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Ann Thorac Surg 2008;86:583-587. doi:10.1016/j.athoracsur.2008.04.022
© 2008 The Society of Thoracic Surgeons

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Original Articles: Pediatric Cardiac

The Palliative Arterial Switch Procedure for Single Ventricles: Are These Patients Suitable Fontan Candidates?

Scott R. Ceresnak, MDa, Jan M. Quaegebeur, MDb, Robert H. Pass, MDa, Allan J. Hordof, MDa, Leonardo Liberman, MDa,*

a Department of Pediatrics, Division of Pediatric Cardiology, Morgan Stanley Children's Hospital, New York, New York
b Department of Surgery, Morgan Stanley Children's Hospital, New York, New York

Accepted for publication April 7, 2008.

* Address correspondence to Dr Liberman, Morgan Stanley Children's Hospital, 3959 Broadway, 2 North, New York, NY 10032 (Email: ceresnak{at}yahoo.com).


    Abstract
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
Background: The traditional first stage of palliation for functional single-ventricle lesions with transposition of the great vessels and systemic outflow tract obstruction has been either the Norwood or Sano procedure or the Damus-Kaye-Stansel procedure. There is limited literature on the use of an arterial switch procedure as the initial staged palliation for functional single ventricles in this setting. This study is an examination of our institutional experience with performing the palliative switch procedure with examination of suitability for Fontan completion and midterm outcome in these patients.

Methods: This is a retrospective review of our institutional experience from October 1991 through August 2006 on single-ventricle patients with transposition of the great vessels and systemic outflow tract obstruction who underwent a palliative arterial switch procedure.

Results: Nine patients underwent an initial palliative switch procedure. Six of 9 patients underwent completion of palliation with the Fontan procedure and are alive and well. One patient is well and is awaiting the next stage of palliation (78%). There was 1 early operative death (11%) and 1 late death (11%). There was 1 case of recoarctation (11%).

Conclusions: The palliative switch procedure appears a reasonable surgical option for patients with functional single-ventricle lesions, transposition of the great vessels, and systemic outflow tract obstruction. Patients who have undergone a palliative switch procedure are suitable candidates for completion of palliation with the Fontan procedure.


    Introduction
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
Infants with univentricular hearts, transposition of the great vessels, and systemic outflow tract obstruction (SOTO) are a surgical challenge [1–4]. The classical surgical options for these patients are the Norwood procedure [2, 5] (or variations thereof such as the Sano procedure [6]) or the Damus-Kaye-Stansel (DKS) procedure [7–10]. The results with these approaches have been mixed [2, 3, 11–13]. These patients will ultimately require a Fontan procedure for completion of univentricular palliation. Patients with SOTO are prone to ventricular hypertrophy and diastolic dysfunction, potentially making single-ventricle palliation more challenging [2, 14, 15]. There is limited experience reported in the literature about these surgically challenging patients with the use of a palliative arterial switch procedure [2, 15, 16–18]. By performing an arterial switch in these patients, the SOTO effectively becomes pulmonary stenosis and provides a restriction to pulmonary blood flow. Our study will review our experience with the palliative arterial switch procedure and evaluate the midterm results of these patients with the primary aim of determining if they can go on to complete palliation with a Fontan procedure.


    Patients and Methods
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
Patients
A retrospective review was performed of our institutional experience from October 1991 through August 2006 on single-ventricle patients who underwent palliative arterial switch procedures. Approval was obtained by the Institutional Review Board. The surgical database was reviewed for all arterial switch cases performed on functional single ventricles over the past 15 years. All patients with a functional single-ventricle lesion, SOTO (valvar aortic stenosis, subaortic stenosis, or a restrictive bulboventricular foramen), who underwent an arterial switch procedure as initial palliation, and had records available for review were included. Charts were reviewed to evaluate patient demographics, presurgical condition, pertinent medical problems, cardiac anatomy, preoperative echocardiograms, surgical data (bypass, aortic cross-clamp, and circulatory arrest times, coronary anatomy, and complications), pre-Fontan cardiac catheterization, and most recent follow-up data. Size of the pulmonary arteries at the time of pre-Fontan catheterization was evaluated and indexed according to the method described by Nakata and colleagues [19].

Surgical Technique
All procedures were performed by the same cardiothoracic surgeon (J.M.Q.). In all patients, the chest was entered through a vertical midsternal incision. The heart was cannulated in the aorta and in the right atrium using a single venous cannula. The aorta was then transected in its midportion. Aortic coarctation and arch reconstruction were performed first using hypothermic circulatory arrest. In the patients with tubular hypoplasia of the aortic arch or large discrepancy in the size between the aorta and the pulmonary artery, or both, a cryopreserved pericardial patch was used to enlarge the arch and to augment the distal ascending aorta.

The remainder of the procedure was then performed on cardiopulmonary bypass with flows at 1.6 L/min/m2 and the temperature set at 28°C. The pulmonary artery (PA) was then transected just above the commissures. The usual coronary artery pattern (left anterior descending and circumflex from sinus 1 and the right coronary artery from sinus 2) was encountered in 7 of the 9 patients. The coronary arteries were excised as buttons from the aorta and reimplanted in the corresponding sinus of the PA. The Lecompte maneuver was performed in all patients. The enlarged (if necessary) distal aorta was then anastomosed to the neoaortic root. The neopulmonary root was repaired with two autologous pericardial patches and anastomosed to the PA bifurcation. Cardiopulmonary bypass was then discontinued.


    Results
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
Patients
From October 1991 through July 2006, a total of 450 patients underwent arterial switch operation. Of the 450 patients, 12 underwent a palliative arterial switch procedure with records available for review. Three patients underwent palliative switch as part of a staged ventricular septation for future biventricular repair and were excluded from this review. There were 9 patients who, therefore, met inclusion criteria with a functional single-ventricle lesion, transposition of the great vessels, and SOTO (Table 1, overall data). Eight of the 9 patients underwent their initial repair within the first 3 weeks of life and 1 patient underwent repair at 6 months of age. The median age at the time of repair was 7 days (range, 2 to 180). The median weight at the time of the procedure was 3.46 kg (range, 2.58 to 4.5 kg). Three patients had transposition of the great arteries (TGA) with tricuspid atresia or severe tricuspid stenosis with a ventricular septal defect (VSD) and a hypoplastic right ventricle. Three patients had double-inlet single ventricles with L-TGA and a VSD. Two patients were complex lesions with upstairs-downstairs ventricles, a hypoplastic right ventricle, a VSD, and d-TGA. One patient had a single right ventricle with d-TGA and valvar aortic stenosis. Seven of the 9 patients (78%) had associated aortic arch abnormalities with 3 cases of interrupted aortic arch and 4 cases of coarctation of the aorta. Seven of the 9 patients (78%) had a VSD. Four of the 9 patients (44%) were diagnosed prenatally.


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Table 1 Overall Data
 
Surgical Data
The median bypass time was 189 minutes (range, 167 to 217), and the median aortic cross-clamp time was 122 minutes (range, 90 to 134). Seven patients underwent circulatory arrest for arch reconstruction with a mean circulatory arrest time of 29 minutes (range, 12 to 54). Seven of the 9 patients had the usual coronary anatomy with the left anterior descending artery and the circumflex artery from sinus 1 and the right coronary artery from sinus 2. One patient had a single coronary with the ostium of the right and left adjacent to each other and an intramural left coronary behind the posterior commissure of the aortic valve. One patient had the left anterior descending artery originate from sinus 1 and the circumflex and the right artery arise from sinus 2. Seven of the 9 patients had repair of the aortic arch owing to a coarctation of the aorta or interrupted aortic arch. One patient required an atrial septectomy at the time of the arterial switch procedure because of a restrictive atrial septum.

There was 1 early operative death (11%). This patient (no. 7) was noted to have good ventricular function after removal from cardiopulmonary bypass. Arterial hypotension occurred after chest closure with decreased ventricular function on transesophageal echocardiography. The patient's coronary anatomy was normal, but the left coronary artery was short and bifurcated early. In addition, there was a large size discrepancy between the aorta and the pulmonary artery, with the pulmonary artery being more than 50% larger than the aorta. This size discrepancy between the aorta and pulmonary artery, coupled with the short, early bifurcating left coronary artery, made the coronary transfer more challenging. At reexploration, we could not confirm kinking of the left coronary artery; however, the left coronary artery was then "tacked up" anteriorly, resulting in improved ventricular function. The patient died on postoperative day number 16 of persistently poor ventricular function despite maximal inotropic and medical support. No postmortem examination was performed.

Follow-Up
Three of the 9 patients (33%) needed augmentation of pulmonary blood flow with a modified Blalock-Taussig shunt. One patient had the Blalock-Taussig shunt placed on postoperative day 5, whereas the other 2 patients had the shunts placed 2 and 3 months postoperatively (Table 1). None of the patients required a PA band because of excessive pulmonary blood flow.

Six of the 9 patients ultimately underwent Fontan palliation. Four patients initially underwent a bidirectional Glenn (BDG) operation, and 2 did not have an intermediate BDG staging and had Fontan as their second procedure after palliative switch. The median age of the BDG procedure was 8 months (range, 4 to 19). The median age of the Fontan procedure was 32 months (range, 27 to 37). One patient is currently doing well and awaiting the next stage of palliation. The 6 patients who have completed Fontan palliation are alive and well on most recent follow-up. The median time to most recent follow-up is 4.83 years (range, 0.5 to 15.3).

Pre-Fontan cardiac catheterizations were performed on all patients before the Fontan procedure. The median PA pressure was 10 mm Hg (range, 9 to 14 mm Hg) and the median ventricular end-diastolic pressure was 8 mm Hg (range, 5 to 11 mm Hg). There were no patients with pulmonary hypertension or other problems that prevented surgical palliation with the Fontan procedure. The pulmonary artery anatomy was assessed angiographically on all patients, and the median PA index (Nakata index) was 347 mm2/BSA (range, 167 to 740 mm2/BSA) [19]. Three of the 6 patients (50%) had concomitant PA enlargements at the time of the Fontan. The median PA index of the patients requiring PA enlargement was 203 mm2/BSA (range, 167 to 490 mm2/BSA) and the median PA index of the patients who did not require PA enlargement was 545 mm2/BSA (range, 190 to 740 mm2/BSA]. The difference between these two groups was not statistically significant (p = 0.34).

There was 1 late death (11%) that occurred 3 months after the initial arterial switch procedure (patient 9). This patient presented with signs and symptoms of heart failure and had recoarctation of the aorta with severely decreased ventricular function. The patient was taken to the cardiac catheterization laboratory for successful balloon angioplasty of the coarctation and was then transferred to the pediatric cardiac intensive care unit. After catheterization, the patient was hypoxic and went to surgery for placement of Blalock-Taussig shunt. Three days postoperatively, the patient died after respiratory arrest despite maximal inotropic and medical support. No postmortem examination was performed, and the cause of death was believed to be secondary to respiratory acidosis in the setting of severely decreased ventricular function.


    Comment
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
The initial palliative procedure for infants with univentricular hearts and SOTO classically involves variations of the Norwood and Sano procedures or the DKS procedure [1–4, 8]. Initial palliation in infancy must balance the need for maintaining both adequate systemic and pulmonary blood flow. Getting to the next stage of palliation with a BDG or Fontan procedure involves limiting pulmonary blood flow to prevent elevation in pulmonary vascular resistance, providing adequate pulmonary blood flow to maintain good oxygenation, and preserving univentricular systolic and diastolic function.

There are numerous potential theoretical benefits of an arterial switch procedure [2, 14, 15]. These benefits may include the following: (1) the creation of laminar flow through the systemic outflow tract, potentially decreasing the risk of recoarctation; (2) relief of subaortic stenosis, thus preventing myocardial hypertrophy of the single ventricle and helping to prevent diastolic dysfunction of the single ventricular chamber; (3) decreased need for a systemic to PA shunt, as a shunt carries the risk of shunt occlusion, distortion of PA anatomy, and decreased diastolic pressure with potentially poorer coronary perfusion; and (4) protection of the pulmonary vascular bed through effective "banding" due to subpulmonary stenosis or a restrictive bulboventricular foramen.

There are several theoretical drawbacks of the palliative switch procedure. These drawbacks include the difficulty in predicting pulmonary blood flow, and the possibility of long-term coronary artery problems after coronary transfer as part of the arterial switch procedure.

There is limited experience reported in the literature about the utility of an arterial switch as the first stage of palliation for single-ventricle lesions [2, 14, 16–18]. The initial palliative arterial switch procedure reported in the literature was in 1980 by Freedom and colleagues [16], who described 2 patients with tricuspid atresia who underwent arterial switch and simultaneous Fontan procedure. Karl and associates [2] reported 6 patients with univentricular hearts and subaortic stenosis, 2 of whom went on to BDG and 1 who underwent a Fontan procedure. Lacour-Gayet and colleagues [14] reported 7 patients who underwent palliative arterial switch. The short-term results in this series were good, but suitability for ultimate Fontan palliation has not been reported.

Outcomes
Estimates on the operative mortality for the Norwood Procedure and the DKS procedure vary according to the era of reporting, the anatomy of the patient undergoing the procedure, the presence of additional medical or genetic problems, the weight of the patient, and the institution [20]. Estimates for mortality for both procedures vary and have ranged from 30% during the early years of the procedure to as low as 10% in current surgical practice [5, 6, 9, 11, 21]. In contrast, the arterial switch operation has evolved to a standard and safe procedure, with mortality rates ranging from 5% to 7% for patients with biventricular hearts [20, 21]. During the early period, the mortality rate for a standard arterial switch operation in our center was 2% [22]. It was because of this dramatic difference in operative mortality between the Norwood and DKS procedures and the arterial switch operation procedure that a palliative switch was considered in these high-risk patients. In univentricular hearts, Lacour-Gayet and colleagues [14] reported an overall mortality with the palliative switch to be 29%. In this study, the early operative mortality was 11%, and the 1 death was related to poor ventricular function after bypass. The late mortality was also 11%, and the late death was secondary to a respiratory arrest. The overall mortality, therefore, seems comparable to that for both the DKS and Norwood procedures.

Recoarctation
One of the theoretical benefits of the palliative switch procedure is the creation of laminar flow through the aortic outflow tract, with a potential decreased risk of coarctation. Clarke and associates [9] described a recoarctation rate as high as 33% among patients who have underwent DKS (4 of 12 patients). In our series, recoarctation developed in only 1 of the 9 patients (11%). More laminar flow through the "true" aortic outflow tract and across the aortic arch has been postulated to potentially result in a decreased risk of recoarctation.

Pulmonary Blood Flow
Prior reports in the literature have described that one of the problems with the palliative arterial switch operation is that it is difficult to predict and control pulmonary blood flow. In prior studies it has been shown that most of the patients undergoing palliative switch required augmentation of pulmonary blood flow with a Blalock-Taussig shunt [5, 14]. Lacour-Gayet and colleagues [14] showed that the majority of patients (6 of 7) needed a systemic to PA shunt for decreased pulmonary blood flow. In addition, there was 1 patient in that series who needed a pulmonary artery band placed owing to excessive pulmonary blood flow. In that series, all patients undergoing palliative switch needed an intervention to help control or augment pulmonary blood flow. In our series, 3 of the 9 patients (33%) required a Blalock-Taussig shunt to augment pulmonary blood flow, and none of the patients required a PA band. The surgical switch thus created pulmonary outflow tract obstruction, either in the form of pulmonary or subpulmonary stenosis or through a restrictive buloventricular foramen that was adequate to provide appropriate pulmonary blood flow. In the majority of the patients in our series (67%), therefore, the pulmonary outflow tract obstruction offered adequate protection of the pulmonary bed and offered a natural "banding" and restriction of pulmonary blood flow.

Conclusion
In conclusion, the palliative arterial switch procedure may be a reasonable surgical option for patients with univentricular lesions and SOTO. Operative mortality is similar to that for the Norwood and DKS procedures. The arterial switch procedure may offer long-term benefits that make patients with single ventricles good candidates for future palliation with the Fontan procedure. Further studies are needed to compare the different surgical techniques.


    References
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 

  1. Penkoske PA, Freedom RM, Williams WG, Trusler GA, Rowe RD. Surgical palliation of subaortic stenosis in the univentricular heart J Thorac Cardiovasc Surg 1984;87:767-781.[Abstract]
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  3. Serraf A, Conte S, Lacour-Gayet F, et al. Systemic obstruction in univentricular hearts: surgical options for neonates Ann Thorac Surg 1995;60:970-976.[Abstract/Free Full Text]
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  6. Dragulescu A, Ghez O, Bouvenot J, et al. Value of the Norwood-Sano compared to the classical Norwood procedure in hypoplastic left heart syndrome Arch Mal Coeur Vaiss 2006;99:452-456.[Medline]
  7. DeLeon SY, Ilbawi MN, Tubeszewski K, Wilson Jr WR, Idriss FS. The Damus-Stansel-Kaye procedure: antatomical determinants and modifications Ann Thorac Surg 1991;52:680-687.[Abstract]
  8. Lui RC, Williams WG, Trusler GA, et al. Experience with the Damus-Kaye-Stansel procedure for children with Taussig-Bing hearts or univentricular hearts with subaortic stenosis Circulation 1993;88:II170-II176.[Medline]
  9. Clarke AJ, Kasahara S, Andrews DR, et al. Mid-term results for double inlet left ventricle and similar morphologies: timing of Damus-Kaye Stansel Ann Thorac Surg 2004;78:650-657.[Abstract/Free Full Text]
  10. Chang YH, Kim WH, Lee JY, et al. Pulmonary artery banding before the Damus-Kaye-Stansel procedure Pediatric Cardiol 2006;27:594-599.
  11. Daebritz SH, Nollert GA, Zurakowski, et al. Results of Norwood stage I operation: comparison of hypoplastic left heart syndrome with other malformations J Thorac Cardiovasc Surg 2000;119:358-367.[Abstract/Free Full Text]
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  19. Nakata S, Imai Y, Takanashi Y, et al. A new method for the quantitative standardization of cross-sectional areas of the pulmonary arteries in congenital heart diseases with decreased pulmonary blood flow J Thorac Cardiovasc Surg 1984;88:610-619.[Abstract]
  20. Blume ED, Altmann K, Mayer JE, Colan SD, Gauvreau K, Geva T. Evolution of risk factors influencing early mortality of the arterial switch operation J Am Coll Cardiol 1999;33:1702-1709.[Abstract/Free Full Text]
  21. Von Bernuth G. 25 years after the first arterial switch procedure: mid-term results Thorac Cardiovasc Surg 2000;48:228-232.[Medline]
  22. Lamour JM, Starc TJ, Montoya C, Gersony WM, Quaegebeur JM. Factors influencing early outcome after the arterial switch operation J Am Coll Cardiol 2001;37(Supple A):464A.




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