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Ann Thorac Surg 2007;84:1059-1065
© 2007 The Society of Thoracic Surgeons
University of Minnesota Department of Surgery, Section of Thoracic and Foregut Surgery, Minneapolis, Minnesota
* Address correspondence to Dr Maddaus, University of Minnesota Department of Surgery, MMC 207, 420 Delaware St SE, Minneapolis, MN 55455 (Email: madda001{at}umn.edu).
| Abstract |
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| Introduction |
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In 2001, the American College of Surgeons conducted a survey of the practice patterns of 729 United States tertiary teaching hospitals and community hospitals. The American College of Surgeons survey highlighted several areas that needed to be improved in the care of NSCLC patients and suggested that an abysmally low number of NSCLC patients in the United States undergo an adequate MLN assessment. Only 27.1% of patients underwent preoperative mediastinoscopy. Remarkably, of those patients who underwent mediastinoscopy, a MLN was identified by pathologic testing only 46.6% of the time [3]. Furthermore, despite overwhelming evidence favoring pathologic staging of MLNs in NSCLC patients, only 57.8% of the patients overall had any nodes removed from the mediastinum at the time of surgical resection [3]. Practice patterns of MLN evaluations differed depending on the type of institution where the operations were being performed. Highly significant differences (p < 0.01) were seen between the rates of MLN evaluations performed at academic institutions (67.9%), at community comprehensive cancer centers (55.6%), and at community cancer centers (48.1%) [3].
The differences in practice patterns may be due to inadequate training or a lag in communication, or both, and dissemination of evidence that favors a thorough MLN evaluation. Due to the prognostic and therapeutic implications of an accurate determination of mediastinal nodal status, we reviewed the literature to establish evidence-based recommendations for a sufficient clinical and pathologic MLN evaluation.
| Methods |
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For this review, we categorized operative techniques for evaluating MLNs as a complete mediastinal lymph node dissection (MLND), a systematic mediastinal lymph node sampling (MLNS), or no defined evaluation. The location of MLNs was categorized according to the American Thoracic Society regional lymph node (LN) classification system [4].
| Pathologic Staging of MLN: Operative Approaches |
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| Mediastinoscopy |
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| Emerging Techniques |
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| LN Management at the Time of Definitive Resection |
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Improved accuracy of MLN evaluation could potentially influence survival through two mechanisms: (1) due to a direct therapeutic effect from resection of unsuspected N2 disease or (2) due to stage migration (also known as the "Will Rogers phenomenon") [26]. Evidence of an unbiased survival advantage from removing occult N2 disease is difficult to obtain and interpret. The best data to evaluate this mechanism would come from pathologic stage-matched groups of patients where MLN techniques were compared; however the potential for stage migration is still present. In stage migration, NSCLC patients who would have been erroneously understaged by imprecise modalities (ie, no defined evaluation or MLNS) are correctly staged by more accurate techniques (ie, MLND); these patients "migrate" toward their true (higher) stage. Because stage is directly associated with prognosis, the perceived survival benefit of MLND may be a taxonomic artifact because MLND is associated with a lower probability of stage misclassification, and the survival analysis by TNM stage is less likely to be biased by the diluting effects of understaged patients. Although the true effect may be attributable to contributions from both mechanisms, it is nevertheless important to adequately and accurately evaluate the MLN.
MLND Versus MLNS Technique
Several cohort studies and randomized trials provided evidence for and against the theoretical disadvantages of MLND compared with MLNS. In the subsequent review, the definitions of MLND and MLNS were based on the definition of these procedures used in the original studies. No defined evaluation was defined as either haphazard or no LN evaluation.
In the literature, definitions of MLND and MLNS have been variable with some overlap between one authors MLNS being anothers MLND; many definitions were vague and the detail of the nodes sampled inconsistent. The most clearly defined and thorough definition of MLNS and MLND was used by The American College of Surgeons Oncology Group Z0030 trial, a prospective trial of 1,023 patients undergoing NSCLC resection with either MLNS or MLND, with evaluation of perioperative morbidity and long-term survival. In this trial, MLNS was defined as sampling LNs from stations 2R, 4R, 7, and 10R for right-sided tumors and from stations 5, 6, 7, and 10L for left-sided tumors. The definition of MLND used was removal of all lymphatic tissue bounded by the right upper lobe bronchus, the innominate artery, the superior vena cava, and the trachea for right-sided tumors, and by the phrenic nerve, vagus nerve, top of the aortic arch, and the left mainstem bronchus for left-sided tumors; all lymphatic tissue at stations 7, 8, 9, 11, and 12 were removed regardless of the side of the tumor [27].
MLND Versus MLNS and Morbidity
Because MLND is more extensive, a theoretic disadvantage is an associated higher morbidity rate. Okada and colleagues [28] compared the morbidity rates of a prospective cohort of 377 patients who underwent MLNS with 358 patients in a historical control group who underwent MLND, and they demonstrated a significantly higher morbidity rate in the MLND control group. In the Okada and colleagues [28] study, MLNS had an overall complication rate of 10.1% versus 17.3% for the MLND control. Although not statistically described individually, the MLND control group had higher raw numbers of dysrhythmia, pneumonia and atelectasis, chylothorax, and persistent air leak [28]. Several other observational studies failed to show a difference in mortality [29, 30]. Furthermore, the American College of Surgeons Oncology Group Z0030 trial provided level I evidence that the morbidity rate after MLND and MLNS does not significantly differ. No significant difference was identified between MLND and MLNS for any of the 15 complications measured. In the American College of Surgeons Oncology Group Z0030, the MLND group had a greater median operative time than did the MLNS group by 15 minutes (p < 0.0001) [27]. Another theoretic disadvantage of MLND is a higher mortality rate as compared with MLNS. However, multiple observational studies [28, 31] and prospective randomized clinical trials revealed no significant difference in the mortality rate between MLND and MLNS.
Mediastinal LN dissection is a slightly longer procedure than MLNS (ie, between 15 [27, 32] and 30 minutes [27]). However, we believe that the higher survival rates after MLND, and its equivalent perioperative morbidity and mortality rates (as compared with MLNS), make MLND the most appropriate method for definitively staging MLNs.
Survival and Extent of Nodal Evaluation
Multiple cohort and randomized trials demonstrated evidence for one theoretical advantage of MLND (ie, higher patient survival rates, possibly due to more effective local tumor control resulting from a more complete MLN dissection). Whereas data for the American College of Surgeons Oncology Group Z0030 trial mature, with survival data that will likely become available within the next 5 years, one is able to discern credible information on the survival of patients who undergo MLND or MLNS from the smaller randomized trials and cohort studies available in the literature.
Due to a potential for false-negative results with staging prior to definitive resection, no defined evaluation is inappropriate because a significant number of patients would be understaged and therefore would undergo suboptimal therapy. In a retrospective cohort study involving 442 patients with clinical stage I NSCLC, those who underwent random sampling had a significantly lower survival rate (51% vs 80%; p < 0.001) than those who underwent MLNS (defined as removal of at least 1 LN from stations 4, 7, and 10 for right-sided tumors and at least 1 LN from stations 5, 6, and 10 for left-sided tumors) or MLND (defined as "the prevailing surgical standard") [30]. These data are most likely an example of stage migration. Therefore, no defined evaluation is unacceptable.
The results of several studies imply that MLND is not required for small tumors [31]. Oda and colleagues [33] proposed that the size of the primary tumor and its histopathologic characteristics should drive the need for MLND. From their retrospective review of 524 patients, Oda and colleagues [33] advocated not performing MLND for patients with clinical stage I NSCLC who have one or more of the following conditions: an adenocarinoma less than 10 mm, a peripheral squamous cell carcinoma less than 20 mm, or a central squamous cell carcinoma less than 30 mm [34]. Their results have not been validated and until future prospective randomized trials provide evidence to the contrary, MLND should be considered the standard of care.
The differences in survival rates between MLND and MLNS may be due to enhanced MLN staging with MLND (ie, stage migration). Doddoli and colleagues [35] demonstrated that statistically there were significantly more MLNs collected during MLND (mean, 18.6 vs 7 LN; p = 0.001) and more stations were harvested (mean, 2.7 vs 1 LN; p < 0.001). These differences may account for the improved sensitivity of MLND (vs MLNS) in staging MLNs, which in turn leads to more accurate staging and more appropriate choices of cancer treatment. Indeed, large retrospective analyses have demonstrated that an increased number of nodes sampled leads to improved accuracy in pathologic staging [29] and, in turn, to increased survival rates [29, 31, 35].
Although the differences seen in the study by Doddoli and colleagues [29] could be attributed to stage migration, the same data could argue the point that the improved survival of the MLND group is a result of a direct therapeutic effect from resection of unsuspected N2 disease. Doddoli and colleagues [35] performed a retrospective cohort study involving 465 patients with pathologic stage I NSCLC who underwent either MLND (defined as more than 10 nodes identified and 2 or more stations examined) or MLNS (defined as fewer than 10 nodes identified or 1 station examined); the choice of MLND or MLNS was made at the surgeons discretion. Multivariate analysis demonstrated that MLND was associated with a significantly higher overall 5-year survival rate (64.7%) than MLNS (59.1%) [31, 36].
The studies by Doddoli [29] and Gajra [31], although both show survival advantages for MLND over MLNS, could argue for a direct therapeutic effect of MLND. In the studies, the patients were pathologic stage I NSCLC rather than clinical stage. This pathologic classification after operation allows for following survival in stage-matched groups. In both, the MLND cohorts had improved survivals.
In a prospective cohort study involving 100 consecutive patients with clinical stage T1-3N0-1M0 NSCLC without evidence of MLN metastasis after mediastinoscopy, survival rates were compared after MLNS (ie, removal of one or more LN from stations 2 to 4 and 7 to 9 for right-sided tumors and from stations 4 to 9 for left-sided tumors) versus MLND (ie, removal of all lymphatic tissue from stations 2 to 4 and 7 to 9 for right-sided tumors and from stations 4 to 9 for left-sided tumors). Overall, MLND did not confer lower local recurrence rates or lower patient survival rates. However, subgroup analyses demonstrated significantly lower local recurrence rates after MLND (vs MLNS) in patients with pathologic stage I disease (12.5% vs 45%; p = 0.002) and in patients with N0 or N1 disease (46% vs 13%; p = 0.004). Disease-free survival was significantly higher after MLND (vs MLNS) in patients with pathologic stage I disease (mean survival, 60.2 vs 44.8 months; p < 0.03) [31]. The failure to detect lower recurrence rates and higher patient survival rates in all subgroups after MLND may be due to small sample sizes (ie, lack of statistical power) or to the nonrandomized nature of the study design, which increases the probability of bias.
The Eastern Cooperative Oncology Group (ECOG) 3590, a prospective randomized trial involving 373 patients, was designed to determine whether or not combination chemotherapy and concurrent radiation therapy were superior to radiation therapy alone in preventing local recurrence and prolonging survival in patients with completely resected stage II and stage IIIa NSCLCs [30]. Because all patients who participated in this trial were required to undergo either MLNS (defined as complete removal of at least 1 LN from stations 4, 7, and 10 at right thoracotomy and from stations 5 or 6, or both, and station 7 during left thoracotomy) or MLND (defined as complete removal of all lymphatic tissue at those levels), a subgroup analysis was performed; the overall survival rates after MLND versus MLNS were compared. Mediastinal LN dissection was associated with more favorable overall survival rates. Patients with N1, N2, and right-sided tumors had higher overall survival rates after MLND. However, MLND (vs MNLS) did not confer a survival advantage to patients with left-sided tumors [37]. The Eastern Cooperative Oncology Group 3590 authors speculated that the lack of survival benefit for patients with left-sided disease may be due to difficulty accessing the paratracheal, perivascular, subcarinal, and paraesophageal MLNs [36]. There are several other potential sources of bias. Because Eastern Cooperative Oncology Group 3590 was not designed to compare survival of the MLND versus the MLNS, there is a potential for selection bias. In addition, probability of confounding is high; patients who underwent MLND statistically had a significantly higher rate of multilevel N2 disease that was associated with a worse prognosis. Therefore, the inability of Eastern Cooperative Oncology Group 3590 to detect a survival advantage with left-sided disease should be interpreted cautiously.
One prospective randomized trial provided level I evidence for higher survival rates after MLND. In that trial, 532 patients with resectable clinical stage I to IIIa NSCLC underwent either MLND or MLNS. Mediastinal LN dissection (vs MLNS) was statistically associated with a significantly higher survival rate in patients with stage I disease (82% vs 57%) or with stage IIIa disease (27% vs 6%). Patients with stage II disease had a marginally significant (p = 0.0523) survival advantage after MLND (vs MLNS) (ie, 32% vs 26.9%) [36].
Another prospective randomized trial failed to demonstrate a survival advantage after MLND. Izbicki and colleagues [32] randomized 182 patients who had no clinical evidence of N3 disease or metastasis to MLND (82 patients) or MLNS (100 patients). The two groups did not differ in terms of local recurrence rates or cancer-free survival rates [38]. However, the potential for bias is high. The MLND group in the Izbicki and colleagues [32] study had a significantly higher percentage of nonsquamous histology (77%) than the MLNS group (54%). Because nonsquamous histology has been shown to confer a worse prognosis than squamous cell carcinoma [32], the lack of a perceived survival benefit with MLND may be due to confounding. However, most concerning is that more than 10% of the patients were excluded from analysis after randomization because of positive margins or the finding of small cell lung cancer in the final pathologic diagnosis. Significantly more patients in the MLNS group were excluded (18 patients) than in the MLND group (1 patient). Because an intention-to-treat analysis was not used, there is a significant potential for bias. Therefore these results should be interpreted with caution.
There are many MLN locations to which a NSCLC primary tumor can metastasize, each of which has important prognostic implications. In particular, single-level N2 disease confers more favorable survival rates than multilevel N2 disease [39]. Mediastinal LN dissection is more accurate than MLNS at distinguishing single-level N2 disease from multilevel N2 disease [40–42]. Therefore the difference in survival conferred by MLND as with MLNS may be due, in part, to the superior ability of MLND to detect multilevel N2 disease. In fact, a prospective randomized clinical trial provides evidence in favor of this conjecture. In that trial, 373 NSCLC patients underwent either MLNS or MLND. The percentage of N1 and N2 nodes sampled between the two groups did not differ. However, MLND was able to identify multiple N2 levels in 30% of patients, and MLNS in only 12%. Patients who underwent MLND had a significantly higher survival rate (median survival, 57.5 months) than those who underwent MLNS (median survival, 29.2 months), presumably because patients who underwent MLND were more accurately staged and consequently were more likely to undergo optimal treatment of their cancer [36]. In addition to being more efficacious at detecting multilevel disease and contiguous N1N2 disease, MLND is also more effective than MLNS at identifying N2 skip metastasis (defined as N2 positive and N1 negative LN, resulting from noncontiguous LN metastasis) [36]. The 5-year survival rate for patients with skip metastasis is more favorable (34.4% to 41%) than patients with contiguous N1N2 disease (12.7 to 18.5%) [43]. Again, a thorough and accurate evaluation of the MLN can have implications on survival.
In the ACOSOC Z0030 trial, MLND identified 3.8% more patients with N2 disease than did MLNS [42, 44–46]. Presuming that randomization resulted in an equal distribution of patients with N2 among the MLNS and the MLND groups, MLNS missed 3.8% more patients with N2 disease than did MLND. Had N2 disease been accurately detected, those patients would have been upstaged, either from stage I to IIIa (in the case of previous N0 disease) or from stage II to IIIa (in the case of previous N1 disease). As a result, those patients would have undergone appropriate adjuvant therapy for the stage of their disease, potentially optimizing their chance of long-term survival. To detect those 3.8% of patients, 26 patients would need to undergo MLND to gain benefit from the more accurate diagnosis of N2 disease in 1 patient. Because 26 is a relatively low number needed to be treated, we believe that MLND is a more prudent choice than MLNS.
Video-Assisted Thoracoscopic Surgery MLND
Mediastinal LN dissection performed by video-assisted thoracoscopic surgery versus MLND performed through a thoracotomy are equally efficacious regarding the number of nodes that are harvested [47]. Furthermore, the operative mortality rates and the 5-year survival rates are not significantly different [48, 49]. However, video-assisted thoracoscopic surgery is associated with less morbidity. In particular, one series demonstrated that video-assisted thoracoscopic surgery patients had fewer chest tube days (mean, 5.8 days) than thoracotomy patients (mean, 7.6 days). Based on these results, current National Comprehensive Cancer Network practice guidelines state that video-assisted thoracoscopic surgery is an acceptable alternative approach while performing MLND, as long as oncologic principles are not compromised [48, 49].
| Number of Nodes and Survival |
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Mediastinal LN dissection is the gold standard for pathologic staging of MLNs. Importantly, the number of MLNs that are harvested is crucial; it directly affects the accuracy of pathologic staging [54] and is associated with improved disease-free and overall survival rates [29, 31, 52]. Although it is well-established that removing a sufficient number of LNs is necessary to accurately stage NSCLC patients, the optimal number of LNs that should be evaluated is contentious [31, 52].
In a review of the surveillance, epidemiology, and end-results database, the mortality rates of 16,800 patients with pathologic stage I disease (94% of whom did not undergo adjuvant radiation) was correlated with the number of MLNs evaluated at the time of surgical resection of the primary tumor. Patients who had 11 to 12 MLNs evaluated had the highest survival rate (median survival, 97 months), which was significantly higher than for patients who had 1 or 2 LN examined (median survival, 65 months). Patients were also further stratified into groups based on the number of MLNs examined (1 to 4, 5 to 8, 9 to 12, 13 to 16, and more than 16; 1 to 4 served as the reference group). A multivariate analysis was performed to control for potential confounding factors of survival. Patients were further stratified according to whether or not they underwent radiation therapy. As compared with the reference group, increases in survival were noted with increasing numbers of MLNs examined in patients who did not undergo radiation therapy; this result was possibly due to a reduction in sampling error. The highest survival rate was noted in the 13 to 16 MLN group. Evaluating more than 16 LNs did not confer an improvement in survival. Similar results were noted among patients who underwent adjuvant radiation therapy. The surveillance, epidemiology, and end-results review concluded that an adequate MLN evaluation involves the assessment of 11 to 16 LNs [29, 35, 52].
In addition to the overall number of MLNs examined, the number of stations is also crucial. The retrospective cohort study by Doddoli and colleagues [35] demonstrated that MLND provides a survival advantage in comparison with MLNS. Because the mean number of stations examined during MLND in that study was 2.7, they concluded that at least 2 MLN stations should be evaluated to provide accurate MLN staging [52].
In a subgroup analysis of a retrospective cohort study by Gajra and colleagues [31], patients who had three or more stations examined had statistically significantly higher survival rates as compared with patients who had two or fewer stations examined [29]. Based on the results of these studies, the current National Comprehensive Cancer Network practice guidelines recommend evaluating at least three N2 stations [31].
| Recommendations |
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| Acknowledgments |
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| References |
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