival, effectiveness of the hybrid approach in terms of PA growth and preservation of ventricular function are important comparative endpoints. Finally, a gross comparison of resource utilization and time-related trends was undertaken to allow assessment of the learning curve with the newer hybrid strategy and the more established Norwood strategy.
| Patients and Methods |
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Norwood procedure
The Norwood procedure was performed using standard surgical techniques, including aortic arch reconstruction with a pulmonary homograft patch, atrial septectomy, and placement of BT shunt under DHCA with selective cerebral perfusion. The distal PA stump was directly closed without a patch. Delayed sternal closure was used in the majority of the cases. The patients were treated with systemic vasodilation therapy, typically with phenoxybenzamine and milrinone, as described [3].
Stage 2 Palliation
Hybrid stage 2 palliation
Comprehensive hybrid stage 2 palliation was performed under DHCA with selective cerebral perfusion. The aortic arch reconstruction was achieved with a pulmonary homograft patch or, more recently, using retained stented duct tissue (n = 5) [9]. Pulmonary artery debanding and reconstruction with bilateral PA plasty was performed using an autologous pericardial patch. Bidirectional cavopulmonary shunt (BCPS) was subsequently achieved using standard techniques.
Conventional stage 2 palliation
The procedure was performed under mild hypothermic cardiopulmonary bypass. The BT shunt was divided. Bidirectional cavopulmonary shunt was typically anastomosed to the PA where the BT shunt was previously placed. Bilateral PA plasty was commonly performed using an autologous pericardial patch. All procedures were performed with an on-pump beating heart unless an intracardiac procedure was needed.
Evaluation of Pulmonary Artery Growth and Ventricular Function
Angiograms and hemodynamic measurements on the cardiac catheterizations were retrospectively reviewed. Diameters of right and left PAs were measured at the hilum just proximal to the takeoff of the branching vessels in the anterioposterior projection. The Nakata index was then calculated as the sum of the right and left PA cross-sectional areas indexed to the patient's body surface area [10]. Diameters of lower lobe arteries were measured immediately distal to their origin. Lower lobe index (LLI) was calculated as the summation of the right and left lower lobe branch cross-sectional areas indexed to the patient's body surface area [11]. Symmetry of the pulmonary architecture was evaluated with Hilum index ratio (right PA index/left PA index) and LLI ratio (right LLI/left LLI). Pulmonary artery pressures were measured by a 4F end-hole catheter. If a catheter could not pass through the PA bands, pulmonary vein wedge pressures were measured at bilateral pulmonary veins.
Evaluation of Program Development
Because hybrid stage 2 procedures and Norwood stage 1 procedures are considered the "big" operation in the respective management strategies, comparisons of resource utilization were made by adding the stage 1 and stage 2 variables for each strategy. Combined (stage 1 plus stage 2) duration of intubation time, length of intensive care unit stay, and hospital stay for index hospital stays are reported. Patients who did not survive to stage 2 procedure and those who remained in hospital from stage 1 through their stage 2 procedure were excluded.
To evaluate time-related trends in program performance to reflect learning curves, comparisons were made between the "big" operation in each strategy (e.g., Norwood stage 1 procedure and hybrid stage 2 procedures).
Statistical Analysis
Data are presented as means ± SD. The level of statistical significance was set at p = 0.05. Differences between the groups were analyzed by Mann-Whitney U test. Differences between the right and left PA sizes were analyzed by Student's t test. Freedom from death or transplantation was analyzed using Kaplan-Meier survival analysis, and survival was compared between the groups with the log rank test. Correlation between time and duration of hospital utilization was analyzed with the Spearman correlation test.
| Results |
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Ventricular Function and Atrioventricular Valve Regurgitation
Echocardiographic data at the time of pre–stage 2 evaluation are summarized in Figure 4. All hybrid patients had normal ventricular function. Seven Norwood patients (26%) had mild ventricular dysfunction, and 2 (7.4%) had severe ventricular dysfunction and were listed for heart transplantation. The atrioventricular valve was moderately incompetent in 1 hybrid patient (7%) and 4 Norwood patients (15%).
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Program Development
Combined (stage 1 plus stage 2) intubation time, length of intensive care unit stay, and hospital stay during index hospitalizations are significantly shorter in the hybrid group compared with those in the Norwood group (p < 0.05 in all comparisons; Fig 5).
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There is no difference in 1-year death or transplantation-free survival (hybrid 73.7% versus Norwood 69.2%, p = 0.836). Two patients (1 in each group) required atrioventricular valve replacement for progressive valve insufficiency. Most recent echocardiography for all survivors obtained at the median of 29 months (range, 3 to 49) after stage 2 palliation showed that the majority (85%) of the patients in the hybrid group had well-maintained ventricular function and competent atrioventricular valve. There was no new development of ventricular dysfunction in the Norwood group.
Currently, 6 patients in the hybrid group and 15 patients in the Norwood group have completed the Fontan operation with no hospital or late mortality (Fig 1).
| Comment |
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Another important measure of a palliative strategy is the promotion of PA growth to create better Fontan candidates. Potential problems associated with bilateral PA banding as a part of stage 1 hybrid palliation include (1) excessively loose bands that may not protect pulmonary vasculature, resulting in pulmonary hypertension at the time of stage 2 procedures; (2) excessively loose bands that may also contribute to ventricular volume overload and subsequent ventricular failure; and (3) excessively tight bands that may provide inadequate pulmonary blood flow and fail to facilitate adequate PA growth. In the current study, we found that PA growth with the hybrid strategy was not detectably different than that in the Norwood group. The left lower lobe indexes tended to be lower in the Norwood group and may be related to aortic arch reconstruction-related distortion of the left PA. Because the hybrid patients are not at risk for arch reconstruction-related distortion of the left PA until after the stage 2 procedure, we will need to observe this variable as the hybrid group reaches their Fontan procedures.
Our previous report showed higher Qp/Qs in patients undergoing hybrid stage 1 palliation compared with Norwood patients immediately after the stage 1 palliation (Qp/Qs: hybrid 1.7 ± 1.0 versus Norwood 1.2 ± 0.5) [12]. At the time of stage 2 procedure, the present study demonstrated that the two palliation strategies provide equivalent Qp/Qs at pre–stage 2 catheterization. It can be hypothesized that a higher Qp/Qs in the hybrid patients at stage 1 palliation might have decreased over time because of functional tightening of the bands due to somatic growth. Interestingly, pre–stage 2 mean PA pressure was equivalent between the two palliation strategies.
Despite relatively high Qp/Qs after stage 1 procedures [12], no patient in the hybrid group had progressive ventricular failure requiring heart transplantation in this series. The patients tolerated the comprehensive stage 2 palliation well, and the post–stage 2 outcomes have so far been equivalent between the groups. Thus, a period of elevated Qp/Qs in the absence of cardioplegic arrest and cardiopulmonary bypass appears to be well tolerated, with rare interstage mortality or loss of ventricular function. Further scrutiny of the preservation of ventricular function and interstage mortality in the hybrid group will be important to support (or refute) this hypothesis.
One of the most important advantages of hybrid palliation is to defer the largest surgical intervention until the patient is as much as 6 months old. Cavopulmonary connection allows patients to have in-series circulation at the end of surgery rather than in-parallel circulation of the Norwood physiology. Although the comprehensive stage 2 palliation is a bigger operation than a Norwood stage 2, the present study showed that hybrid stage 2 palliation had equivalent clinical outcomes compared with that of the Norwood procedure. Despite having DHCA and extensive aortic arch reconstruction, the majority of patients were extubated in the first 48 hours. The 1 death after stage 2 palliation was directly attributable to technical problems with the reconstruction of a right aortic arch with resulting PA and bronchial compression. That was an issue of geometry and would have been the same problem using a Norwood or hybrid strategy.
Other recent clinical studies have reported that the mortality rate associated with stage 2 hybrid palliation ranges between 8% and 25% [7, 13, 14]. Ongoing refinements of surgical techniques to simplify the comprehensive stage 2 palliation in our experience are associated with time-related trends toward improvements in intubation time, intensive care unit time, and hospital length of stay. The data suggest that the procedure is continuing to evolve in our hands and may further improve in the future.
Although beyond the scope of the present study, the most important comparison of the two strategies may be to test the hypothesis that delaying aortic arch reconstruction to stage 2 procedures at 4 to 6 months of age results in superior functional neurologic outcomes.
Study Limitation
A major limitation of this study is its retrospective, nonrandomized nature, which could have resulted in a bias in patient selection between groups. We did not have an institutional protocol that allocated patients to one strategy versus the other. Patients considered to be at particularly high risk for a Norwood procedure were considered salvage patients and were not included in the analysis. There may have been a small nonquantifiable bias toward putting patients perceived to be at mildly elevated risk for the Norwood procedure into the hybrid management strategy.
Evaluation of ventricular function was based on subjective nonblinded observations of cardiologists, not on quantitative measurement. Nakata index and LLI were measured on anterior-posterior projection. However, some hybrid patients only had anterior oblique projection to visualize whole branch PAs. Measurement of the PA diameters may not be totally accurate. Pulmonary artery pressures were measured by two different methods, namely, direct measurement be a 4F end-hole catheter or pulmonary vein wedge pressure because direct measurement of the PA pressure by a catheter passed through a tight PA band may artificially lower the distal PA pressure. Pulmonary vein pressures were used when this problem was suspected. The use of two different techniques may have increased heterogeneity in the accuracy of PA pressure measurements. Finally, assessment of PA growth and outcome will require further follow-up through the Fontan procedure.
In conclusion, hybrid palliation provides equivalent anatomic PA growth without obvious adverse effects on the peripheral pulmonary vasculature. Hemodynamics at pre–stage 2 palliation are comparable with those of Norwood palliation, and ventricular performance is preserved. The demonstration of equivalent survival, diminished hospital utilization, and trends indicating ongoing refinement of the hybrid strategy supports our plan to design a prospective randomized trial comparing these palliation strategies.
| Discussion |
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DR HONJO: We don't have any specific criteria whether we go for Norwood or a hybrid. We decide the particular procedure in case-by-case basis on the conference, and also that involves the parents' opinion and the cardiologist's opinion, which might bias the strategy.
DR JACEK MOLL (Lodz, Poland): I would like to ask you one question. You have the same mortality in both groups, but you said that ventricular function was better preserved in the hybrid group. What was the cause of death of those patients, in first and second group, was there any difference in the cause of death? Because generally 20% is high mortality, let's say, and even in Norwood operation, but in hybrid it should be much less.
DR HONJO: The mortality related to stage 1 hybrid is partly the technical issue, which is within the range of learning curve, because we include all cases from the beginning of this series. And none of them who died after stage 1 hybrid were related to poor ventricular function, whereas in the Norwood group, 4 or 5 patients actually got transplant because of poor ventricular function in the first 6 months, which is substantial. And also, if we look at the ventricular function of the patient at pre–stage 2 echocardiography, more than a quarter of the patients in the Norwood group have actually reduced ventricular function, whereas none of the patients in hybrid have reduced function.
DR MOLL: But did you have a patient in this hybrid group with foramen ovale restriction? And if yes, what did you do for those patients?
DR HONJO: Because we didn't address anything for the atrial septum at the stage 1 hybrid, the vast majority of patients required a balloon septostomy plus/minus stent placement at the atrial septum, which I didn't mention in this presentation. But more than three quarters of the patients actually need the—
DR MOLL: Stent implantation?
DR HONJO: No, the atrial septotomy plus/minus stent placement. I don't have exact number how many patients have stent, but more than one third of patients actually required a stent at the atrial septum.
DR MARK GALANTOWICZ (Columbus, OH): I enjoyed your presentation and certainly all the contributions your group has made to the thinking with the hybrid approach. At this point we have performed about 100 hybrid stage 1 procedures, 60 comprehensive stage 2 procedures, and have 30 patients through their Fontan. Many of our results are similar to yours. But the thing that's becoming clearer is there are subgroups within the hypoplast family, as we all know, and this hybrid technique may turn out to be best for a certain subgroup while a more traditional Norwood will work better for another subgroup. Figuring out those differences will take a study that is powered with many more patients than your study or any that we have put together. So I would encourage you and all of us in the congenital community to consider a multicenter trial, perhaps in the wake of the Norwood/Sano trial that should be completing up here pretty soon. Thank you.
DR JOSEPH FORBESS (Dallas, TX): I wanted to take just a few seconds to ask you about study design. I noticed that you excluded 8 hybrids that were on patients that you termed "salvage" or then went to transplant. I did see on your Norwood column, however, you included the patients that crossed over to transplant. Why you made that distinction in your study design?
DR HONJO: That's the 8 patients?
DR FORBESS: Yes.
DR HONJO: That the 8 patients who were excluded from the study in the hybrid group, either that's the decision was made for primary transplant—then we did the hybrid procedure as an interim palliation for the transplant to secure the pulmonary vasculature and then balance the circulation—or there were a couple patients who were done hybrid for salvage, in which patient condition was really poor, and to stabilize the hemodynamics we did the hybrid, which is not standard for a single ventricle palliation. That's why we exclude 8 patients.
DR FORBESS: Just as a show of hands, how many people, if you are doing hybrids, are predominantly doing your hybrids in the salvage case? [Show of hands.] So, not very many. These salvage HLHS cases and patients being prepared for transplant have comprised our hybrid Norwood group.
| References |
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