Ann Thorac Surg 2007;83:40-46
© 2007 The Society of Thoracic Surgeons
Original Articles: Cardiovascular
Multicentered European Study on Safety and Effectiveness of the On-X Prosthetic Heart Valve: Intermediate Follow-Up
George M. Palatianos, MDa,*,
Axel M. Laczkovics, MDb,
Paul Simon, MDc,
Jose Luis Pomar, MDd,
Dietrich E. Birnbaum, MDe,
Hans H. Greve, MDf,
Axel Haverich, MDg
a Onassis Cardiac Surgery Center, Athens, Greece
b Universitatklinikum Bergmannsheil, Bochum, Germany
c AKH-Wien, Vienna, Austria
d University of Barcelona, Spain
e University Clinic, Regensburg, Germany
f Klinikum Krefeld, Krefeld, Germany
g Medical High School, Hanover, Germany
Accepted for publication August 3, 2006.
* Address correspondence to Dr Palatianos, Onassis Cardiac Surgery Center, 3rd Cardiac Surgery Department, 356 Sygrou Ave, Athens 176 74, Greece (Email: palatianos{at}otenet.gr).
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Abstract
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BACKGROUND: This study was performed to determine the safety and effectiveness of the On-X valve, a novel mechanical valve substitute.
METHODS: Eleven centers participated in a European, multicentered, longitudinal, nonrandomized study of the On-X valve performance. Isolated aortic or mitral valve replacement with an On-X valve was studied in 301 patients. Aortic valve replacement was performed in 184 patients (average follow-up, 5.0 years), whereas mitral valve replacement was performed in 117 patients (average follow-up, 4.4 years).
RESULTS: In patients with aortic valve replacement, mean transvalvular pressure gradients ranged from 8.3 to 4.7 mm Hg and effective orifice areas from 1.5 to 2.7 cm2, for 19-mm through 25-mm valves, respectively. After mitral valve replacement, mean gradient was 4.2 mm Hg and effective orifice area by pressure half-time was 2.6 cm2 regardless of valve size. Hemolysis was low, with postoperative serum lactate dehydrogenase at 225 ± 41 IU (mean ± standard deviation) or 253 ± 65 IU, after aortic valve replacement or mitral valve replacement, respectively (upper normal value, 250 IU). At 1 year or greater postoperatively, 91.6% of patients after aortic valve replacement and 84.6% after mitral valve replacement were in New York Heart Association functional class I or II. Adverse event rates in percent per patient-year after aortic valve replacement or mitral valve replacement were thromboembolism, 0.88 or 1.76; thrombosis, 0.11 or 0.20; bleeding, 0.77 or 1.96, respectively. Late mortality was 1.97% or 2.55%, respectively.
CONCLUSIONS: At the intermediate follow-up, the On-X valve exhibited improved hemodynamics, low hemolysis with in-range lactate dehydrogenase, and low adverse event rates, particularly in the aortic position.
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Introduction
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The introduction of pure pyrolytic carbon in prosthetic heart valve manufacturing in the mid-1990s allowed the construction of a new valve model, the On-X valve. Pure pyrolytic carbon is stronger than the carbon traditionally used for construction of prosthetic heart valves and does not require silicon carbide additives to gain sufficient strength and wear resistance [13]. As such, it was used to construct the On-X valve featuring 90 degrees of leaflet opening, a flared inlet, and a streamlined blood flow. These valve characteristics led to improved fluid dynamics of the valve on the bench, and promised improved hemodynamics and less blood damage than previous valve models [4]. In this paper, we present the interim follow-up results of a clinical study of cardiac valve replacement using the On-X valve.
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Patients and Methods
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A prospective, nonrandomized, multicentered clinical trial was conducted at 11 centers in Europe to determine the safety and effectiveness of the On-X valve (Medical Carbon Research Institute, Austin, TX; Table 1). The study was approved by the ethics committee of each participating center. All patients included in the study had severe aortic or mitral valve disease requiring valve replacement on the basis of clinical, echocardiographic, and cardiac catheterization data. All patients signed an informed consent before they were included in the study. The first On-X valve implant occurred September 12, 1996. Patients were enrolled through December 1999. All data were current to May 31, 2004, with follow-ups occurring within a 6-month closeout period. The total patient population in this study was 301; of this total, 184 patients underwent aortic valve replacement (AVR) and the remaining 117 patients had mitral valve replacement (MVR). Follow-up was conducted in the physicians office or outpatient clinic, and included a total of 1,423.9 patient-years (913.5 with AVR and 510.4 with MVR) with a maximum of 6.9 years and a mean of 4.7 years. Follow-up was complete in 98% AVR and 96% MVR patients.
Standard statistical techniques were used. Normal descriptive statistics gave means, standard deviations, medians, and ranges as appropriate. Early rates were straight percentages against numbers of implants or patients. Late-event rates were calculated using the actuarial life table methods (KaplanMeier) and were presented as percent survival or freedom from the event. Late rates were also linearized to follow-up time as a percent per patient-year of follow-up. All events were recorded and classified according to the American Association for Thoracic Surgery/Society of Thoracic Surgeons guidelines [5]. Statistical analysis was completed according to a prescribed validated plan designed to meet US regulatory requirements by independent statisticians (Applied Logic Associates, Houston, TX).
For echocardiography, standard imaging views were used; values were the average of at least three heartbeats for patients in sinus rhythm and at least five heartbeats for patients in atrial fibrillation. Calculations of the effective orifice area (EOA) of all prostheses were performed using the continuity equation on the basis of the velocity time integral ratio. Pressure gradients in the aortic position were calculated using the two-term Bernoulli equation, whereas in the mitral position, the one-term short form was used. All echocardiographic data were reviewed and confirmed by a core echocardiographer (John Chambers, MD) at St. Thomass Hospital, London, United Kingdom.
Mean age of the patients at operation was 60.2 ± 8.4 years for the AVR group and 60.0 ± 10.2 years for the MVR group. Sex distribution was 121 male (65.8%) for AVR and 54 male (46.2%) for MVR. Preoperative New York Heart Association classification distributions were as shown in Figure 1, with the majority of patients in class II or III. Preoperative cardiac rhythm among the AVR patients was sinus in 161 patients (87.5%) and atrial fibrillation in 14 (7.6%), whereas in MVR patients, sinus rhythm was present in 52 (44.4%) and atrial fibrillation in 63 (53.9%). Predominant cause of valve disease in AVR patients was calcific in 92 (50.0%), degenerative in 51 (27.7%), and rheumatic in 24 (13.0%), whereas in MVR patients, it was calcific in 15 (12.8%), degenerative in 32 (27.4%), and rheumatic in 45 (38.5%). In AVR patients, valve lesion was stenotic in 86 patients (46.7%), regurgitant in 39 (21.2%), and mixed in 59 (32.1%), whereas in MVR patients, valve lesion was stenotic in 20 (17.1%), regurgitant in 60 (51.3%), and mixed in 37 (31.6%). Previous cardiac surgery had occurred in 4 patients in the AVR group (2.2%) and in 20 in the MVR group (17.1%). Patients were maintained on permanent warfarin anticoagulation therapy per the protocol requirements based on the 1993 recommendations of Gohlke-Barwolf and collaborators [6]; this occurred for 176 AVR patients (95.6%) with international normalized ratio target 2.5 to 3.5 and in 113 MVR patients (96.2%) with international normalized ratio target 3.0 to 4.5. Although anticoagulation recommendations were changed downward during this trial, the anticoagulation targets initially set in the study were not adjusted [7].

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Fig 1. New York Heart Association classification at preoperative and 1-year postoperative intervals. Classes I (black bars), II (white bars), III (striped bars), and IV (cross-hatched bars) are shown. (AVR = aortic valve replacement; MVR = mitral valve replacement; Postop = postoperatively; Preop = preoperatively.)
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Valve sizing was done in a standard fashion using the specific sizers provided with the valve. The largest freely passing sizer through the native valve orifice determined the size of the valve to be implanted. Very tight or snug sizer fitting was not accepted. Implant size distribution was as shown in Table 2. As expected, this is a normal distribution with the largest size group being 23 mm in AVR and 27 or 29 mm in MVR. According to valve design, the largest housing size is 25 mm; all larger valve sizes are made by increasing the sewing ring size.
Concomitant procedures were performed in 43 AVR patients (23.4%) and in 48 MVR patients (41.0%); coronary artery bypass grafting was the most frequent concomitantly performed procedure (11.4% in AVR and 17.1% in MVR). Although various suture techniques were successfully used, the dominant method chosen for AVR was interrupted, noneverting mattress sutures, and for MVR, it was interrupted, everting mattress sutures. No preferred valve orientation was seen in AVR, although in MVR, an antianatomic placement was preferred. Operative morbidity was low, with bleeding being the most common event (2.2% in AVR and 6.8% in MVR cases).
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Results
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Early (30-day) and late postoperative events are presented in Tables 3 and 4,
respectively.
Aortic Valve Replacement
After AVR, early mortality was 4 patients (2.2%); 1 died of thromboembolism (TE), 2 of cardiac arrest, and 1 of multiorgan failure. From clinical or autopsy evidence, only the TE death was valve-related. Overall late mortality was 18 patients (2.0%/patient-year), whereas valve-related late mortality was 10 patients (1.1%/patient-year).
During late follow-up, TE occurred eight times in 8 patients; only two of those events were major (0.2%/patient-year), one that resulted in death, and another (0.1%/patient-year) that caused a reversible ischemic neurologic deficit lasting 10 days. Of the remaining 6 patients with late TE, five (0.6%/patient-year) were transient ischemic events (lasting less than 24 hours) and one was a peripheral TE. Anticoagulation was insufficient in 3 patients with late TE, acceptable in 1, and unknown in 4 at the time of the event. Freedom from TE at 5 years was 94.7% ± 1.7% (Fig 2).

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Fig 2. Freedom from thromboembolism in patients undergoing aortic valve replacement (AVR, diamonds and solid line) and mitral valve replacement (MVR, squares and dashed line).
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Valve thrombosis in AVR cases occurred in only 1 patient with poor anticoagulant compliance and chronic atrial fibrillation at 5.5 years postoperatively. The valve was cleaned of thrombus at reoperation and was left in place. The patient recovered fully. Because the event occurred after the 5th year, freedom from thrombosis at 5 years was 100% (Fig 3).

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Fig 3. Freedom from thrombosis in patients undergoing aortic valve replacement (AVR, diamonds and solid line) and mitral valve replacement (MVR, squares and solid line).
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Bleeding events occurred eight times in 8 patients, one early and seven late postoperatively. None of these events led to death, although the early event and three late events were classified as major events. Anticoagulant status was elevated in 1 patient, in range in 1 patient, and unknown in all others at the time of the event. Freedom from bleeding events at 5 years was 95.1% ± 1.7% (Fig 4).

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Fig 4. Freedom from bleeding events in patients undergoing aortic valve replacement (AVR, diamonds and solid line) and mitral valve replacement (MVR, squares and dashed line).
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Other late valve-related events included three cases of endocarditis, five paravalvular leaks, and eight sudden or unexplained deaths without autopsy. Each patient with endocarditis underwent reoperation; 2 of them recovered whereas 1 patient died. Of the paravalvular leaks, two were major requiring surgical repair. Actuarial curves for endocarditis and paravalvular leak are given in Figures 5 and 6,
respectively. Total aortic valve-related morbidity and mortality was 3.5%/patient-year (32 events).

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Fig 5. Freedom from prosthetic valve endocarditis in patients undergoing aortic valve replacement (AVR, diamonds and solid line) and mitral valve replacement (MVR, squares and dashed line).
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Fig 6. Freedom from paravalvular leak in patients undergoing aortic valve replacement (AVR, diamonds and solid line) and mitral valve replacement (MVR, squares and dashed line).
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Mitral Valve Replacement
Early mortality was 7 patients (6.0%), not valve-related. Causes of death were uncontrolled intraoperative bleeding after thrombolysis (n = 1), sepsis (n = 3), respiratory arrest (n = 1), ventricular rupture (n = 1), and cancer (n = 1). There were 13 late deaths overall (2.6%/patient-year); only 5 of them (0.8%/patient-year) were valve-related, including 4 sudden or unexplained deaths and 1 as a result of bleeding. Five-year survival was 82.8% ± 3.6% (Fig 7); freedom from valve-related mortality was 94% ± 2.2% (Fig 8).

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Fig 7. Survival in patients undergoing aortic valve replacement (AVR, diamonds and solid line) and mitral valve replacement (MVR, squares and dashed line).
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Fig 8. Freedom form valve related mortality including sudden or unexplained death in patients undergoing aortic valve replacement (AVR, diamonds and solid line) and mitral valve replacement (MVR, squares and dashed line).
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There were ten episodes of TE observed in 8 MVR patients; one was early and nine were late events. One patient had three separate late episodes of TE, which resulted in a permanent neurologic deficit. There was one transient event (0.2%/patient-year), three reversible ischemic neurologic deficits (0.6%/patient-year) that lasted 3, 7, and 20 days, and five events with permanent deficits (1.0%/patient-year). Seven of the nine late events (1.4%/patient-year) were considered major. Anticoagulation was insufficient in four late events, acceptable in one, and unknown in four at the time of the event. Freedom from TE at 5 years was 93.5% ± 2.6% (Fig 2).
Two instances of mitral valve prosthesis thrombosis occurred in patients with chronic atrial fibrillation, one of whom had quit taking the anticoagulant, whereas no information was available concerning compliance with anticoagulation for the other patient. The patients were treated with thrombolytic therapy, and their anticoagulation was brought into range; they eventually recovered, although a cerebral bleed occurred as a result of thrombolysis in 1 patient. Freedom from thrombosis at 5 years was 97.6% ± 1.7% (Fig 3).
Bleeding events occurred ten times in 6 patients, only late postoperatively. One patient had four separate but recurring pulmonary bleeds. Eight of ten events were considered major, of which one led to death. Anticoagulation status at the time of the events was unknown in all these cases. Freedom from bleeding events at 5 years was 91.8% ± 3.3% (Fig 4).
Other late valve-related events included five paravalvular leaks, four cases of endocarditis, one possible hemolytic anemia, and four sudden or unexplained deaths without autopsy. Of the paravalvular leaks, two were major (one case was repaired at reoperation, the other required valve replacement). Three endocarditis cases underwent reoperation (two valves explanted and replaced, one valve cleansed); one endocarditis case resolved after a 4-week course of antibiotics. The hemolytic anemia resolved spontaneously after 4 weeks. Actuarial curves for endocarditis and paravalvular leak are given in Figures 5 and 6, respectively. Total mitral valve-related morbidity and mortality was 6.86%/pt/yr (35 events).
New York Heart Association Classification
New York Heart Association functional classification for patients at the 1-year postoperative interval is shown in Figure 1. There was significant improvement from the preoperative status observed in 73.3% of AVR patients and in 80.8% of MVR patients. In patients without adverse events, none showed deterioration in New York Heart Association status postoperatively.
Echocardiography
Echocardiographic measurements of aortic peak and mean transvalvular pressure gradients were 15.9 ± 4.8 mm Hg and 8.3 ± 2.9 mm Hg for 19-mm valves (n = 13), 14.7 ± 6.6 mm Hg and 7.8 ± 3.4 mm Hg for 21-mm valves (n = 22), 12.3 ± 6.2 mm Hg and 6.6 ± 3.2 mm Hg for 23-mm valves (n = 55), and 9.3 ± 5.1 mm Hg and 4.7 ± 2.8 mm Hg for all valves with 25-mm orifice (n = 47), respectively. The EOAs were 1.53 ± 0.26 cm2, 2.01 ± 0.48 cm2, 2.31 ± 0.79 cm2, 2.75 ± 0.75 cm2, and 2.0 ± 0.6 cm2, respectively. For all mitral valves (orifice diameter 25 mm, n = 89), peak and mean gradients were 11.2 ± 4.8 mm Hg and 4.2 ± 1.8 mm Hg, respectively, and EOAs were 2.0 ± 0.6 cm2.
Data for sizes 25 mm and up are given as a group because of identical valve housing and leaflets. Data are given for patients in the 1-year or greater postoperative period.
Hemolysis
Results of 1-year postoperative blood lactate dehydrogenase (LDH) levels by valve position and size are shown in Table 5. Upper normal value for LDH in this study was 250 IU. Normal range LDH was observed in most patients (median 89.6% of upper normal for AVR and 95.2% for MVR).
Complete Blood Counts
Except for the MVR patient with temporary anemia (see above, Mitral Valve Replacement), patients had normal values for all the components of a complete blood count, including hemoglobin, red blood cell count, and reticulocyte count.
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Comment
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The major concern for mechanical valves is the long-term need for warfarin-based anticoagulation as it relates to the thrombogenic potential of these valves and to bleeding from erroneously high anticoagulant dosage. In this study, the patients were maintained on permanent anticoagulation with warfarin at a slightly higher level than now recommended owing to the change of anticoagulation recommendations for bileaflet valves in 1998, while this study was ongoing [7]. We did not lower international normalized ratio targets then to keep the study consistent. Given that constraint, the study still produced a low linearized rate sum of thrombotic and bleeding events of 1.76%/patient-year in AVR and 4.01%/patient-year in MVR patients. In a review of the literature on mechanical valves, Akins [8] reported this composite rate to be 4.28%/patient-year in AVR and 4.16%/patient-year in MVR for St. Jude Medical valves. The On-X valve in the present study outperformed this estimate in AVR.
Operative mortality of 2.2% for AVR and 6.0% for MVR was consistent with contemporary reports from The Society of Thoracic Surgeons database of 4.3% for AVR and 6.4% for MVR [9]. Overall late mortality in this report compares well to a contemporary study [10], whereas valve-related mortality including sudden and unexplained deaths (1.09%/patient-year after AVR, and 0.98%/patient-year after MVR) is similar to a contemporary study reported by the US Food and Drug Administration from a premarket study (1.15%/patient-year after AVR and 1.07%/patient-year after MVR) [11]. For other valve-related events, such as endocarditis and paravalvular leak, this study resulted in event rates similar to published composite rates for other mechanical valves [1215].
The hemodynamic results of the On-X valve compared well with those reported by Wang and associates [16] in a review of the literature on earlier bileaflet valve models. In that review, 19-mm bileaflet aortic valves had mean gradients between 17 and 22 mm Hg and EOAs between 0.9 and 1.0 cm2. Our study showed mean gradient of the 19-mm On-X valve was 8.3 mm Hg and EOA was 1.53 cm2. This improvement was consistent across all aortic valve sizes. In the mitral position, Wang and associates noted that mean gradients for valve sizes 25 mm and upward did not vary with size, being consistently between 3 and 5 mm Hg. This was also true for EOA being around 2.0 cm2 by continuity equation [16]. The On-X valve provides only one size mitral housing, and its mean gradient (4.25 mm Hg) and EOA (2.0 cm2) were consistent with this finding. A recent report on a North American muticentered study of the On-X valve showed improved hemodynamic performance of the valve [17]. Recent bileaflet aortic valve designs have also shown improved hemodynamics [18]. In the report by Emery and colleagues [15] concerning the ATS valve, mean gradient was 22 ± 11 mm Hg and EOA 1.2 ± 0.3 cm2, placing the ATS valve results between those of the On-X and the bileaflet valve results reported by Wang and associates [16]. Variability in echocardiographic results was similar in all these reports.
Of particular note in the present study was the evidence of very low blood damage caused by the On-X valve in the aortic or mitral positions, as indicated by the low postoperative LDH levels. Elevation of LDH has been suggested to relate to valve-related adverse events such as TE and bleeding [19]. A typical bileaflet mechanical valve elevates LDH to levels of approximately 120% to 150% of upper normal, whereas tissue valves produce LDH values within upper normal range [2022]. In this regard, the On-X valve behaved like a tissue valve, suggesting a real improvement in performance that will benefit patients by providing a lower degree of hemolysis.
In conclusion, the mechanical On-X valve exhibited improved hemodynamics, low TE and thrombosis rates, and low degrees of hemolysis, particularly in the aortic position. In this intermediate follow-up study, the On-X valve performed safely and effectively through 5 years of average follow-up and up to 6.5 years of maximum follow-up in isolated AVR or MVR. Longer-term follow-up is needed to describe the valves performance beyond 10 years, but in the intermediate term, this valve has performed well in every aspect evaluated. The On-X valve at an intermediate follow-up exhibited improved hemodynamics, low TW rates, and low hemolysis.
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Acknowledgments
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We wish to thank Applied Logic Associates of Houston, TX, for the statistical analysis of the data. The study was funded by MCRI, Austin, TX.
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