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a Department of Pathology and Molecular Medicine, McMaster University, Hamilton, Ontario, Canada
b Department of Immunology and Transfusion Medicine, Ernst-Moritz-Arndt-University, Greifswald, Germany
c Department of Anesthesia, Deutsches Herzzentrum, Berlin, Germany
* Address correspondence to Dr Warkentin, Hamilton Regional Laboratory Medicine Program, Hamilton Health Sciences, 237 Barton St E, Rm 1-180A, Hamilton, Ontario, L8L2X2, Canada (Email: twarken{at}mcmaster.ca).
| Dr Warkentin discloses that he has a financial relationship with GTI Inc, GlaxoSmithKline, The Medicines Company, Organon Inc (part of Schering-Plough), and Sanofi-Aventis; Dr Greinacher with Organon Inc; and Dr Koster with The Medicines Company, Mitsubichi Pharma, and Organon Inc.
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| Abstract |
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Ventricular assist devices (VADs) are mechanical pumps intended to assist partially or completely the function of a failing heart. These devices can provide short-term support, such as after myocardial infarction or cardiac operations, or longer-term support in patients with chronic cardiac failure. Although VADs were primarily intended as a bridge to transplant, they also can be used as destination therapy. Some VADs preferentially assist the right ventricle or left ventricle, or even both, with device selection depending on such factors as the type of heart disease and the degree of pulmonary arterial resistance.
VADs expose blood to artificial surfaces, with areas of high shear stress predisposing to thrombosis due to combined activation of platelets and the clotting cascade. Thus, VAD usage requires anticoagulation therapy, generally in therapeutic doses. Unfractionated heparin (UFH) is most commonly used, for reasons of low cost, short half-life, rapid neutralization (with protamine), and well-established monitoring by activated clotting time or activated partial thromboplastin time (APTT). Despite anticoagulation, stroke remains the most common thrombotic event. Bleeding complications are also frequent. Other complications include infection and mechanical (device) failure.
Thrombocytopenia occurs frequently after VAD insertion. Although the absolute numbers of patients with thrombocytopenia depend on the device used and the definition of thrombocytopenia, nearly all patients experience a substantial decrease in the platelet count for several reasons. First, large platelet count falls universally accompany cardiac operations. Second, patients can have circulatory failure, and accompanying multiorgan system dysfunction, often with prominent thrombocytopenia and coagulopathy. Third, infection can result in thrombocytopenia. Fourth, heparin—particularly UFH—can cause immune-mediated thrombocytopenia, a condition named heparin-induced thrombocytopenia (HIT). Thus, the issue often arises whether the thrombocytopenia is caused by one of the aforementioned factors, or whether HIT has developed, a diagnosis that requires a change in the anticoagulant regimen.
The conceptual framework of HIT is that of a clinicopathologic syndrome in which (1) one or more clinical events (most often, thrombocytopenia with or without thrombosis) occur in a temporal relation to an immunizing heparin exposure, and in which (2) the presence of pathologic heparin-dependent platelet-activating antibodies that recognize complexes of platelet factor 4 (PF4)/heparin are detectable [1]. In most clinical settings, HIT can be readily distinguished from non-HIT disorders because the temporal relationship to the preceding heparin is evident, a competing non-HIT diagnosis is not prominent, and tests for HIT antibodies give unequivocally strongly positive results in both functional (platelet activation) or in antigen assays (PF4-dependent immunoassays).
However, this straightforward conceptual framework is problematic in the setting of VAD usage for several reasons. First, as already highlighted, thrombocytopenia occurs universally after cardiac procedures but can persist in VAD patients because of ongoing circulatory failure. Second, thrombocytopenia is not necessarily severe in patients with HIT, as 15% to 20% of patients have platelet count nadirs that exceed 100 x 109/L. Third, thrombotic complications—an important sign of HIT [2, 3]—are not uncommon in the VAD patient population, particularly thrombotic strokes [4]. Fourth, anti-PF4/heparin antibodies—some with platelet-activating properties—are commonly observed in patients after cardiac operations who do not evince any other features of HIT [5–7]. Thus, it is no simple matter to distinguish HIT from non-HIT thrombocytopenia or thrombosis in this patient population.
The iceberg model (Fig 1) describes the interrelationship between formation of PF4/heparin-reactive antibodies and the risk that HIT will develop [8]. The model infers that only a subset of heparin-induced antibodies is pathogenic. After cardiac operations, patients (outside of VAD use) have high frequencies of anti-PF4/heparin antibodies (up to 50% to 75%) detected by commercial enzyme immunoassays (EIAs) [5–7]. These immunoassays detect not only the immunoglobulin (Ig) G class of platelet-activating antibodies but also (nonpathogenic) IgA and IgM antibodies. Interpretation of EIA results is improved by considering antibody reactivity levels; a weakly positive EIA result (0.40 to 1.00 U of optical density [OD]) makes a diagnosis of HIT very unlikely (risk
5%) [9].
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As will be discussed, VAD patients are characterized by a high frequency of anti-PF4/heparin antibody formation as well as by a very high frequency of clinical HIT itself (Fig 1; lower panel).
| Superimposition of HIT With Non-HIT Thrombocytopenia |
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| Risk Factors |
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Cardiac operations are associated with the highest rates of anti-PF4/heparin antibody formation, presumably reflecting marked PF4 release/availability and variable UFH concentrations ranging from very high (during cardiopulmonary bypass [CPB]) to low (after protamine), thereby enhancing likelihood that stoichiometrically optimal PF4/UFH ratios are achieved at some point. Levels of PF4 and UFH probably continue to vary in the early postoperative period, providing more opportunities to achieve immunizing PF4/UFH ratios. Inflammation associated with the operation is also a risk factor stimulating the anti-PF4/heparin immune response [15].
In VAD patients, ongoing release of PF4 from activated platelets, together with prolonged exposure to a therapeutic dose of UFH to prevent circuit thrombosis, means that if PF4/heparin-reactive antibodies are formed, they can bind to many PF4/heparin complexes. This creates a situation with a high breakthrough risk of clinical HIT; thus, the risk is relatively high that clinical HIT will develop in the VAD patient (Fig 1).
| Anecdotal Reports of HIT Complicating VADs |
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Pediatric Literature
HIT is uncommon in children, and especially rare in neonates and infants [23]. Two reports of young children—a neonate [24] and a 13-month-old [25]—claimed HIT as the explanation for VAD-associated thrombocytopenia but did not report platelet-activating antibody status. Of note, the neonate presented with circuit thrombosis during argatroban anticoagulation and severe bleeding occurred in the infant during lepirudin use, drawing attention to problems resulting from the use of alternative anticoagulants in children due to a diagnosis of HIT, whether real or not.
| Epidemiology of PF4-Dependent Antibody Formation in VAD Patients: Initial Studies |
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Overall, PF4-dependent antibodies were detected at the preoperative baseline in about half of the patients, presumably reflecting preoperative UFH use. Postoperative antibody formation, and subsequent waning of antibody levels, was not influenced by whether or not the VADs were UFH-coated. Interestingly, thrombotic events (stroke, mesenteric infarction, pulmonary embolism, peripheral embolism) occurred in 22 of 63 EIA+ patients (35%) vs none of the EIA– patients (p < 0.0001), with no difference between UFH-coated and noncoated devices. In contrast, the frequency of recurrent pump thrombosis was not affected by antibody status.
| Epidemiology of HIT in VAD patients—HIT Incidence and Serosurveillance Studies |
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Berlin
Koster and colleagues [28] examined HIT incidence using a protocol commenced in January 2000 in which thrombocytopenia during the preoperative or postoperative period led to serologic investigations for HIT by the rapid assay, PaGIA. These workers retained PaGIA+ sera and thus could study later whether platelet-activating antibodies (by HIPA test) were present. All but 1 patient regarded by the investigators as having HIT were HIPA+.
In the preoperative period, 15 of 358 VAD patients (4.2%) were diagnosed with HIT, and ischemic stroke developed in 2 of these 15 patients (13%). Subsequent anticoagulation during VAD implantation was performed using UFH plus an antiplatelet agent, with 9 receiving iloprost and 6 receiving tirofiban, depending on pulmonary hypertension status (iloprost is a potent vasodilator). Procedural success did not differ between HIT and non-HIT patients.
This complication developed in the postoperative period in 13 of the remaining 343 patients (3.8%) without HIT at the time of VAD implantation. Of these 13 patients, ischemic strokes developed in 2 (15%), and only 4 (31%) survived, with multiorgan failure the predominant cause of death.
Bad Oeynhausen
Schenk and colleagues [29, 30] evaluated HIT frequency and associated antibody status in 115 VAD patients during a 2-year period. Testing for HIT was prompted by "otherwise unexplained thrombocytopenia and/or the occurrence of thromboembolism." In addition, plasma routinely collected on postoperative days 5 to 7 and stored at –80°C, was used to test for PF4-dependent antibodies by commercial EIA and the PaGIA. Samples testing positive were then evaluated for individual immunoglobulin (Ig) classes (IgG, IgA, IgM), as well as for platelet-activating properties by HIPA.
Of 113 VAD patients evaluated, 74 (65%) tested positive by EIA or PaGIA, or both. Of these antibody-positive patients, EIA-IgG and HIPA assay results were used to define three groups as follows: 12 were HIPA+/IgG+, 28 were HIPA–/IgG+, and 34 were HIPA–/IgG–. The first group was judged to have HIT, indicating that this diagnosis occurred in 12 of 113 VAD patients (10%).
Figure 2 compares the end point of freedom from thromboembolic events during mechanical support for these three patient groups. A significantly greater risk of thromboembolic events was seen in the HIPA+/IgG+ group. These findings support observations in non-VAD populations that only platelet-activating antibodies are associated with an increased risk of thromboembolic events [32]. Interestingly, no significant differences in platelet counts were found among these three patient groups, although a tendency for platelet counts to rebound to higher levels by 2 weeks after VAD implantation was seen in the HIPA+/IgG+ subgroup.
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Duke University
Schroder and colleagues [31] reported their experience with HIT complicating VAD use as a bridge to transplantation in 92 consecutive patients evaluated during a 6-year period. Patients in whom "clinically significant thrombocytopenia developed after heparin exposure" were tested using a commercial EIA, with any positive result (>0.40 OD U) considered to indicate HIT.
Of 30 patients who underwent serologic investigation, 24 tested EIA+; thus, 24 of the 92 VAD patients (26%) met the study criteria for HIT. Although the EIA+ patients had a mean ODU value of 1.46, only 13 of the 24 EIA+ patients (54%) had values that exceeded 1.00 ODU, suggesting that many of the antibodies were unlikely to have been platelet-activating. Thus, the high frequency of HIT reported (26%) likely is an overestimate.
In keeping with a high frequency of overdiagnosis, no increase in thromboembolic events was seen in HIT patients: 4 of 24 HIT (17%) vs 16 of 68 non-HIT controls (24%). No thrombotic events were evident in the 7 HIT patients who died while on VAD support. Moreover, survival to transplantation was similar irrespective of HIT status: 17 of 24 (71%) vs 58 of 68 (85%; p = 0.14).
Although management of EIA+ patients included heparin avoidance, UFH anticoagulation was performed at the time of heart transplantation irrespective of EIA test status. Overall, 12 of 17 EIA+ patients who survived to transplantation had significant decrease in EIA OD values (Fig 3), an observation consistent with reported transience of PF4-dependent antibodies [33]. Although significantly lower platelet counts were observed in the early period after transplantation among the HIT patients (Fig 4A), survival after transplantation (Fig 4B) and thromboembolic-free survival (Fig 4C) did not differ from controls.
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| Thrombotic Events in VAD Patients With HIT |
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| Systematic Studies of HIT in VAD Patients: Main Findings |
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| Alternative Nonheparin Anticoagulants for HIT |
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There are five nonheparin anticoagulants with a rational basis for treatment of HIT and for which evidence exists regarding efficacy [36]. These comprise three direct thrombin inhibitors (DTIs)—hirudin, argatroban, bivalirudin—and two indirect antithrombin-mediated factor Xa inhibitors—danaparoid and fondaparinux.
Unlike indirect inhibitors of thrombin, DTIs also inhibit clot-bound thrombin that accumulates on artificial surfaces. DTIs also differ from UFH in other important respects: whereas UFH elimination is largely organ-independent, hirudin is excreted renally, and argatroban undergoes hepatobiliary elimination. Accordingly, renal or hepatic dysfunction, or both—and the potential for DTI accumulation—is common in VAD patients. Bivalirudin is a hirudin analogue (hirulog) with only a minor renal and no hepatic excretory component; however, its predominant route of elimination is enzymic degradation, which predisposes to loss of anticoagulant effect in stagnant blood and could be an issue within parts of the VAD and within the impaired left ventricle.
A disadvantage of DTIs is that their anticoagulant level is usually judged by global clotting assays, such as the APTT. These only infer the level of anticoagulation, however, and may not correlate well with plasma DTI levels in patients with coagulopathy. Although assays exist to determine drug levels directly, these are not widely available. Also, short DTI half-lives could result in rapid loss of anticoagulant effect—with resulting risk of rebound thrombosis—if they are stopped abruptly.
Danaparoid (a mixture of anticoagulant glycosaminoglycans) differs from fondaparinux, the synthetic factor Xa inhibitor, by additionally inhibiting thrombin by both antithrombin and heparin cofactor II. Clot-bound thrombin is not inhibited. Use of danaparoid and fondaparinux for treatment and prevention of VAD-associated thrombosis remains largely unexplored.
| Preoperative and Postoperative Anticoagulation: Shorter-Acting Agents |
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Lepirudin has a plasma half-life of 80 minutes. Drug accumulation and bleeding risk increase considerably in patients with renal impairment [37]. Even in the absence of renal dysfunction, current guidelines recommend initial dosing of approximately one-half that recommended by the manufacturer (0.05 to 0.10 mg/kg/h vs 0.15 mg/kg/h) [36]. Given the high frequency of renal impairment after VAD implantation, lepirudin is not an ideal option.
Argatroban has a plasma half-life of 40 to 50 minutes. This anticoagulant was used in 28 non-HIT patients after VAD implantation [38] in whom thrombotic and bleeding complications appeared comparable with standard UFH therapy. Unfortunately, no information regarding argatroban dosing was given. However, in patients after cardiac operations as well as those with multiorgan dysfunction, initial dosing should be reduced from 2 mcg/kg/min (per package insert) to much lower levels of about 0.5 mcg/kg/min [36, 39, 40]. Protocols exist for argatroban dosing in the setting of renal replacement therapy [41].
Although both lepirudin and argatroban can be monitored by the APTT, this assay loses linearity in the range of 60 seconds or more, and therefore monitoring by ecarin clotting time [42] or direct determination of drug levels is advised.
Bivalirudin is a further option. Its plasma half-life of 25 to 30 minutes is the shortest, and its route of elimination predominantly enzymic (cleavage by thrombin), thus its elimination is largely independent of special organ function [43]. This unique pharmacology renders bivalirudin an interesting option for anticoagulation of HIT patients during cardiac procedures and particularly in patients with renal and hepatic failure. The suggested starting dose is 0.25 mg/kg/h and should be titrated to target APTT values [44].
| Preoperative and Postoperative Anticoagulation: Long-Acting Agents |
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Fondaparinux, a pentasaccharide, is another alternative; however, few data exist for treatment of HIT, and no data are available for use in VAD patients. Further caution is warranted in renal dysfunction, because drug levels can accumulate, and little experience with anti-Xa monitoring exists. The dose of fondaparinux ranges from 2.5 to 7.5 mg/d, depending on whether antithrombotic prophylaxis or therapy is desired.
LMWH is not a therapeutic option in HIT [36].
| Anticoagulation During VAD Implantation |
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Antibody Status at Time of Operation
HIT antibodies usually become undetectable within several weeks after an episode of HIT [33]. In case of heparin reexposure, the generation of new antibodies—if they recur at all—takes at least 4 or 5 days. Therefore, in patients with a recent history of HIT, but with negative (or weakly-positive) antibodies, anticoagulation during VAD implantation can be safely performed with UFH. This strategy was successfully used in patients in whom HIT developed after VAD implantation and were bridged to heart transplantation using UFH as anticoagulant during CPB [31]. Successful outcomes using intraoperative UFH anticoagulation were also observed in EIA+ patients in whom platelet-activating antibodies were not detectable [46].
Patients with Platelet-Activating Antibodies at Time of Operation
An alternative anticoagulant approach should be used in patients who have detectable platelet-activating antibodies at the time of VAD implantation. Possible strategies include UFH administration together with an inhibitor of platelet activation/aggregation such as iloprost, epoprostenol, or tirofiban, or the use of a nonheparin agent. Current experience and theoretic considerations favor bivalirudin over other alternative agents.
Bivalirudin
Primarily for reasons of short half-life and elimination kinetics being largely independent of special organ function, bivalirudin is the only nonheparin agent that has been studied systematically in prospective trials of HIT and non-HIT patients in the setting of intraoperative anticoagulation for on-pump cardiac operations [47, 48]. Owing to its enzymic clearance, special considerations for surgical and perfusion practice, particularly the avoidance of stagnant blood flow within the CPB system, are crucial [44, 45, 47, 48]. This applies particularly for VAD implantation, because any stoppage of blood flow within the device or cannulas is associated with risk of local thrombus formation. Therefore, if in the extracorporeal devices the cannulas are implanted and circulation not immediately started, air should be removed with saline and the cannula clamped. In rotary blood pumps, blood flow may be best provided by slight loading of the beating ventricle after the implantation of the apical cannula so that the blood can be ejected through the outflow tract when the aortic connection is performed and aspirated by cardiotomy suction.
UFH plus antiplatelet therapy
The main advantage of combining UFH with a potent inhibitor of platelet activation/aggregation is that standard UFH dosing, monitoring, and protamine reversal are maintained, whereas the concomitant short-acting antiplatelet therapy attenuates HIT antibody-induced platelet activation. One option is a prostacyclin analogue such as iloprost or epoprostenol, which also decreases pulmonary artery resistance [49]. Interpatient variations in platelet inhibition and severe dose-dependent hypotension are drawbacks.
Another option is to inhibit platelet aggregation with the use of tirofiban, a short-acting platelet glycoprotein inhibitor [45]. However, tirofiban is predominantly eliminated by the kidneys, so renal failure increases bleeding risk as well as platelet transfusion refractoriness due to persistent tirofiban concentrations. Therefore, this strategy seems too risky for patients with preexisting renal failure. If renal failure occurs after VAD insertion, then tirofiban elimination can be enhanced using modified ultrafiltration [50].
| Is it Time to Use an Alternative Anticoagulant for Routine After VAD Anticoagulation? |
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Although UFH will remain the preferred intraoperative anticoagulant for use during VAD implantation in most patients, avoiding UFH postoperatively should largely negate the issue of HIT. Several current alternative anticoagulants appear suitable for this approach. For early postoperative anticoagulation, a DTI—with its relatively short half-life (selected with due consideration for coexisting renal or liver impairment)—would be appropriate. For example, Samuels and coworkers [38] used argatroban in 20 patients after VAD implantation and observed reduced bleeding complications compared with heparin (5% vs 20%), thus demonstrating an adequate safety profile of argatroban in this situation. In patients with simultaneously impaired renal and liver function, bivalirudin offers an even shorter half-life and elimination essentially independent of renal and liver function. More frequent use of these drugs would also promote implementation of more specific assays, such as the ecarin clotting time, or direct quantitation of drug levels. Transition to an agent with a longer half-life (danaparoid, fondaparinux), with the option for subcutaneous administration, could occur subsequently when the patient's clinical situation has stabilized.
With this approach, even if significant levels of platelet-activating, PF4-dependent antibodies were formed due to preoperative or intraoperative UFH use, these would be unlikely to cause clinical consequences of HIT. Such a strategy would not only greatly reduce the risk of HIT and its complications but also potentially improve thrombotic and bleeding outcomes after VAD implantation. We call for cardiac surgeons and anesthesiologists, critical care physicians, and hematologists to develop alternative anticoagulant protocols and to test their efficacy and safety in this challenging patient population.
| Acknowledgments |
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| References |
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