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Ann Thorac Surg 2006;81:1650-1657
© 2006 The Society of Thoracic Surgeons


Original article: Cardiovascular

Transfusion in Coronary Artery Bypass Grafting is Associated with Reduced Long-Term Survival

Colleen Gorman Koch, MD, MS a , * , Liang Li, PhD b , Andra I. Duncan, MD a , Tomislav Mihaljevic, MD c , Floyd D. Loop, MD c , Norman J. Starr, MD a , Eugene H. Blackstone, MD b , c

a Department of Cardiothoracic Anesthesia, The Cleveland Clinic Foundation, Cleveland, Ohio
b Department of Quantitative Health Sciences, The Cleveland Clinic Foundation, Cleveland, Ohio
c Department of Thoracic and Cardiovascular Surgery, The Cleveland Clinic Foundation, Cleveland, Ohio

Accepted for publication December 8, 2005.

* Address correspondence to Dr Koch, Department of Cardiothoracic Anesthesia (G-3), The Cleveland Clinic Foundation, Cleveland, OH 44195 (Email: kochc{at}ccf.org).


    Abstract
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
BACKGROUND: Perioperative red blood cell (PRBC) transfusion has been associated with early risk for morbid outcomes, but risk related to long-term survival has not been thoroughly explored. Therefore, we examined the influence of PRBC transfusion and component therapy on long-term survival after isolated coronary artery bypass grafting after controlling for the effect of demographics, comorbidities, operative factors, and the early hazard for death.

METHODS: The US Social Security Death Index was used to ascertain survival status for 10,289 patients who underwent isolated coronary artery bypass grafting from January 1, 1995 through June 28, 2002. The outcome measure was all-cause mortality during the follow-up period. Unadjusted survival estimates were performed using the Kaplan-Meier techniques. Survival curves for transfusion status were compared with the log-rank test. The parametric decomposition model was used for risk-adjusted survival. A balancing score was calculated for each patient and forced into the final model.

RESULTS: Survival among transfused patients was significantly reduced as compared with nontransfused patients. The instantaneous risk of death displayed a biphasic pattern: a declining hazard phase from the time of the operation (early hazard) up until 6 months postoperatively and then a late hazard that continued out until about 10 years. Transfusion of red cells was associated with a risk-adjusted reduction in survival for both the early (0.34 ± 0.02, p < 0.0001) and late phases (0.074 ± 0.016, p < 0.0001).

CONCLUSIONS: Perioperative PRBC transfusion is associated with adverse long-term sequela in isolated CABG. Attention should be directed toward blood conservation methods and a more judicious use of PRBC.


    Introduction
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Perioperative red blood cell transfusion (PRBC) and early risk for morbid outcomes have been described for a number of clinical settings [1–8]. However, the association between transfusion and long-term survival has not been thoroughly explored [9–12]. Our objective was to examine the incremental influence of perioperative PRBC transfusion and component therapy on long-term survival after isolated coronary artery bypass grafting (CABG) after controlling for the effect of demographics, comorbidities, operative factors, and the early hazard for death.


    Material and Methods
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Patient Population
From January 1, 1995 through June 28, 2002, 11,963 patients underwent isolated CABG at the Cleveland Clinic Foundation. Perioperative variables and blood component utilization forms were prospectively collected concurrent with patient care by experienced personnel trained in database management and entered into the Cleveland Clinic Foundation Department of Cardiothoracic Anesthesia Registry. The Cardiovascular Information Registry was accessed for additional operative variables. The databases have been approved for research by the Institutional Review Board.

Fifty-three patients had two surgeries during the follow-up period; hence, only the second surgery was kept in for the analysis. The remaining 11,910 patients were followed up with the United States Social Security Death Index to ascertain survival status during the follow-up interval. Registry records were linked to the death data based on key identifiers such as patient name, date of birth, social security number, gender, date last known alive, and state of last known residence. Because our institution is a large international referral center, 1,592 patients did not have social security numbers and their death information was considered missing. Another 29 patients did not have complete surgical information regarding operative dates for accurate vital status follow-up and were excluded from the analysis. The final dataset had 10,289 patients. The outcome measure for this study was all-cause mortality during the follow-up period. Baseline characteristics, clinical presentation, transfusion status, and operative variables are described for the patient population in Tables 1 and 2. Go


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Table 1. Continuous Variables for the Patient Population by Transfusion Status
 

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Table 2. Baseline Categoric Variables for the Patient Population by Transfusion Status
 
Statistical Methods
Preliminary analysis
There were sporadic missing data for cryoprecipitate and fresh frozen plasma in 8 patients. Left main and right coronary artery disease data were missing in 47 and 45 patients, respectively. Because this was a small portion and this missing data appeared to be random in occurrence, we deleted the missing observations from the analyses. Preoperative albumin and bilirubin values were missing for 801 and 797 patients, respectively. Noninformative imputation was used to replace these values. Univariate comparisons between those transfused and not transfused were made with the {chi}2 or Fisher's exact tests for categoric variables and the Wilcoxon rank sum test for continuous variables where appropriate.

Survival
Overall unadjusted survival estimates were performed using the Kaplan-Meier techniques. Survival curves for transfusion status were plotted and compared with the log-rank test. The plots displayed an early phase within about six months after surgery with a much higher risk for death than the late phase with lower risk after six months. To account for nonproportionality, we applied the decomposition method proposed by Blackstone and colleagues [13] to the whole dataset. Because the hazard function is time-varying as well as the influence of specific risk factors associated with the events, we used this model to examine survival after surgery. This method allowed for simultaneous modeling of the hazard functions and varying hazard ratios on both phases.

We considered preoperative and intraoperative variables as well as a number of transformations and interaction terms as potential prognostic factors for survival (Tables 1 and 2). Large scale variable selection was done by bootstrap aggregation (bagging) methods with 200 bootstrap samples out of the original dataset with replacement [14]. Stepwise model selection was applied to each sample with an entry p value of 0.10 and retention p value of 0.05. Variables selected in more than half of the samples were retained. In order for the linearity assumption of the regression model to hold, continuous and ordinal variables underwent various transformations and were entered into the model selection procedure. During the initial analysis of the data we found that body mass index appeared to have a bowl-shaped relationship with the long-term survival. This was first identified as a statistically significant quadratic term for body mass index in the model. The bottom of the bowl shape was found to be near 30. In order to reflect this relationship with some statistical parsimony, we adopted a regression spline type approach; for example, allow different slopes for body mass index less than 30 and greater than 30. In this way the model was simple, easy to interpret, and yet revealed the nonlinear relationship underneath. The list of variables was then submitted to the decomposition model for final analysis. Interaction terms between blood product variables were entered into the final model, but none were found to be significant at the 0.05 level.

To further control for confounding, a balancing score was calculated for each patient as the predicted value of red blood units in a linear model on all the preoperative and intraoperative variables. The balancing score was forced into the final models to further reduce bias. All analyses were performed using SAS 8.2 software (SAS Institute, Cary, NC).


    Results
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Transfusion Status
Perioperative PRBC and platelet transfusion were administered in 49% and 9.8% of patients, respectively. Fresh frozen plasma was administered in 2.5% and cryoprecipitate in 0.5% of patients. The distribution of PRBC units transfused is represented in Figure 1. One and two unit PRBC transfusions were the most common number of units transfused; 12.5% and 14.4%, respectively. There were 8,223 units of PRBC transfused in the operating room and 9,748 units transfused in the intensive care unit.


Figure 1
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Fig 1. Frequency histogram displays the distribution of red cells transfused for the patient population.

 
Unadjusted Survival
Mean follow-up was 5.9 years for the 10,289 patients. From January 1995 through June 2002 there were 2,067 deaths among the 10,289 patients. Survival among transfused patients was reduced, compared with nontransfused patients, early after surgery (p < 0.0001) and for the late phase (p < 0.0001). The instantaneous risk of death displayed a biphasic pattern: a declining hazard phase from the time of the operation (early hazard) until 6 months postoperatively, and then a late hazard that continued out until approximately 10 years (Fig 2A). Survival among transfused patients was significantly reduced as compared with nontransfused patients. Survival among those transfused and not transfused PRBC was 94% and 99% at 6 months, 80% and 90% at 5 years, and 63% and 80% at 10 years, respectively (p < 0.0001). Furthermore, each unit of PRBC transfused was associated with a dose-dependent decrease in survival (Fig 2B).


Figure 2
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Fig 2. (A) Hazard function by transfusion status. The curves display nonproportionality with an increased early risk for red blood cell transfusion, and a reduced late risk after 6 months throughout the entire follow-up period. Note increasing units of transfused PRBC is associated with an increase in the hazard for death. (B) Survival by transfusion for the entire follow-up period by transfusion status. Increasing units of PRBC transfused was associated with an incremental decrement in survival. (Black, no blood transfusion; green, 1 unit; yellow, 2 units; blue 3–5 units; and red ≥ 6 units of red blood cells transfused; CABG = coronary artery bypass grafting; PRBC = perioperative red blood cell.)

 
Risk-Adjusted Survival
Early hazard
Perioperative PRBC transfusion was associated with a significant increase in the early hazard for death (p < 0.0001) even after adjusting for other risk factors (Table 3). This effect was somewhat ameliorated by platelet transfusion. Additional variables associated with an increase in the early hazard included increasing age, elevated creatinine and bilirubin, reduced albumin, reduced ejection fraction, reoperation, peripheral vascular disease, and left main trunk disease. Hyperlipidemia, longer clamp time, and internal thoracic artery grafting were associated with better outcome (see Table 3).


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Table 3. Risk Factors for Death From the Decomposition Model for Survival
 
Late hazard
Perioperative PRBC transfusion was associated with an increased late hazard for death (p < 0.0001), even after adjusting for other variables. Additional factors related to an increased hazard for death included increasing age, body mass index, elevated creatinine, preoperative atrial fibrillation, reduced ejection fraction, reoperation, smoking, chronic obstructive pulmonary disease, diabetes, and peripheral vascular disease, as well as left main trunk and right coronary artery disease. Alcohol use, hyperlipidemia, preoperative intraaortic balloon pump, and internal thoracic artery grafting were associated with reduced late hazard (see Table 3).


    Comment
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
We report that transfusion of PRBC is associated with a significant reduction in survival for patients undergoing isolated CABG even after controlling for risk factors for early and late mortality. The hazard for death displayed a more influential early impact of PRBC transfusion out to 6 months postoperatively. While the late hazard for death was less, the association between PRBC transfusion and reduced survival remained statistically significantly different from those who did not receive a PRBC transfusion throughout the follow-up period. Additionally, there was a dose-dependent relationship between increasing units of PRBC transfused and reduced survival.


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Number of Patients Under Observation at Different Time Points
 
Early Hazard
The impact of PRBC transfusion on the early hazard for death was dramatic, with increasing units of PRBC transfused proportionally contributing to a decrement in early survival. Others have reported on the association between PRBC transfusion and an increase in mortality in a number of clinical settings [12, 15]. Vincent and colleagues [1] reported a correlation between receiving any blood and 28-day mortality in 3,534 critically ill medical and surgical patients. Similarly, Corwin and colleagues [15] demonstrated a statistically significant association of PRBC transfusion and mortality in a prospective, multicenter, observational cohort study of 4,892 critically ill medical and surgical patients.

Additionally, variables associated with early hazard for death such as increasing age, peripheral vascular disease, left main trunk disease, reduced left ventricular function, increased preoperative creatinine and bilirubin, and reoperation have been described by others to be associated with an early hazard for death [16, 17].

Late Hazard
The association between PRBC transfusion and reduced long-term survival remained statistically significantly different from those who did not receive a PRBC transfusion throughout the follow-up period. The hazard for death associated with a 2 unit PRBC transfusion was similar in impact to the incremental risk of reoperation, reduced ejection fraction, or left main disease. The hazard for death associated with a 4 unit PRBC transfusion was similar in impact to the incremental risk of peripheral vascular disease, elevated preoperative creatinine, or history of heart failure.

Previous blood transfusion investigations have analyzed transfusion as a binary variable (yes/no), thereby limiting an ability to examine a dose-dependent relationship between each unit transfused and survival [12, 18]. Engoren and colleagues [12] reported a risk-adjusted reduction in late survival for CABG patients who were transfused PRBC. Their findings were similar to ours in that they reported a biphasic risk of death whereby early mortality was higher in the transfused group and decreased at one year, but still remained twice that of the in the nontransfused group at five years follow-up. Kuduvalli and colleagues [18] recently reported that perioperative PRBC transfusion was associated with a risk-adjusted increase in mortality during a one year follow-up period for patients undergoing isolated CABG.

The mechanism whereby PRBC transfusion influences adverse outcome remains speculative. The systemic inflammatory response may mediate the negative impact of transfusion on outcome [19, 20]. Patients undergoing cardiac surgery manifest a noninfectious inflammatory response reflected by increased concentrations of inflammatory mediators [21]. The degree of response exhibited by an individual patient may be related to intrinsic patient-related factors and degree of surgical trauma. Moreover, PRBC transfusion affects the release of inflammatory mediators [22]. Delivery of oxygen to tissues from stored blood may be limited due to severe depletion of 2,3 diphosphoglycerate [18]. Finally, there is evidence to support a role of immunomodulatory effects of blood transfusion in some of the observed adverse outcomes related to PRBC transfusion [23, 24]. A number of alterations in blood cells (such as decreases in the number of circulating lymphocytes, modification in the T-cell helper/suppressor ratio, and activation of immune cells) have been associated with PRBC transfusion. In addition, these changes may persist for months after a PRBC transfusion [23, 25].

Other Variables Related to Long-Term Survival
Additional variables related to reduced late survival in our study (see Table 3) have also been reported, in other investigations, to be associated with long-term survival [26–30]. Weintraub and colleagues [30], in a 20-year follow-up study of CABG patients, reported reduced survival associated with age, female gender, hypertension, angina class, prior CABG, ejection fraction, number of vessels diseased, and increasing weight. Meyers and colleagues [17] reported late survival was related to heavier weight, prior myocardial infarction, diabetes, smoking, and use of vein grafts only in CABG patients from the Coronary Artery Surgery Study registry. Similarly, Thourani and colleagues [29] reported multivariate correlates of long-term mortality were diabetes, older age, reduced ejection fraction, hypertension, congestive heart failure, number of vessels diseased, and urgent or emergent operation in CABG patients.

Improved survival in our investigation was associated with a body mass index less than 30, increasing serum albumin, preoperative intraaortic balloon pump, hyperlipidemia, alcohol use, and internal thoracic artery grafting. The improved survival for patients with hyperlipidemia may be related to treatment with statin therapy. Recent investigations have demonstrated beneficial effects of statin therapy on reductions in adverse clinical events [31, 32]. The strong protective survival advantage of internal thoracic artery grafting has been well-established [33, 34].

Variation in Risk Factors With Follow-Up Time
We found a number of variables to exhibit different strengths at different follow-up times (see Table 3). Modulation of PRBC transfusion on early risk was far greater than late. Myers and colleagues [17] reported on the long-term survival after CABG from the Coronary Artery Surgery Study. They demonstrated time-varying effects of risk factors that were predictive of early, late, and constant phases of follow-up. Similarly, Gao and colleagues [35] recently reported on the time-varying effects in mortality risk factors for CABG patients. We reported that body mass index greater than 30, comorbid conditions, heart failure, and history of atrial fibrillation were variables related only to late risk; red cell transfusion, increasing age, creatinine, reoperation, reduced ejection fraction, peripheral vascular disease, and left main trunk disease conferred risk for both the early and late hazard for death.

Clinical Implications
Well-entrenched beliefs and expert opinion guide current transfusion recommendations [37]. However, much of this is due to a lack of randomized controlled trials as well as a lack of measures to access a patient's ability to compensate for anemia [37]. A recent clinical study reported lowest hematocrit on cardiopulmonary bypass (less than 22%) to be associated with increased morbidity and predictive of worse 0 to 6 year survival [36]. Transfusion of PRBC is certainly beneficial for some patients; however, there is demonstrable evidence of its association with a number of adverse outcomes. Giving penicillin to all patients with a fever, "universal fever trigger," is perhaps the best demonstrable analogy to a transfusion trigger in response to a specific hemoglobin level; "...some patients are helped, for others it has no impact and for some it is harmful" [37].

Furthermore, PRBCs are a limited resource. Restrictive transfusion guideline strategies have been demonstrated to be at least as effective and possibly superior to a liberal transfusion strategy in critically ill patients as well as an effective tool in decreasing PRBC utilization [38]. Despite transfusion guidelines and perceptions that blood conservation methods are already in place, a large percentage of cardiac surgical patients continue to be transfused.

Limitations
Our investigation is faced with limitations specific to nonrandomized study designs. For example, whether transfusion was a marker for increased illness not captured in our database or is an independent predictor for reduced survival cannot be determined with certainty. However, risk factors associated with reduced survival in CABG have been extensively investigated in the cardiac surgical literature and included and controlled for in our modeling. In addition, detailed information regarding leukoreduction of PRBC was not available from our blood bank at the individual patient level. Universal leukocyte reduction was instituted in 2002. It has been reported that leukoreduction of PRBC may improve midterm survival after cardiac surgery [39]. Lacking from our investigation and others is an explanation of mechanisms associated with the adverse early and late outcomes observed with transfusion of PRBC. Further investigation is needed to explore the role of immunomodulation or inflammation in the observed adverse outcomes.

Conclusion
We report that PRBC transfusion is associated with a risk-adjusted reduction in survival for patients undergoing isolated CABG. Blood conservation methods should be implemented and enforced, and more restrictive transfusion guidelines based on randomized controlled trials must be put in place to assure a more judicious use of PRBC.


    References
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 

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W. Dietrich, M. Spannagl, J. Boehm, K. Hauner, S. Braun, T. Schuster, and R. Busley
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Ann. Thorac. Surg.Home page
T. McGrath, C. G. Koch, M. Xu, L. Li, T. Mihaljevic, P. Figueroa, and E. H. Blackstone
Platelet Transfusion in Cardiac Surgery Does Not Confer Increased Risk for Adverse Morbid Outcomes
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Ann. Thorac. Surg.Home page
C.-H. Yap, L. Lau, M. Krishnaswamy, M. Gaskell, and M. Yii
Age of Transfused Red Cells and Early Outcomes After Cardiac Surgery
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L. T. Newsome, R. S. Weller, J. C. Gerancher, M. A. Kutcher, and R. L. Royster
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Ann. Thorac. Surg.Home page
G. Lindvall, U. Sartipy, T. Ivert, and J. van der Linden
Aprotinin is Not Associated With Postoperative Renal Impairment After Primary Coronary Surgery
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NEJMHome page
R. J. Benjamin, R. Y. Dodd, S. W. Hall, R. H. Habib, A. Zacharias, T. Frenzel, W. Sibrowski, M. Westphal, C. G. Koch, L. Li, et al.
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The OncologistHome page
M. S. Aapro and H. Link
September 2007 Update on EORTC Guidelines and Anemia Management with Erythropoiesis-Stimulating Agents
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NEJMHome page
C. G. Koch, L. Li, D. I. Sessler, P. Figueroa, G. A. Hoeltge, T. Mihaljevic, and E. H. Blackstone
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CirculationHome page
J. D. Rawn
Blood Transfusion in Cardiac Surgery: A Silent Epidemic Revisited
Circulation, November 27, 2007; 116(22): 2523 - 2524.
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Ann. Thorac. Surg.Home page
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CirculationHome page
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Circulation, July 31, 2007; 116(5): 458 - 460.
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Ann. Thorac. Surg.Home page
G. H. Tyson III, E. Rodriguez, O. C. Elci, T. C. Koutlas, W. R. Chitwood Jr, T. B. Ferguson, and A. P. Kypson
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Ann. Thorac. Surg.Home page
C. G. Koch and E. H. Blackstone
Reply
Ann. Thorac. Surg., June 1, 2007; 83(6): 2260 - 2261.
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