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Ann Thorac Surg 2006;81:1974-1981
© 2006 The Society of Thoracic Surgeons
Center for Lung Cancer, Cancer Biostatistics Branch, Research Institute and Hospital, National Cancer Center, Goyang, Gyeonggi, Korea
Accepted for publication January 3, 2006.
* Address correspondence to Dr Zo, Center for Lung Cancer, National Cancer Center, 809 Madu1-dong, Ilsandong-gu, Goyang, Gyeonggi, 411-769, Korea (Email: jaylzo{at}ncc.re.kr).
Presented at the Poster Session of the Forty-second Annual Meeting of The Society of Thoracic Surgeons, Chicago, IL, Jan 30Feb 1, 2006.
| Abstract |
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METHODS: The study involved a retrospective review of 635 patients who had undergone curative resection for lung cancer. The patient group included 504 males (79.4%), and the overall mean age was 61.3 years. Patients were classified as those who had experienced PPCs (PPCs group, n = 105, 16.5%) or those who had not (no-PPCs group, n = 530, 83.5%).
RESULTS: The surgical procedures performed were 101 pneumonectomies (15.9%), 505 lobectomies (79.5%), and 29 lesser resections (4.6%). Cancer types comprised 330 squamous cell carcinomas (52.0%), 255 adenocarcinomas (40.2%) and 50 others (7.8%). Univariate analysis showed that the following factors were predictors for PPCs: male sex, erythrocyte sedimentation rate, preoperative serum fibrinogen level, pulmonary function, chronic obstructive pulmonary disease, smoking, double primary cancer, and surgical duration. Multivariate logistic regression showed that preoperative serum fibrinogen level (p < 0.001), surgical duration (p < 0.0001) and being male (p = 0.02) were significant predictors of PPCs. Overall survival 3 years after surgery was 68.2% in no-PPCs group and 38.8% in PPCs group (p < 0.0001). Regardless of tumor staging, overall survival differed significantly between PPCs and no-PPCs groups, whereas disease-free survival did not.
CONCLUSIONS: Higher preoperative serum fibrinogen levels, longer surgical duration, and being male were the predictive factors for PPCs in surgical candidates. The development of PPCs was linked to a shortened overall survival.
| Introduction |
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Various clinical research designs and definitions have identified numerous patient- or procedure-related risk factors for PPCs after pulmonary resection. In most but not all studies, the frequently identified risk factors were being male, being of an older age [6, 7, 9, 10], undergoing a relatively large extent of surgical resection [11], having reduced preoperative pulmonary function [8, 9], having cardiovascular comorbidity [6, 8, 12], and being a smoker [8, 10].
The present study examined PPCs in non-small cell lung cancer (NSCLC) patients undergoing pulmonary resection. We examined the incidence and clinical implications of PPCs, identified the preoperative and intraoperative factors that may predispose PPC development, and examined the effect of PPCs on survival.
| Material and Methods |
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Routine blood tests and preoperative evaluation for pulmonary function test were performed. Preoperative serum fibrinogen levels were determined using the Clauss method with thrombin as the reagent with normal range of 200 to 400 mg/dL.
Surgical Factors
All surgical procedures were performed under general anesthesia. Thiopental sodium (5 to 6 mg/kg intravenously [IV]) was used for induction. Orotracheal intubation was facilitated by 0.15 mg/kg IV vecuronium. Anesthesia was maintained using 50% N2O in oxygen and enflurane (1.0 to 1.5 minimum alveolar concentration). At the completion of surgery, the neuromuscular block was reversed using 15 mg IV pyridostigmine preceded by 0.4 mg IV glycopyrrolate. Left-sided double-lumen endotracheal tubes were used during surgical procedures. A posterolateral thoracotomy through the fifth intercostal space was accomplished while patients were under general anesthesia and in the lateral decubitus position. Routine systematic lymphadenectomy of hilar and mediastinal lymph nodes was performed in all cases.
Oncologic Factors
After careful examination of all resected tumor and lymph node specimens, pathologic TNM stage was rendered for each case. Preoperative and postoperative serum carcinoembryonic antigen levels were determined.
Definitions of Postoperative Pulmonary Complications
Only postoperative pulmonary complications (PPCs) occurring within 30 days of lung resection were included.
Acute respiratory distress syndrome was defined as (1) acute onset with a PaO2/fraction of inspired oxygen of 200 mm Hg or less. (2) Bilateral infiltrates: the infiltrates may be patchy, diffuse, homogeneous, or asymmetrical, and should be consistent with pulmonary edema or fibrotic changes associated with fibroproliferation. Opacity due to pleural effusions or atelectasis should not be considered. Unilateral infiltrate was included for pneumonectomy patients. (3) No evidence of left atrial hypertension. If measured, a pulmonary artery wedge pressure must be 18 mm Hg or less. (4) The three previously cited criteria must occur together within a 24-hour interval [13, 14].
Acute lung injury was defined as (1) acute onset with a PaO2/fraction of inspired oxygen of 300 mm Hg or less; (2) bilateral infiltrates; (3) no evidence of left atrial hypertension. If measured, a pulmonary artery wedge pressure of 18 mm Hg or less.
For pulmonary infection, (1) pneumonia was diagnosed on the basis of a compatible chest radiograph and purulent sputum with Gram's stain and sputum culture documenting the presence of microorganisms; (2) aspiration pneumonitis was defined as either the presence of bilious secretion or particulate matter in the tracheobronchial tree, or, in patients who did not have their tracheobronchial airways directly examined after regurgitation, a postoperative chest radiograph with infiltrates not identified on a preoperative radiograph; (3) bronchopleural fistula; (4) empyema and related findings.
Sputum retention was defined as inability to adequately clear the tracheobroncheal secretions with standard physiotherapy, which was coincided with lobar or whole-lung atelectasis based on chest radiography requiring aspiration bronchoscopy. The diagnosis was essentially clinical, characterized by evidence of respiratory distress with rapid, shallow, and bubbly respirations.
Prolonged air leak was defined as an air leak requiring more than 2 weeks of postoperative chest tube drainage and two times of chemical pleurodesis.
Bronchospasm was defined as a condition of respiratory dysfunction characterized by evidence of severe wheezing or a prolonged expiratory phase requiring aminophylline loading, aerosolized bronchodilator, beta agonist, and steroid therapy.
Postoperative Evaluation
Unless otherwise indicated, all patients underwent extubation in the operating room at the completion of surgery. All patients were managed in the intensive care unit for one night. Postoperative pain control was achieved using epidural analgesia for several postoperative days and thereafter changed to oral analgesics. Emphasis was placed on aggressive pulmonary care, early ambulation, and pain control to minimize PPCs.
Statistical Analysis
Data were analyzed using SPSS for Windows (version 11.0; SPSS, Chicago, Illinois). Categorical variables were compared using the
2 test or Fisher's exact test, and continuous variables were compared using Student's t or Mann-Whitney U tests where appropriate. The risk of PPCs associated with selected factors was evaluated using stepwise binary logistic regression analysis to estimate odds ratios (OR) and their 95% confidence intervals (CI). Continuous variables were dichotomized using the median or extreme values over the normal range as the cutoff value. A p value of 0.05 or less according to univariate analysis was chosen as the criterion for submitting variables to the model. Goodness of fit was assessed using the Hosmer and Lemeshow
2 test. The relative risk, defined as the ratio of incidence among exposed to that among nonexposed subjects, was used to summarize the strength of the association between risk factors and pulmonary complications; the 95% CIs of the relative risk were calculated using Miettinen's test-based approach. Unless otherwise stated, results are expressed as mean ± SD for continuous variables, and as a percent for categorical variables. Survival curves were computed according to the methods of Kaplan-Meier.
| Results |
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Postoperative Pulmonary Complications
One hundred and five patients (16.5%) experienced at least one PPC. Sputum retention was the most prevalent complication (n = 36, 34.3%), followed by acute respiratory distress syndrome (n = 23, 21.9%), prolonged air leak (n = 18, 17.1%), pulmonary infection (n = 13, 12.4%), acute lung injury (n = 9, 8.6%), and bronchospasm (n = 6, 5.7%). There was no association between the PPC rate and any particular surgical procedure (Table 1).
Sputum retention after lung surgery is a potentially lethal condition, which can progress to atelectasis, pneumonia, and respiratory failure, requiring ventilator support if untreated at all. It occurs when a patient is incapable of adequately clearing tracheobronchial secretions, and aspiration bronchoscopy was performed as soon as possible.
Acute respiratory distress syndrome occurred on postoperative day 3.6 ± 2.5 (median 3). The duration of mechanical ventilation was 16.7 ± 24.9 days. Tracheostomies were performed in 12 patients (52.2%). The mean intensive care unit stay and hospital stay was 19.8 ± 24.6 days (median, 15; range, 0 to 120) and 39.9 ± 29.9 days (median, 30; range, 5 to 125), respectively. Surgical mortality due to acute respiratory distress syndrome occurred in 11 patients (47.8%). In acute respiratory distress syndrome patients, empyema thoracis occurred in 5 patients, bronchopleural fistula in 4 patients, and wound infection in 2 patients. Fifteen episodes (65.2%) of nosocomial pneumonia occurred during mechanical ventilation. Ten episodes of pneumonia were associated with methicillin-resistant Staphylococcus aureus, seven episodes were related to Pseudomonas aeruginosa, and four were related to Enterobacter species.
Prolonged air leak was diagnosed in 18 patients. The length of chest tube drainage was 16.1 ± 2.5 days (range, 14 to 22). They were treated more than twice with chemical pleurodesis with talc or doxycycline. One patient had an air leak lasting longer than 3 weeks. The length of hospital stay was 18.9 ± 8.0 days (range, 15 to 47).
Of the 13 pulmonary infections, 9 had sputum cultures positive for bacterial pneumonia, 3 empyema thoracis, and 1 bronchopleural fistula. Gram-negative bacilli were cultured in 7 of the 9 episodes of pneumonia (77.8%). The distribution pattern of Gram-negative bacilli-isolated strains was as follows: Pseudomonas aeruginosa (n = 4; 44.4%); Enterobacter cloacae (n = 4; 44.4%); Haemophilus influenzae (n = 1; 11.1); Klebsiella pneumoniae (n = 1; 11.1%); and others (Enterobacteriaceae sp, n = 1; 11.1%; and Acinetobacter baumannii, n = 4; 44.4%). One Candida and one Streptococcus pneumoniae infection were identified. Staphylococcus aureus was cultured in three episodes (all were methicillin-resistant). Four episodes were related to both Gram-negative bacilli and Gram-positive cocci.
Of the 9 acute lung injury patients, 4 were treated with steroid therapy and 1 patient required mechanical ventilation. Mean hospital stay was 20.5 ± 9.0 days (range, 11 to 38) without surgical mortality.
Risk Factors for Postoperative Pulmonary Complications
Thirty perioperative variables were examined for possible association with PPC development (Table 1). Univariate analysis showed the following 11 variables were associated with PPCs: sex, erythrocyte sedimentation rate, preoperative serum fibrinogen level, percent forced vital capacity (%FVC), percent forced expiratory volume in 1 second (%FEV1), forced expiratory volume in 1 second (FEV1), chronic obstructive pulmonary disease, total cigarette smoking (packs-years), smoking status, previous malignancy/double primary cancer, and surgical duration.
Stepwise forward binary logistic regression analysis identified three perioperative variables independently associated with PPCs: a preoperative serum fibrinogen level of 400 mg/dL or greater (OR, 6.80; 95% CI: 3.3014.00; p < 0.0001), a surgical duration of 180 minutes or more (OR, 3.31; 95% CI: 1.736.34; p < 0.0001), and male sex (OR, 5.93; 95% CI: 1.3226.73; p = 0.020; Table 2). Previous results were confirmed using stepwise backward binary logistic regression analysis. The
2 value for this model was 6.401 for 11 degrees of freedom, indicating that the model was an acceptable fit for the data set. To examine the interaction between serum fibrinogen level and smoking exposure, we used the bivariate and partial correlation adjusted by sex. On bivariate correlation, correlation coefficient was 0.164 (p = 0.004). However, on partial correlation, coefficient controlling for sex, was 0.057 (p = 0.317). Although fibrinogen level and smoking exposure seemed to correlate well together, they were confounded by the factor "sex." Fibrinogen level and smoking exposure amounts were significantly higher in male sex. To evaluate the correlation between these variables and PPCs, we used the independent t test and logistic regression analysis stratified by smoking status and sex. Serum fibrinogen was deeply associated with the development of PPCs regardless of smoking status and sex (Table 3).
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Postoperative Pulmonary Complications and Survival
Follow-up was complete (mean follow-up, 16.9 ± 11.1 months; range, 0.3 to 43.4). Overall survival at 1 and 3 years was 92.1% and 68.2% in the no-PPCs group, and 76.9% and 38.8% in the PPCs group (Fig 1A; p < 0.0001, log-rank test; hazard ratio 2.67; 95% CI: 1.684.24). However, the groups did not differ in terms of disease-free survival at 1 and 3 years: at 76.0% and 60.2% in the no-PPCs group, and 70.6% and 56.2% in the PPCs group, respectively (Fig 1B; p = 0.232, log-rank test; hazard ratio 1.77; 95% CI: 0.99 to 3.15). Regardless of tumor staging, overall survival differed significantly between the PPCs and no-PPCs groups, while disease-free survival did not (Fig 2).
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| Comment |
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The present study shows that an increased level of serum fibrinogen is a predictor for the development of PPCs. Previous studies have shown that plasma fibrinogen level is an independent and major risk factor for acute coronary events or stroke and correlates well with the presence and severity of coronary artery disease, suggesting that fibrinogen is involved in the progression of atherosclerosis in the coronary artery disease as well as peripheral artery occlusive disease [15, 16]. Fibrinogen, an acute phase reactant and blood clotting factor, is synthesized by hepatocytes and released in large amounts into the circulation primarily in response to interleukin-6 stimulation in systemic inflammation [17, 18]. However, fibrinogen is also synthesized by lung epithelium in cases of ongoing airway inflammation and lung tissue destruction [17, 18]. Elevated serum fibrinogen can affect coagulability, blood viscosity and rheology, platelet aggregation, and endothelial function [19], which may induce microthrombosis in the pulmonary capillaries and ischemic changes in the lung tissues, and make patients vulnerable to ischemia, inflammation, and infection, especially after lung resection. Therefore, it may be that measurement of serum fibrinogen levels provides a noninvasive method of identifying ongoing airway inflammation and lung tissue destruction [16, 17]. Fibrinogen is also associated with reduced pulmonary function and increased risk of chronic obstructive pulmonary disease. The dramatic upregulation of fibrinogen in response to inflammatory stimuli suggests that it may contribute to pathophysiologic events associated with fibrotic lung disease. Plasma proteins such as fibrinogen can decrease the activity of surfactant in acute respiratory distress syndrome as levels of surfactant drop concomitantly with disease progression [20].
The present results suggest preoperative preexisting local lung inflammatory process is a risk factor for PPCs development. Numerous studies have demonstrated coagulation and fibrinolysis disorders in cancer patients [21, 22]. Levels of basic hemostatic markers including platelets, prothrombin time, activated partial thrombin time, fibrinogen, D-dimer. and antithrombin III are elevated in lung cancer patients [23, 24]. The mechanisms activating coagulation and fibrinolysis systems differ between NSCLC and small-cell lung cancer (SCLC) [25]. In SCLC, tumor cells release tissue factor that directly activates the coagulation system, whereas in NSCLC, host macrophages release procoagulant factors that activate the fibrinolytic system [25, 26].
The present study found that the preoperative serum fibrinogen level was linearly associated with the pathologic T stage (p < 0.05, data not shown). Some authors report that inflammatory mediators are positively correlated with the tumor stage and survival.
In addition to the preoperative serum fibrinogen level, prolonged surgery and being male were predictive factors for PPCs. Longer surgical duration is considered to be related to increased surgical stress, which can lead to enhanced accumulation of water and sodium in the third space during surgery and increased extravascular lung water, causing a ventilation-perfusion mismatch in the lung. A longer operation time can therefore result in a higher PPC incidence and subsequent in-hospital mortality. Longer surgical time is often due to more locally advanced lung cancers that invade the chest wall, diaphragm, mediastinal pleura, and other neighboring structures, and emphysematous lung disease, which is characterized by severe pleural adhesions, incomplete fissures, and air leak during manipulation or adhesiolysis. The higher incidence of PPCs among males than females is believed to be associated with larger amount of smoking exposure (37.4 ± 26.7 pack-years for males and 3.2 ± 10.2 pack-years for females), smoking status (former and current smoker: 444 of 504 males [88.1%] and 16 of 131 females [12.2%]), and comorbidity of chronic obstructive pulmonary disease with impaired lung function (133 of 486 males [27.4%] and 7 of 129 females [5.4%]). The interaction between multiple variables and PPCs seems to be tangled. However, Table 3 suggests that preoperative serum fibrinogen is deeply associated with the development of postoperative pulmonary complications independent of smoking status or sex.
We found that while there was no difference in disease-free survival between the PPCs and no-PPCs groups, PPCs had a negative effect on overall survival regardless of tumor stage. This finding indicates that PPC patients are continuously exposed to the risk of respiratory insufficiency after discharge, especially during the first year. We emphasize that patients who experienced PPCs require more careful and frequent short-term follow-up to improve overall survival.
In conclusion, preoperative serum fibrinogen levels of 400 mg/dL or greater, a surgical duration of 180 minutes or longer, and being male are the meaningful predictive factors for PPCs in surgical candidates. Measurements of preoperative serum fibrinogen levels will be helpful to predict PPCs. In addition, PPC patients are at risk of a shorter overall survival time regardless of tumor stage. An accurate prediction of PPCs can improve patient selection for appropriate treatment modalities and can help reduce overall medical costs related to treatments. The current findings indicate the need for further long-term follow-up studies in a prospective setting with a larger series of patients.
| Acknowledgments |
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