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Ann Thorac Surg 2005;80:832-838
© 2005 The Society of Thoracic Surgeons


Original article: Cardiovascular

Aortic Homograft: A Suitable Substitute for Aortic Valve Replacement

Sachin Talwar, MCh a , Raghunath Mohapatra, MS a , Anita Saxena, DM a , Rajvir Singh, MS, PhD b , Arkalgud Sampath Kumar, MCh a , *

a Cardiothoracic Centre, All India Institute of Medical Sciences, New Delhi, India
b Department of Biostatistics, All India Institute of Medical Sciences, New Delhi, India

Accepted for publication March 16, 2005.

* Address reprint requests to Dr Kumar, Department of Cardiothoracic and Vascular Surgery, Cardiothoracic Centre, All India Institute of Medical Sciences, Ansari Nagar, New Delhi 110 029, India; (Email: asampath_kumar{at}hotmail.com).


    Abstract
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
BACKGROUND: The aim of our study is to assess the results of aortic valve replacement with the aortic homograft.

METHODS: From January 1994 through September 2003, 154 patients with aortic valve disease (rheumatic = 118, nonrheumatic = 36), and a mean age of 28.8 ± 18.2 years, underwent aortic valve replacement with an aortic homograft by the scalloped subcoronary (n = 110) or root replacement (n = 38) technique, or as a valved homograft conduit (n = 6). Associated procedures included mitral valve repair (n=30), open mitral commissurotomy (n = 22), tricuspid valve repair (n = 8), coronary artery bypass grafting (n = 6), and atrial septal defect closure (n = 1).

RESULTS: Early mortality was 7.8% (12 patients). Mean follow-up was 62 ± 33.4 months (4 to 127 months; median, 68.5 months). One hundred and twenty-four survivors (87.3%) had no or trivial to mild aortic regurgitation. A total of six patients required reoperation for homograft dysfunction alone (n = 4), infective endocarditis (n = 1), or failure of mitral valve repair (n = 1). There were four late deaths. Actuarial and reoperation-free survival at the median follow-up were 92.2 ± 2.2% and 95.8 ± 1.9%, respectively. Freedom from significant aortic stenosis or regurgitation was 86.1 ± 3.2%.

CONCLUSIONS: Aortic valve replacement with an aortic homograft can be performed with acceptable early and late mortality and provides satisfactory midterm results. We did not note any difference in homograft dysfunction and reoperation with the use of either scalloped subcoronary or root replacement technique.


    Introduction
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
Aortic valve replacement with the aortic homograft (HAVR) has been demonstrated to be a suitable option for patients requiring surgery for aortic valve disease [1–3]. Advantages of this substitute include good hemodynamics, fewer incidences of thromboembolic complications, avoidance of anticoagulation, and suitability in the presence of infection [4–8]. In our prior publications [7, 9], we presented our initial experience with HAVR and demonstrated it to be superior to the pulmonary homograft. In this study, we present detailed results of HAVR with up to 10-year follow-up in 154 consecutive patients.


    Patients and Methods
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
From January 1994 through September 2003, 154 patients (Table 1) underwent HAVR. One hundred and fourteen (74%) patients were 40 years of age or less and 118 (76.6%) had evidence of rheumatic heart disease (Table 2). One hundred and thirty-eight (89.6%) patients were in New York Heart Association (NYHA) class III and IV and 22 (14.3%) had frank congestive heart failure. Atrial fibrillation (AF) was present in 46 (29.9%) patients. Preoperative transthoracic echocardiography was performed in all patients. Cardiac catheterization and cine angiography was performed if there was suspicion of associated mitral valve or coronary artery disease. Besides significant mitral valve disease (n = 52), other preoperative comorbid conditions included left ventricular dysfunction (ejection fraction less than 40%, n = 119, 77%), coronary artery disease (n = 6), native valve endocarditis (n = 8), prosthetic valve endocarditis (n = 3), previous aortic valve operation (n = 9), tricuspid valve disease (n = 8), previous percutaneous or closed mitral valvotomy (n = 6), and previous aortic valve balloon dilatation (n = 3).


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Table 1. Profile of Patients Undergoing Aortic Valve Replacement With an Aortic Homograft
 

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Table 2. Age Distribution of Patients Undergoing Homograft Aortic Valve Replacement
 
Patient Selection
Informed consent was obtained from all patients. If the aortic annulus diameter on intraoperative transesophageal echocardiography (TEE) was 30 mm or more, aortic valve replacement with a mechanical prosthesis was performed. The HAVR was preferred over the Ross procedure in the following: (a) young rheumatics (< 30 years of age); (b) patients with associated mitral and tricuspid valve disease [10]; (c) patients requiring emergency surgery; (d) significant left ventricular dysfunction; (e) patients requiring reoperation for prosthetic valve endocarditis; and (f) those with native valve endocarditis with significant left ventricular dysfunction. In patients older than 50 years, it was preferred over bioprosthetic valves as they were not available.

Homograft Preparation and Preservation
One hundred and forty-eight (96%) homografts were obtained from cadaveric donors 15 to 45 years of age. The hearts were obtained at autopsy within 24 hours of death using a sterile technique. The heart was rinsed in cold saline solution to remove blood and was then packed in 500 mL cold saline (4°C) in a sterile double bag and transported to our own valve bank adjacent to the operating room. Here the valves were dissected using an aseptic technique within a laminar flow hood. In the initial part of our experience, only antibiotic preservation was used. The following antibiotics were added to 1 liter of sterile filtered nutrient tissue culture medium (Hank’s solution): Cefoxitin 250 mg; lincomycin 120 mg; polymyxin B 100 mg; vancomycin 50 mg; and nystatin 1 million units. The N-2-hydroxyethylpiperazine-N'-2-ethanesulfonic acid (HEPES) buffer was added to maintain a pH between 6.6 and 7.0. One hundred milliliters of sterile solution was added to each homograft (n = 28) for storage at 4°C. These antibiotic preserved homografts were used within 40 days. After dissection under sterile conditions, they were treated with an antibiotic solution for 48 hours at 4°C and used within 40 days (antibiotic preserved homografts, n = 28). In the latter part of our experience, these homografts were cryopreserved (n = 126, 81.2%). After 48 hours of incubation in the antibiotic solution, the homografts were removed from the antibiotic container and packaged with Rosewell Park Memorial Institute tissue culture medium no:1640 (RPMI 1640), 10% fetal calf serum, and 10% dimethyl sulfoxide. After sterile packaging, they were frozen at a rate of 1°C per minute in a Kryo 10 controlled rate freezer (Planer Products Ltd, Sunbury-on-Thames, Middlesex, UK) to a temperature of –40°C and then rapidly cooled to –150°C. They were then transferred for permanent storage in vapor phase liquid nitrogen between –150°C and –190°C in an XCL 500 vacuum insulated Dewar flask (Minnesota Valley Engineering Inc, Bloomington, MN). Six homografts were procured from cardiac transplant recipients; two of these were used immediately and the rest cryopreserved. These techniques have been described in detail in our prior publication [11].

Surgical Technique
Intraoperative TEE was performed in all patients to enable selection of an appropriate size homograft. The procedure was performed under standard moderately hypothermic (prior to 1996) or normothermic (after 1996) cardiopulmonary bypass. Antegrade direct ostial cold (4°C), hyperkalemic blood cardioplegia with topical ice slush was used for myocardial protection in all patients. Mitral valve repair was performed first if the patient had associated mitral valve disease. The HAVR was performed only if the mitral valve repair was satisfactory and the aortic valve was unsuitable for repair. No additional procedure was performed for correction of AF.

In 110 (71.4%) patients, the scalloped subcoronary implantation technique described by Ross [12] was used. In 38 (24.7%), the root replacement technique [13] was used. In six (3.9%) patients, both the aortic valve and the ascending aorta were replaced using a valved homograft conduit as described by us earlier [14]. Associated procedures included mitral valve repair (n = 30), open mitral commissurotomy (n = 22), tricuspid valve repair (n = 8), coronary artery bypass grafting (n = 6), and atrial septal defect closure (n = 1). After discontinuation of cardiopulmonary bypass, TEE was performed in all patients to confirm normal homograft function and for assessment of associated procedures.

No anticoagulants or antiplatelet drugs were prescribed. Long acting benzathine penicillin was prescribed every 3 weeks to all patients less than 45 years of age with rheumatic heart disease. All patients received Itraconazole for 6 weeks after operation as a prophylaxis against fungal endocarditis.

Follow-Up
Prior to discharge from the hospital, TEE was performed in all patients. All survivors were seen in the outpatient clinic after one month, three months, six months, and then at yearly intervals, and underwent clinical examination, chest radiographs, and detailed echocardiography. Echocardiographic assessment consisted of serial evaluation of homograft function (regurgitation, stenosis, dilatation, calcification, vegetations), assessment of mitral valve repair, and measurement of left ventricular end-systolic and end-diastolic diameter, and ejection fraction. The period between April 2004 and September 2004 was the closing interval when 137 of the 142 survivors were last seen and underwent echocardiography. Their last follow-up during this period was taken for reporting the results.

Aortic regurgitation (AR) was assessed on a scale of +1 to +4 according to published criteria [15]. The AR with grade +1 was considered of mild severity. Mean gradient across the aortic valve was used to define the severity of AS (mild, ≤ 25 mm Hg; moderate, 25–50 mm Hg; severe, > 50 mm Hg). In the absence of a mean gradient, peak gradients 50 mm Hg or greater and 75 mm Hg or greater across the aortic valve were considered as moderate and severe AS (Table 3)


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Table 3. Echocardiographic Follow-Up Data of Patients Undergoing Homograft Aortic Valve Replacement
 
Statistical Analysis
Analyses were performed with SPSS for windows 7.5 software package (SPSS Inc, Chicago, IL). Descriptive statistics, ie, mean and standard deviation, were calculated for the continuous variables. Freedom from valve-related events and actuarial estimates were calculated using the Kaplan-Meier analysis. The estimates were compared with the Mantel-Haenszel (log-rank) test. A valve-related event was defined as any episode of thromboembolism, hemorrhage, congestive heart failure, infective endocarditis, structural deterioration, or significant gradients as per published criteria [16]. Linearized rates for these events are reported. Cox’s proportional hazard model was used to analyze factors associated with a higher early and late mortality and the development of significant aortic stenosis (AS) or AR. Patients in whom a valved homograft conduit was used were included in the root replacement group for the purpose of statistical analysis.


    Results
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
Hospital Mortality
All patients survived the operation. Thirty day mortality was 7.8% (n = 12) and was due to low cardiac output (n = 4), ventricular arrhythmias (n = 2), progressive left ventricular dysfunction (n = 3), infective endocarditis (n = 2), and bleeding (n = 1).

Early Homograft Function
In all patients, intraoperative TEE revealed trivial or no aortic regurgitation. Transthoracic echocardiography prior to discharge from the hospital showed mild AR in six patients and mild AS in two patients.

Late Outcome
The follow-up data (96% complete) ranged from 4 to127 months (mean, 62 ± 33.4 months; median, 68.5 months) and totaled 738.4 patient years. Among survivors, 5 (3.5%) patients were followed up for 10 or more years, 51 (35.9%) were followed for 7 or more years, 89 (62.7%) for more than 5 years, 123 (86.6%) for more than 3 years, and 131 (92.2%) for more than 2 years.

Thromboembolism
There were no thromboembolic complications in the survivors.

Hemolysis
Two patients had significant hemolysis (0.3 events per 100 patient years). This was associated with mild mitral regurgitation (MR) in one and severe MR in another patient. In the first patient, it subsided gradually. The second patient underwent mitral valve rerepair 26 months later and recovered uneventfully.

Infective Endocarditis
Five patients developed infective endocarditis (0.67 events per 100 patient years). This was due to Aspergillus in three and Staphylococcus aureus in two patients. One patient each with bacterial and fungal endocarditis died within a month of initial operation without reoperation. The other patient with bacterial endocarditis recovered after antibiotic therapy and the other two patients with fungal endocarditis died three and five months later; one of these died after reoperation.

Late Homograft Function
Serial TEE showed no significant aortic regurgitation in 124 (87.3%, none in 90 and mild in 34) survivors. Eighteen patients had significant aortic regurgitation (2.4 events per 100 patient years). Moderate (n = 12, 8.5%) to severe (n = 6, 4.2%) aortic regurgitation was noted in 18 (13.3%) of the 142 survivors at a mean follow-up of 32 ± 20 months after operation. The probability of development of AR was independent of the etiology, technique of implantation, and the method of valve preservation. One patient with severe AR was lost to follow-up and the other five underwent reoperation. In four of these, prosthetic valves were implanted on patient request and all recovered uneventfully. The fifth patient had AR secondary to fungal endocarditis. She died after redo-HAVR. The remaining 12 patients with moderate AR are in NYHA class I without evidence of left ventricular dysfunction and are being closely followed up. Two of these also have moderate AS with mean gradients of 35 mm Hg and 40 mm Hg, respectively. Besides these, four patients have mild AS (mean gradients less than 25 mm Hg) and are being followed up. At median follow-up, freedom from homograft dysfunction was 86.1 ± 3.2% (95% confidence interval [CI] 79.8 to 92.4); at 10 years it was 84.9 ± 3.31% (95% CI 78.4 to 91.4) (Fig 1).



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Fig 1. Freedom from homograft dysfunction (Kaplan-Meier) in patients undergoing homograft aortic valve replacement. (AR = aortic regurgitation; AS = aortic stenosis.)

 
Late Reoperation
Late reoperation was required in six patients (0.8 events per 100 patient years). Four patients required reoperation for severe AR at 3, 30, 31, and 65 months after initial operation. Reoperation was recommended if the left ventricular end-systolic and end-diastolic dimensions exceeded 26 mm/m2 and 38 mm/m2, respectively. These patients underwent uneventful aortic valve replacement with a prosthetic valve. One patient required redo mitral valve repair 26 months after operation. The last patient underwent reoperation for severe AR and fungal endocarditis and died after redo-HAVR.

Three reoperations each were required in patients undergoing HAVR with the scalloped subcoronary or root replacement technique. In patients undergoing reoperation other than for endocarditis, the geometry of the aortic sinuses was maintained. The homograft cusps showed thickening and failure of coaptation. The aortic root was not dilated in any patient. Only one 29-year-old patient who underwent HAVR with the root replacement technique 65 months earlier had evidence of homograft calcification. At the median follow-up period, freedom from reoperation was 95.8 ± 1.9% (95% CI 92.1 to 99.5) and at 10 years it was 94.3 ± 2.3 % (95% CI 89.8 to 98.8) (Fig 2).



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Fig 2. Reoperation-free survival (Kaplan-Meier) in patients undergoing homograft aortic valve replacement.

 
Functional Class
One hundred and twenty-two (79.2%) of the 124 patients with insignificant AR are in NYHA class I. One patient with mild AR with severe mitral regurgitation was in NYHA class III-IV and underwent mitral valve rerepair. One patient was lost to follow-up. Of the 12 patients with moderate AR, 11 are in NYHA class I. One patient with moderate AR has severe mitral regurgitation in addition and is awaiting reoperation. All six patients who underwent reoperation for severe AR were in NYHA class II-IV. A total of 29 (63%) out of 46 patients with preoperative AF are in normal sinus rhythm.

Late Deaths and Survival
There were four late deaths (0.5 events per 100 patient years). Two of these were due to infective endocarditis as discussed above and two were due to progressive left ventricular dysfunction with normal valve function. At a median follow-up of 68.5 months, the actuarial survival was 92.2 ± 2.2% (95% CI 87.9 to 96.5) and was similar at 10 years (Fig 3).



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Fig 3. Actuarial survival (Kaplan-Meier) in patients undergoing homograft aortic valve replacement.

 
Fate of Mitral Valve Repair
Of the 52 patients undergoing either mitral valve repair or open mitral commissurotomy, four patients had moderate MR, three had severe MR, and two had moderate mitral stenosis. One patient with severe MR and normal aortic homograft function underwent uneventful mitral valve rerepair 26 months after initial operation. One was lost to follow-up and another is awaiting reoperation. This patient, in addition, had moderate AR so will require double valve replacement. The patients with moderate mitral valve disease are in NYHA class I or II and are being closely followed up. Event-free survival was 80.5 ± 3.6% (95% CI 73.5 to 87.5) at the median follow-up and 76.3± 4.6% (95% CI 67.3 to 85.3) (Fig 4). On detailed statistical analysis, no specific factors were co-related with valve dysfunction, or early or late death.



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Fig 4. Event-free survival (Kaplan-Meier) in patients undergoing homograft aortic valve replacement.

 

    Comment
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 
An ideal aortic valve substitute is yet to be found. Theoretically, such a substitute should provide hemodynamics comparable to the natural human aortic valve, should have the ability to remodel, should be resistant to infection, must not propagate thromboemboli, and be free from the hazards of anticoagulation [17]. To a large extent, these objectives are met with by the use of pulmonary autograft [7, 10]. Three-fourths of the patients in this study were 40 years of age or less and had rheumatic heart disease. In such patients, pulmonary autograft is not recommended, particularly if they have associated mitral valve disease, because of the risk of rheumatic involvement of the autograft and a high incidence of autograft dysfunction [10]. Bioprostheses undergo rapid structural deterioration in young patients and are not suitable in the small aortic annuli [18]. In developing countries, the costs of the prosthetic valve, long-term anticoagulation, and repeated follow-up are not cost effective. Failure to comply with these increases the morbidity and mortality related to valve replacement with bioprostheses or mechanical valves in these patients.

Operative techniques for HAVR were described by Barratt-Boyes [19], Ross [20], and Paneth and O’Brien [21]. Their initial popularity was due to the low mortality and good intermediate-term results. However the problems of donor supply, storage, and limited durability of chemically treated and antibiotic-preserved allografts limited their use [8]. With the advent of cryopreservation and adherence to strict protocols of valve collection, disinfection and storage, there was a resurgence in their use and long-term results in this subset of patients were available [1–4]. In our own surgical practice, their use in the aortic position increased after our disappointing results with the pulmonary autograft in young rheumatics with associated mitral valve disease [10]. We now consider all suitable young rheumatic patients (as detailed above) as ideal candidates for this procedure, particularly if the mitral valve disease is amenable to repair.

There is debate about the best technique for HAVR [22–27]. The scalloped subcoronary technique carries the advantage of an easier reoperation in the event of structural deterioration as compared to the root replacement technique [23]. However, the technique is difficult, has a definite learning curve, and leads to a higher incidence of early reoperations if the exact geometry is not maintained. Elkins and colleagues advocate the aortic root inclusion whereas O’Brien and colleagues favor the root replacement technique [3, 23, 25]. The root replacement technique is easier to perform but reoperations after this technique are difficult. Aortic root inclusion technique may be associated with increased gradients across the homograft and distortion of coronary anastomosis because of a blood filling space between the homograft and the native aortic wall. Currently we prefer the scalloped subcoronary technique in younger patients in whom reoperation is anticipated earlier than the older patients (> 60 years). However, we would prefer the root replacement technique in young patients requiring root and ascending aorta replacement [14]. On comparison of the two techniques in our patients, we found no difference in the early and late mortality and the early and late reoperation rate.

Reoperation for structural deterioration has been a concern after HAVR. In our patients, the freedom from reoperation was 94.3 ± 2.3% at 10 years. This compares favorably with the 92% freedom from reoperation reported by Doty and colleagues [2], and O’Brien and colleagues [3], and 86% freedom at 8 years reported by Kirklin and colleagues [26]. The longest follow-up of up to 15 years is by O’Brien and colleagues [3] and they report a freedom from structural deterioration of 80% at 15 years. This is also comparable with the 85% freedom from reoperation noted with the use of the commercially available stented bovine Carpentier-Edwards pericardial bioprosthesis [18]. However, the hemodynamics provided by the homografts are much better than the bioprosthesis; with the use of the latter, gradients more than 20 mm Hg are common even at operation [4]. Use of homografts is especially advantageous in the younger age group not only to avoid anticoagulation, but also because excellent hemodynamics favor a more vigorous functional status in young patients [28].

Another advantage of HAVR is their durability in the setting of native or prosthetic valve endocarditis. Riberi and colleagues [5] and Niwaya and colleagues [6] have reported excellent results with the use of homografts in these patients, with no recurrent infection.

The 10-year actuarial survival has been good after HAVR. In a recent report of nearly 400 patients [1] it was 86.2% at 10 years; in Lund and colleagues’ series [29] it was 84% at 10 years, and in O’Brien’s series [3] it was 87%. This is much higher than the 53% survival at 10 years reported with the use of mechanical valves [30] and is mainly due to the avoidance of anticoagulation and the reduced risk of endocarditis.

The potential limiting factor for routine use of HAVR is the limited donor supply, difficulties of establishing valve banks [11], and mastering the techniques of HAVR. However, once the valve banks are established and the appropriate techniques mastered, the procedure is very cost effective.

Aortic valve replacement with the aortic homograft can be performed with low early and late mortality and provides satisfactory midterm results. We did not note any difference in homograft dysfunction and reoperation with the use of either scalloped subcoronary or root replacement techniques.


    References
 Top
 Abstract
 Introduction
 Patients and Methods
 Results
 Comment
 References
 

  1. Kilian E, Oberhoffer M, Gulbins H, Uhlig A, Kreuzer E, Reichart B. Ten years’ experience in aortic valve replacement with homografts in 389 cases J Heart Valve Dis 2004;13:554-559.[Medline]
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