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Ann Thorac Surg 2007;84:574-580
© 2007 The Society of Thoracic Surgeons


Original Articles: Cardiovascular

Pulmonary Atresia With Intact Ventricular Septum: Limitations of Catheter-Based Intervention

Yasutaka Hirata, MDa,*, Jonathan M. Chen, MDa, Jan M. Quaegebeur, MDa, William E. Hellenbrand, MDb, Ralph S. Mosca, MDa

a The Division of Pediatric Cardiac Surgery, Columbia University College of Physicians and Surgeons, New York, New York
b The Division of Pediatric Cardiology, Columbia University College of Physicians and Surgeons, New York, New York

Accepted for publication April 2, 2007.

* Address correspondence to Dr Hirata, The Division of Pediatric Cardiac Surgery, Columbia University College of Physicians and Surgeons, New York, NY 10032 (Email: yh2240{at}columbia.edu).

Presented at the Forty-third Annual Meeting of The Society of Thoracic Surgeons, San Diego, CA, January 29–31, 2007.


    Abstract
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 Discussion
 References
 
Background: Pulmonary atresia with intact ventricular septum (PAIVS) has a wide spectrum of anatomic heterogeneity and invokes a wide variety of treatment strategies. We reviewed the outcome of our patients with PAIVS in order to delineate strategies for the optimal management of PAIVS. In particular, the possibility of avoiding neonatal surgical intervention with catheter-based technology was assessed.

Methods: The study cohort was composed of all patients presented with PAIVS from January 1999 through December 2005. Demographic and anatomic variables were analyzed to determine association with in-hospital mortality.

Results: Forty-four infants with PAIVS underwent catheter valvuloplasty (n = 17) and (or) surgical intervention (n = 42). The mean age and weight of the infants was six days and 3.1 kg, and the average follow-up was 40 ± 29.5 months. Five (11%) had right ventricle dependent coronary circulation (RVDCC) and six (14%) had Ebstein’s anomaly. Five (11%) patients died. Of those who underwent catheter valvotomy, three (18%) underwent shunt placement, 12 (71%) underwent right ventricular outflow tract reconstruction with shunt placement, and only two (12%) did not require a further surgical intervention in the newborn period. Multivariable analyses demonstrated RVDCC (odds ratio 21.3, p = 0.025) and Ebstein’s anomaly (odds ratio 16.0, p = 0.038) to be risk factors for in-hospital mortality. Of those patients with Ebstein’s anomaly, a single ventricle approach had a better outcome.

Conclusions: We demonstrated excellent recent outcomes for patients with PAIVS. Catheter-based interventions rarely avoid surgical repair. The RVDCC and Ebstein’s anomaly were associated with high mortality. In patients with Ebstein’s anomaly, single ventricular pathway may be the better strategy for this specific patient population.


    Introduction
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 Discussion
 References
 
Pulmonary atresia with intact ventricular septum (PAIVS) has a wide spectrum of anatomic heterogeneity and invokes a wide variety of treatment strategies [1–3]. A Variety of surgical strategies is possible depending on variables such as tricuspid valve diameter, right ventricle (RV) size, and coronary anatomy. Because a univentricular repair is an option for patients with a diminutive right ventricle or RV dependent coronary circulation (RVDCC) [4, 5], one and a half and biventricular repairs may be performed for those with varying degrees of RV hypoplasia [6, 7]. Procedures including right ventricular outflow tract reconstruction (RVOTR) [8, 9] and catheter pulmonary valvotomy [10] have been applied in an effort to relieve the outflow tract obstruction of those patients with a mild or moderately hypoplastic right ventricle.

While several multiinstitutional studies [11–13] have delineated risk factors for survival and candidacy for repair, institutional variability may confound the application of these principles. We sought to delineate strategies for the optimal management of PAIVS by evaluating the following: (1) the effectiveness of the catheter pulmonary valvuloplasty in avoiding the need for surgery in the neonatal period; (2) the risk factors for in-hospital mortality; and (3) the characteristics predictive of those who fail biventricular strategies.


    Patients and Methods
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 Discussion
 References
 
Patients and Data Collection
This study received approval by the Institutional Review Board (IRB) of Columbia University. The requirement of obtaining parental consent from the subjects has been waived by the IRB. We retrospectively reviewed the cardiac surgery database and catheter intervention database at the Morgan Stanley Children’s Hospital of New York (MS-CHONY) for those patients with the diagnosis of PAIVS who underwent operation or catheter intervention between January 1999 and December 2005. The cardiac diagnosis was based primarily on two-dimensional and Doppler echocardiography. Most of the patients (42 of 44, 95%) underwent angiography for delineating the coronary anatomy.

The following data were retrieved from the clinical records: demographic data including age, weight, complications, need for and type of subsequent additional interventions; for patients who died, the age at death and cause of death; and for survivors, their further management, follow-up duration, and outcomes.

The echocardiographic and angiographic recordings at presentation were reviewed to determine the morphology of the right ventricle, type of atresia (muscular versus membranous), tricuspid valve diameter, tricuspid valve Z value, degree of tricuspid regurgitation, and coronary artery abnormalities. The degree of tricuspid regurgitation was estimated as absent, mild, moderate, or severe on echocardiography. Furthermore, the presence of Ebstein’s malformation of the tricuspid valve was noted. The coronary artery anatomy was studied from the RV and aortic root angiograms and the presence of RV to coronary artery fistulae was noted. The RVDCC was defined by the presence of coronary arterial interruption, stenosis of one or more of the major epicardial arteries, or absent aortocoronary connection.

Statistical Analysis
Continuous variables were expressed as medians and ranges. Statistical methods were used to identify and estimate risk factors predicting the in-hospital mortality as well as failed biventricular strategy. Failed biventricular strategy was defined as the failure to achieve biventricular repair instead of attempted biventricular repair strategy. The univariate association between risk factors and postoperative outcome was assessed by using either the {chi}2 test for dichotomous risk factors or a t test for continuous risk factors. The Wilcoxon signed rank test was used to compare the changes in preoperative and postoperative tricuspid regurgitation. Logistic regression analysis of the in-hospital deaths was used to evaluate the risk factors in a multivariate manner.


    Results
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 Discussion
 References
 
Demographics
Between January 1999 and December 2005, 44 patients with the diagnosis of PAIVS underwent operation or catheter intervention at the MS-CHONY. The mean birth weight was 3.1 ± 0.6 kg. Of 44 patients, 30 (68%) had membranous atresia. Right ventricular coronary artery fistulas were present in 17 (39%) and RV dependent coronary circulation was present in six (14%). The median tricuspid valve Z score was –1.8 (range, –6.2 to 4.2) (Table 1). Forty-one of 44 (93%) patients underwent angiography to delineate coronary anatomy.


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Table 1 Range of Morphology for Entire Patient Group (n = 44)
 
Treatment Strategy
Decisions concerning initial surgical strategy were based on the clinical judgment of the attending cardiologist and surgeon using data obtained from echocardiography and angiography. In the absence of RVDCC or a diminutive right ventricular cavity, right ventricular decompression was attempted whenever possible. The flow chart of outcome is shown in Figure 1.


Figure 1
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Fig 1. Flow chart of outcome for patients with pulmonary atresia-intact ventricular septum. Box with broken line shows the patients with biventricular repair strategy. (BDG = bidirectional Glenn operation; BTS = modified Blalock-Taussig shunt; OHT = orthotopic heart transplantation; RVOTR = right ventricular outflow tract reconstruction.)

 
Biventricular repair strategy (n = 29, 66%)
For those patients in whom we believe the RV size to be appropriate without RVDCC, if the atresia was membranous, catheter valvotomy (wire perforation-radiofrequency ablation) followed by balloon pulmonary valvuloplasty became the first choice whenever possible (n = 17, 39%). Ductal patency was maintained by prostaglandin E1 (PGE1). After successful transcatheter establishment of continuity between the RV and pulmonary artery, PGE1 infusion was discontinued. If severe systemic oxygen desaturation (<70%) occurred, PGE1 was restarted; approximately 48 hours were allowed to pass and an additional attempt was made at weaning the prostaglandins. If the patient failed again, they were referred for surgical intervention. Systemic-pulmonary arterial shunt and (or) right ventricular outflow tract reconstruction (RVOTR) with transannular patch was performed in patients who remained PGE1 dependent. Twelve patients (27%) underwent systemic-pulmonary arterial shunt and (or) RVOTR without catheter valvuloplasty. Of those who underwent catheter valvuloplasty, 15 (88%) patients needed further surgical intervention 12 ± 6 days after the catheter valvuloplasty (Fig 2).


Figure 2
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Fig 2. Freedom from surgery after catheter valvuloplasty; 15 (15 of 17, 88%) patients underwent further surgery 12 ± 6 days after the catheter valvuloplasty. (Dashed lines indicate 95% confidence limits.)

 
Univentricular repair strategy (n = 15, 34%)
For those patients who were not considered to be candidates for neonatal RV recruitment, an aortopulmonary shunt alone was performed as the initial procedure.

Survival
During the 40.0 ± 29.5 month follow-up period, six (13.6%) of 44 patients have died. There were five in-hospital deaths and one late death (Table 2). Probability of survival from the first intervention to one, three, and five years for all 44 patients was 89.1% (95% confidence interval [CI], 77.6% to 95.1%), 85.8% (95% CI, 72.0% to 93.5%), and 81.8% (95% CI, 65.0% to 91.6%), respectively (Fig 3). There were no deaths after the bidirectional Glenn (13) or Fontan (5) operations during the study period.


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Table 2 Causes of Death in the Cohort (In-Hospital, n = 5; Late, n = 1)
 

Figure 3
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Fig 3. Overall actuarial survival curve after the first intervention. (Dashed lines represent 95% confidence limits.)

 
Risk Factors for In-Hospital Death
As demonstrated in Table 1, most of the deaths were due to low cardiac output status from either left ventricular (LV) failure (RVDCC) or RV failure (Ebstein’s anomaly). Univariate analysis revealed RVDCC to be a risk factor for in-hospital death (p = 0.032). Multivariate analyses demonstrated RVDCC (odds ratio 21.3, p = 0.025) and Ebstein’s anomaly (odds ratio 16.0, p = 0.038) to be risk factors for mortality (Table 3).


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Table 3 Univariate and Multivariate Analysis for In-Hospital Mortality
 
Definitive Repair
During the follow-up period, 25 (57%) reached definitive repair. Prevalence of definitive repair were as follows: two-ventricle repair, 16 (64%); univentricular repair, 5 (20%); and one and one-half repair, 4 (16%). The distribution of the tricuspid Z value for the definitive repair is described in Figure 4.


Figure 4
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Fig 4. Definitive repair status and the tricuspid valve Z value. (bullet = pulmonary atresia with intact ventricular septum [PAIVS]; {blacksquare} = PAIVS-Ebstein.)

 
Ebstein’s Anomaly
Although those patients with Ebstein’s anomaly had a relatively large tricuspid valve annulus, none achieved a biventricular repair (Table 4). Two of the patients underwent tricuspid valve closure. These patients had all undergone, simultaneously, attempts at tricuspid valve repair. When attempting to wean from bypass or in one case at 24 hours due to low cardiac output, the decision was made to return to the operating room and close the tricuspid valve orifice. We do not see the advantage to oversewing the pulmonary outflow tract and risking the right ventricle filling with clot and interfering with left ventricular function or becoming suprasystemic. The tricuspid valve patch closure was not fenestrated due to the presence of the patent RVOT.


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Table 4 Patients With Ebstein’s Anomaly
 
Even without Ebstein’s anomaly, those patients with severe tricuspid regurgitation most often required a one and one-half repair. Of the 29 patients who underwent RV decompression by catheter valvuloplasty and (or) transannular patch, six (21%) patients failed to reach biventricular repair. Univariate analysis of the patients revealed Ebstein’s anomaly as a risk factor for failed biventricular strategy (Table 5).


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Table 5 Univariate Analysis for the Failed Biventricular Strategy
 
Preoperative and Postoperative Tricuspid Regurgitation
After RV decompression, tricuspid regurgitation significantly decreased (p = 0.006, Wilcoxon signed rank test) except for patients with Ebstein’s anomaly (Fig 5).


Figure 5
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Fig 5. Change in the tricuspid regurgitation before and after right ventricle decompression (patients with Ebstein’s anomaly excluded). Tricuspid regurgitation significantly decreased (p = 0.006, Wilcoxon signed rank test).

 

    Comment
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 Discussion
 References
 
Patients with PAIVS demonstrate a wide spectrum of morphologic heterogeneity, for which a variety of management strategies are possible. Definitive surgery may be a biventricular repair strategy for those with favorable morphology or staged palliation to a Fontan procedure [9]. Numerous therapeutic strategies have been proposed based upon classifications of the RV size and coronary artery anatomy [2, 5, 13]. The utility of these management pathways is supported by several previous reports [12, 14, 15]. We aim to perform a biventricular repair, where possible, in the absence of severe RV hypoplasia and RVDCC. Our results are notable for several observations.

Our data demonstrate RV dependent coronary circulation and Ebstein’s anomaly to be risk factors for in-hospital mortality. In contrast to previous studies in which aberrations of coronary circulation were not shown to be specific risk factors for death [12, 14, 15], in our cohort RVDCC was related to postoperative LV dysfunction and death even in the absence of RV decompression. Additionally, one patient who was not diagnosed as having RVDCC died of severe LV dysfunction after RV decompression. Preoperative angiographic analysis demonstrated RV coronary fistulas without obvious coronary stenosis. While RV coronary fistula without coronary stenosis is not an accepted contraindication to RV decompression [5], our case indicates that it is sometimes difficult to predict the impact of these coronary anomalies.

In the subset of patients with Ebstein’s anomaly who underwent RV decompression, RV failure was the predominant cause of death. The combination of free pulmonary regurgitation and severe tricuspid regurgitation, working in concert with a noncompliant RV, can virtually eliminate forward flow from the right ventricle. Although some investigators have reported successful biventricular repair in this subpopulation [16, 17], we recommend tricuspid valve closure and univentricular strategy when the attempts at tricuspid valve repair fail.

Recent studies suggest that increasing numbers of patients are undergoing transcatheter pulmonary valvuloplasty for PAIVS and advocate this as the initial procedure [10, 18]. Others have advocated stenting of the ductus arteriosus as well as transcatheter pulmonary valvuloplasty [19]. We believe that these procedures are largely ineffective because they cannot adequately address the intricacies of this disease (pulmonary valve annular hypoplasia, subpulmonary obstruction, and RV noncompliance). Although pulmonary valvuloplasty can relieve obstruction caused primarily by abnormal pulmonary valve leaflets, it cannot enlarge the pulmonary valve annulus. Therefore, these patients with significant pulmonary valve annular obstruction will ultimately require surgical intervention. Indeed, we were not able to evaluate the growth potential of the pulmonary valve annulus in this cohort after catheter valvuloplasty because most of the patients required surgical intervention within the first month. Furthermore, catheter intervention cannot relieve subpulmonary muscular obstruction, a critical component of PAIVS. Although the creation of pulmonary insufficiency is often maligned, it is likely a primary factor responsible for the growth of these right ventricles after creation of a transannular patch. Lastly, while augmentation of pulmonary flow by stenting the ductus arteriosus may favorably alter the course of those patients with a relatively well-developed right ventricle [19], there is little reason to believe it will have any more impact than a modified BT shunt on those with a hypoplastic noncompliant RV when done in isolation. The efficacy of this approach however, requires further investigation.

Our data demonstrate that most patients whose tricuspid Z value is more than –3 without Ebstein’s anomaly can undergo a biventricular repair. Although Ebstein’s anomaly was a risk factor for in-hospital mortality, severe tricuspid regurgitation associated with a structurally normal valve was not. Our data suggest that tricuspid regurgitation without Ebstein’s anomaly is often due to the high RV pressure and tends to improve after RV decompression. In contrast, when associated with Ebstein’s anomaly, tricuspid regurgitation tended to persist after RVOT enlargement and often necessitates tricuspid valve closure and univentricular palliation.

In conclusion, we demonstrated excellent recent outcomes for patients with PAIVS. While catheter-based techniques were useful diagnostic modalities, rarely did balloon intervention avoid surgical repair. Ebstein’s anomaly and RVDCC were associated with high mortality. Patients with associated Ebstein’s anomaly may be better served by univentricular palliation.


    Discussion
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 Discussion
 References
 
DR CHRISTOPHER A. CALDARONE (Toronto, Ontario, Canada): Have your interventionalists considered, or are they considering, putting a stent in the ductus arteriosus?

DR HIRATA: Yes, in select patients we are now attempting to put a stent in the ductus. It is our impression that it may prolong the time between the catheter intervention and the surgery. But, as I said before, this also cannot address the components of a pulmonary valve annular and infundibular hypoplasia, so we don’t think that this will supplant the RV outflow tract patch and shunt as an initial technique.

DR HENRY L. WALTERS (Detroit, MI): Congratulations on a great study. We have also experienced an increased mortality in patients who have true right ventricular dependent coronary circulation. I think, though, that I’m recalling it correctly when I say that the recent Boston series did not find this to be an independent risk factor for death. Our experience has been so dramatic that we’ve gone to transplantation in patients who have what appears to be unequivocal right ventricular dependent coronary circulation. I would be interested in your comments on that approach.

Finally, the postoperative course of all patients who have a transannular patch and a shunt, in this group of neonates, is not always smooth. We think that sometimes the postoperative course is complicated by the fact that there can be retrograde circus motion of flow through the shunt, then into the PA, then through the incompetent pulmonary valve, then into the RV, then retrograde through the tricuspid valve and through the ASD to the left side of the heart. Have you seen that phenomenon associated with a longer postop course with increased morbidity? Thank you.

DR HIRATA: Thank you. It’s a good question. As you stated, some authors have reported that RV dependent coronary circulation or fistula is not related to mortality. However, in our institution, RV dependent coronary circulation was a risk factor. And also we had one patient in the series who had non-RV dependent coronary circulation, but with epicardial stenosis and after decompression, the patient had severe left ventricular dysfunction. So we believe that there is some increased risk with many forms of coronary abnormalities.

In regards to the second question, we didn’t present the data, but it will appear in the manuscript. If the patient doesn’t have Ebstein’s anomaly, even if the patient has a preoperative severe tricuspid regurgitation, the majority of the tricuspid regurgitation will resolve after RV decompression.

In these circumstances, ie, preoperative TR associated with a morphologically normal tricuspid valve, we have not seen significant retrograde flow through the tricuspid valve. Patients with Ebsteinoid valves however, have persistent tricuspid regurgitation after RV decompression and likely retrograde flow into the right atrium.

DR HILLEL LAKS (Los Angeles, CA): I congratulate you on those excellent results. You didn’t mention if the transannular patches were done on bypass, and I wonder if you could describe that technique. And we have been using a transannular patch done without bypass and stratifying the patients into those who have mild hypoplasia with Z scores of zero to minus 2 and moderate hypoplasia minus 2 to minus 4, and severe hypoplasia lists at greater than minus 4, and in the severe group not addressing the outflow tract regardless of whether they have RV dependent or nondependent coronary circulations but only addressing them in the mild to the moderate group. And with that approach, we have seen no mortality difference between those three groups, excluding the Ebstein patients. So I wonder if you could comment on the technique that was used and whether any of the patients who had transannular patches fell into the severely hypoplastic group.

DR HIRATA: All of these transannular patches were performed using cardiopulmonary bypass. We incise the annulus onto the RV infundibulum and resect muscle in the infundibulum and place the Gore-Tex patch as the transannular patch. The decision to perform a transannular patch depends upon the surgeon’s impression of the RV size, the tricuspid valve Z score, and the presence or absence of coronary abnormalities.

DR LAKS: I think that what one is trying to achieve with a transannular patch or a valvuloplasty is to get antegrade flow so that you just get emptying of the right ventricle. If you have an ASD (atrial septal defect) and you have wide open pulmonary valve regurgitation, which you do when you get an on-pump big resection, and you then add a BT (Blalock-Taussig) shunt, which they almost always need because they don’t get good enough antegrade flow unless they have only very mild hypoplasia, you then have a high RV end diastolic pressure and very little forward flow into this right ventricle. And those patients end up with tricuspid valves that don’t develop and a RV which gets quite big. So the advantage of an off-pump procedure is to just open it up enough to get some antegrade flow and some emptying of the RV but not enough that you get wide open regurgitation from your shunt. And I think that that combination works out better than having a big outflow patch and then having a shunt added to that and then having a high end diastolic pressure and very little forward flow.

The other thing is that when you do have coronary dependent circulation or even extensive sinusoids, it’s very important to make the BT shunt as small as possible so you don’t get the volume overload and the diastolic drop in coronary perfusion pressure, which happens with a large shunt, and that tends to make it more stable. Thank you.

DR HIRATA: This has not been our experience. We find it safer and more efficacious to perform the outflow patch and resection on CPB (coronary pulmonary bypass). This allows good visualization of the main PA (pulmonary artery) and RV (right ventricle) infundibulum. Operating on the RV outflow tract and main PA, especially in a neonate, with a full and beating heart limits visibility and places the LAD (left anterior descending coronary artery) in jeopardy. In our experience, the right ventricles in these patients are very noncompliant; thus, there is modest retrograde flow from the shunt into the RV cavity at the conclusion of the procedure. In addition, we believe that the RV cavity has the best chance of "growing" if an adequate resection is performed that allows both forward flow and perhaps a bit of pulmonary insufficiency as well.

DR SHUNJI SANO (Okayama, Japan): Your conclusion is almost similar to us. We presented a paper at the Thirty-Sixth Annual Meeting of the STS in Fort Lauderdale. The difference from ours is as follows: our initial approach includes a modified BT shunt and a pulmonary valvotomy through the left chest. Another difference is that pediatric cardiologist check the patients few months after the initial operation and they do balloon dilate if necessary to decompress the RV. The point is that RV should be gradually decompressed if the patient has RV-coronary sinusoid formation. If the patient has a sinusoid formation, RV decompression is only a little, to keep the RV/LV pressure ratio between 1.0 and 0.8.

In some patients, the RV-coronary sinusoid formation disappears gradually if it is minor, but if it is major, it doesn’t disappear. If the patient’s sinusoid formation disappears, then we do a biventricular repair. If the sinusoid formation does not disappear, then we do a single ventricular repair. In case of pulmonary atresia with Ebstein’s, most of the patients are going to the single ventricular repair with excision of RV free wall.

DR HIRATA: Thank you, Dr. Sano. We would proceed with RV decompression in the presence of a fistula if there is no evidence of severe epicardial stenosis or RV dependency. We have not had experience with your technique of gradual decompression of the right ventricle. Thank you.


    References
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 Discussion
 References
 

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T. Krasemann
Radiofrequency perforation: the optimum treatment for pulmonary atresia?
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M Marasini, P F Gorrieri, G Tuo, L Zannini, P Guido, M Pellegrini, S Bondanza, M G Calevo, and G Pongiglione
Long-term results of catheter-based treatment of pulmonary atresia and intact ventricular septum
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R. L. Hannan, J. A. Zabinsky, R. M. Stanfill, R. A. Ventura, A. F. Rossi, D. G. Nykanen, E. M. Zahn, and R. P. Burke
Midterm Results for Collaborative Treatment of Pulmonary Atresia With Intact Ventricular Septum
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