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Ann Thorac Surg 2005;79:632-635
© 2005 The Society of Thoracic Surgeons


Original article: Cardiovascular

Modified Extrapleural Ligation of Patent Ductus Arteriosus: A Convenient Surgical Approach in a Developing Country

Juan Leon-Wyss, MD, Vladimiro L. Vida, MD*, Oscar Veras, MD, Ivan Vides, MD, Guillermo Gaitan, MD, Mauricio O'Connell, MD, Aldo R. Castañeda, MD, PhD

Unidad de Cirugia Cardiovascular de Guatemala (UNICAR), Guatemala Ciudad, Guatemala

Accepted for publication July 14, 2004.

* Address reprint requests to Dr Vida, Unidad de Cirugia Cardiovascular de Guatemala (UNICAR), 9 Avenida, 8-00, Zona 11, Guatemala Ciudad, Guatemala (E-mail: vladimirovida{at}interfree.it).


    Abstract
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
BACKGROUND: Minimally invasive surgery for the closure of a large patent ductus arteriosus (PDA) using an extrapleural technique offers an alternative to other minimally invasive approaches such as video-assisted thoracoscopic surgery or interventional cardiologic procedures.

METHODS: Between August 1999 and December 2003, 513 patients with PDA were admitted to Unidad de Cirugia Cardiovascular de Guatemala, of whom 327 (64%) were considered surgical candidates. Of these, 218 (67%) were selected for surgical extrapleural (SEP) closure initially by weight (< 10 kg) and a ductal diameter at the pulmonary end of greater than 4 mm. Subsequently, we included also patients who weighed more than 10 kg. Median age at operation was 51 months (range 5 days to 38 years).

RESULTS: Median operating time was 32 minutes (range 23 to 52 minutes). All 218 patients had SEP closure and were extubated in the operating room. There were no hospital deaths. Two patients required a blood transfusion. Two additional patients bled postoperatively, requiring reoperation. A pneumothorax occurred in 3 patients that required a chest tube. The 6-month follow-up revealed residual ductal shunts in 2 patients that were closed percutaneously with a coil. The treatment of the remaining 295 patients included a surgical transpleural (STP) approach in 109 (37%) and transcatheter closure in 186 (63%), with a coil in 110 (37%) and an Amplatzer device in 76 (26%).

CONCLUSIONS: Minimally invasive closure of a PDA through a short, 3-cm to 5-cm skin and muscle-sparing posterior thoracotomy and an SEP approach provides a convenient and safe technique with a low incidence of complications and also a cost-saving option compared with other invasive techniques.


    Introduction
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
The incidence of a patent ductus arteriosus (PDA) in the general population has been described variably from 0.06% to 0.7%, reaching 50% in premature infants (< 1500 g) [1]. In Guatemala, a PDA is the most frequent congenital cardiovascular lesion and the most common surgical cardiovascular procedure. The goal in the management of an uncomplicated PDA is to eliminate early the left-to-right shunt. This prevents chronic left ventricular volume overload and pulmonary hypertension that leads to the development of pulmonary vascular obstructive disease [2]. However, even a small PDA without hemodynamic significance (silent ductus), is conventionally closed to abolish the risk of infectious endocarditis [1].

On August 26, 1938, Gross and Hubbard [3] accomplished the first successful surgical ligation of a PDA in a 7 year-old girl. In 1967 Honda and colleagues [4] proposed a surgical extrapleural (SEP) technique for PDA closure. An alternative approach to surgical treatment of this lesion was first introduced in 1971 by Portsman and colleagues [5], who used a catheter-delivered occlusive device for the percutaneous closure of a PDA. In 1993 Laborde and collaborators [6] reported the first video-assisted thoracoscopic closure of a PDA.

We report our experience in Guatemala between August 1999 and December 2003 with closure of PDAs through a minimally invasive muscle-sparing thoracotomy and an SEP approach. The principle aim was to explore a simple and safe surgical technique that had the additional potential for decreasing hospital stay and cost.


    Material and Methods
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
Between August 1999 and December 2003, 513 patients (353 females and 160 males) with an isolated PDA were referred to Unidad de Cirugia Cardiovascular de Guatemala (UNICAR) for closure. Median age at operation was 51 months (range 5 days to 38 years) and the median weight was 8 kg (range 1 to 52 kilograms). Excluded from this series were patients with associated cardiac lesions that required additional intracardiac surgery. Echocardiographic diagnosis, with cross-sectional and color-Doppler imaging to measure ductal size both on the pulmonary and aortic ends of the duct, was obtained in all patients.

The options available for PDA closure in our institution included either SEP or STP ligation or transcatheter occlusion (coil or an Amplatzer device). Selection criteria for surgical closure versus transcatheter occlusion of the PDA included the patient's weight and ductal diameter as summarized in Fig 1. Initially patients were selected for SEP closure by body weight (< 10 kg) and a ductal diameter at the pulmonary end of greater than 4 mm. Eventually the indications for a SEP approach were expanded to include patients weighing more than 10 kg (Fig 1). Subsequently, we transferred patients weighing more than 20 kg to a STP closure rather than the SEP approach because of more adherent parietal pleura in these patients and a consequently a higher incidence of pleural tears causing pneumothorax and bleeding requiring reoperation.



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Fig 1. Decisional nomogram about the options available at Unidad de Cirugia Cardiovascular de Guatemala for patent ductus arteriosus closure according to ductal size and body weight. The * indicates transcatheter closure is optional. (IVC = interventional cardiology; SEP = surgical extrapleural; STP = surgical transpleural.)

 
For anesthesia and to facilitate endotracheal intubation, fentanyl was used at the time of induction (5 to 10 µg/kg) and propofol (5 to 15 µg/kg) was administered for anesthesia maintenance. Patients were continuously monitored during the procedure by electrocardiography, pulse oximetry, capnography, and noninvasive arterial blood pressure measurements.

In a right lateral decubitus position and through a limited subscapular skin- and muscle-splitting incision, the superficial thoracic fascia muscularis was incised. After incising the periosteum of the fifth rib, the parietal pleura were detached with blunt dissection from the thoracic wall. Once the aorta was exposed, the left hemiazygos vein was divided and the PDA was dissected from the surrounding tissues; the left recurrent laryngeal nerve was also identified. The ductus was encircled with two silk sutures and than doubly ligated, leaving sufficient space between the two ligatures to allow the placement of a 10-mm titanium clip to ensure triple occlusion of the ductus.

After adequate hemostasis was obtained, and excluding an accidental tear of the visceral pleura, the lung was expanded to prevent air entrapment within the extrapleural space and the chest was closed without the use of chest drainage. All patients were extubated in the operating room and were than transferred directly to the ward. Antibiotic prophylaxis consisted of a single dose of cefazolin (50 mg/kg) administrated in the operating room at induction. Pain relief was achieved in all with nonsteroid antiinflammatory medications (ketorolac, 1 mg/kg every 8 hours as needed).

The patients were routinely discharged home, commonly after 24 hours and after a clinical examination, chest roentgenogram, and an echocardiogram, which was also repeated 6 months after the operation.


    Results
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
Minimally invasive surgical thorocotomy with a SEP approach was accomplished in all of the 218 patients selected for this technique. Median operating time was 32 minutes (range 23 to 52 minutes).

Two patients bled during the operation (0.9%) and required a blood transfusion. Two other patients bled postoperatively, which necessitated surgical evacuation of an extrapleural hematoma. Three patients (1.4%) developed a pneumothorax and required a chest tube. All 7 patients with the described intraoperative or postoperative complications weighed more than 20 kg. The median postoperative stay was 1 day (1 to 4 days). There were no hospital deaths. In 2 patients late postoperative echocardiograms revealed residual shunts at the ductus level that were occluded successfully with coils. None of the patients had recurrent laryngeal nerve damage.

The procedures used in the remaining 295 patients referred to our institution for PDA closure who did not fulfill our selection criteria for the minimally invasive SEP technique, and the costs in US $ of the various techniques, are summarized in Table 1.


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Table 1. Overall Experience with PDA Closure at UNICAR from August 1999 to December 2003
 

    Comment
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
Efforts at seeking a low-risk and secure therapeutic outcome for PDA closure, combined with cosmetic and cost-effective results, stimulated the development of alternative treatments such as minimally invasive surgical approaches, percutaneous interventional, and also video-assisted thoracoscopic techniques.

The described minimally invasive SEP operation avoided some, albeit uncommon, late complications reported after a conventional STP technique such as scoliosis, a winged scapula, chest wall deformities, breast disfigurement, and rib fusion with secondary respiratory compromise [7–9].

Furthermore, the SEP approach offers excellent surgical exposure of the PDA irrespective of size and also allows direct visualization of the left recurrent laryngeal nerve and of the thoracic duct (in its extrapleural course), thus avoiding complications such as recurrent nerve injury or chylothorax. None of these complications occurred in this series.

The principal goal in the management of an uncomplicated PDA is to interrupt early the left-to-right shunt. This prevents chronic left ventricular volume overload and pulmonary hypertension and the consequent development of pulmonary vascular obstructive disease [2]. As reported by Zanardo and colleagues [10] and Brickenberg and colleagues [11], early PDA closure is advocated even in small PDAs without homodynamic significance (silent ductus) to avoid the risks of (uncommon) late bronco-pulmonary dysplasia [10] or infectious endocarditis [11]. Because of a very high incidence of dental neglect and poor basic sanitary conditions among the indigent children in Guatemala, the risk of developing infectious endocarditis is great.

Percutaneous catheter closure of PDAs had been favored since 1971 [6]. The initial absolute weight limitation of candidates for a transcatheter occlusion has by now been mostly overcome. Presently, children weighing as little as 4.5 kg are being treated by percutaneous techniques [15–17]. However, residual shunts through incompletely percutaneously occluded ducts have been reported to vary from 3% to 26% at 12 months follow-up. Persistent residual shunts seem to occur more often in larger-sized PDAs [12–14].

Migration or embolization of a dislodged occluding device is a complication that occasionally requires surgical removal [12–15]. Hemolysis may also occur from a periprosthetic residual shunt [15–16], and prophylaxis against infectious endocarditis is also recommended. Other complications of percutaneous techniques include femoral artery injuries, arteriovenous fistulas, partial left pulmonary artery obstruction caused by protruding coils into the vessel lumen, and vocal cord paralysis [17].

Because of intraoperative and postoperative complications such as pneumothorax (1.4%) and bleeding (0.9%) after the SEP technique in children weighing more than 20 kg, we decided to select instead the STP approach in this group of patients. We believe that these complications could be due to the more adherent parietal pleura to the thoracic wall in older children.

The 2 patients with a residual shunt at the ductus level after SEP closure had a large PDA (> 1 cm at the pulmonary end). In both, early in our experience, we occluded the ductus only with a double ligature, without placing a titanium clip to ensure triple occlusion. Now we recommended the use of a clip in all cases, However, in patients with a ductus larger than 1 cm, division of the PDA should be considered to make absolutely sure any residual shunt has been eliminated.

As reported by others [19–23], we are equally convinced that the modification of the original SEP technique for closure of a PDA, including a limited skin- and muscle-sparing incision and triple occlusion of the PDA, is a safe technique that offers a valid alternative, in selected patients, to other more recent minimally invasive techniques.

Video-assisted thoracoscopic surgery, according to numerous reports [5–18], offers excellent operative results for PDAs smaller than 1 cm in diameter. However, video-assisted thoracoscopic equipment is not yet available in our unit because of cost considerations.

This short SEP procedure with no need for intensive care and a hospitalization of only 24 hours allowed our unit a cost saving of US $292.00 compared with the traditional STP approach (Table 1). Comparing the SEP technique to percutaneous procedures, for example using a single coil, the cost saving amounted to US $180.00, whereas the use of an Amplatzer device increased the cost by US $2689.00.

Concerning the transcatheter occlusion of the PDA with coil, 69 patients (63%) required 1 coil and 30 patients (27%) required 2 coils, representing an additional cost with respect to the SEP surgery of US $389.00. Eight patients (7%) required 3 coils (US $482.00), 2 patients (2%) 4 coils (US $755.00), and 1 patient (1%) 5 coils (US $832.00). Clearly the Amplatzer device or the need for multiple coils does not prove cost-effective compared with surgical ligation either by a SEP or even a STP approach.

The minimally invasive skin and muscle splitting SEP technique proved safe, effective, more cosmetic, and significantly less expensive, and therefore continues to be favored in our third world Pediatric Cardiac Unit in Guatemala.


    Acknowledgments
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
We thank Dr Gerardo Davalos from the Hospital Baca Ortiz, Quito, Ecuador, for suggesting to us the minimally invasive SEP technique for PDA closure.


    References
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 

  1. Fyler DC. Patent ductus arteriosusIn: Fyler DC, editor. Nadas' Pediatric Cardiology. Philadelphia: Hanley and Belfus; 1992. pp. 525-534.
  2. Heath D, Edwards JE. The pathology of the hypertensive pulmonary vascular disease; a description of six grades of structural changes in the pulmonary arteries with special reference to congenital cardiac septal defects Circulation 1958;18:533-547.[Medline]
  3. Gross RE, Hubbard JP. Surgical ligation of a patent ductus arteriosus: report of first successful case JAMA 1939;112:729-773.[Abstract/Free Full Text]
  4. Honda K, Hoshino S, MotokiR, Suzuki K, Nagamine T. Surgery of patent ductus arteriosus by an extrapleural approach. Kyobu Geka 1967;20:862-865.[Medline]
  5. Portsmann W, Wierny L, Warnke H. Catheter closure of patent ductus arteriosus: 62 cases treated without thoracotomy Radiol Clin North Am 1971;9:203-218.[Medline]
  6. Laborde F, Noirhomme P, Karam J, Batisse A, Bourel P, Saint Maurice MO. A new videoassisted surgical technique for interruption of PDA in infants and children J Thorac Cardiovasc Surg 1993;105:278-280.[Abstract]
  7. Jaureguizar E, Vazquez J, Murcia J, Diez Pardo JA. Morbid musculoskeletal sequelae of thoracotomy for tracheoesophageal fistula J Pediatr Surg 1985;20:511-514.[Medline]
  8. Rothenberg SS, Pokorny WJ. Experience with a total muscle-sparing approach for thoracotomies in neonates, infants, and children J Pediatr Surg 1992;27:1157-1160.[Medline]
  9. Dajczman E, Gorgan A, Kreisman H, Wolkove N. Long term post-thoracotomy pain Chest 1991;99:270-274.[Abstract/Free Full Text]
  10. Zanardo V, Trevisanuto D, Dani C. "Silent" patent ductus arteriosus and bronchopulmonary dysplasia in low birth weight infants J Perinat Med 1995;23:493-499.[Medline]
  11. Brickenberg ME, Hillis LD, Lang RA. Congenital heart disease in adults N Engl J Med 2000;342:256-263.[Free Full Text]
  12. Turner DR, Forbes TJ, Epstein ML, Vincent JA. Early reopening and recanalization after successful coil occlusion of the patent ductus arteriosus Am Heart J 2002;143:889-893.[Medline]
  13. Fu YC, Hwang B, Jan SL. Influence of ductal size on the result of transcatheter closure of patent ductus arteriosus with coil Jpn Heart J 2003;44:395-401.[Medline]
  14. Galal MO, Bulbul Z, Kadadekar A. Comparison between the safety profile and clinical results of the Cook detachable and Gianturco coils for transcatheter closure of patent ductus arteriosus in 272 patients Interv Cardiol 2001;14:169-177.
  15. Forbes TJ, Harahsheh A, Rodríguez-Cruz E, et al. Angiographic and hemodynamic predictors for successful outcome of transcatheter occlusion of patent ductus arteriosus in infants less than 8 kilograms Catheter Cardiovasc Interv 2004;61:117-122.[Medline]
  16. Anil SR, Sivakumar K, Philip AK, Francis E, Kumar RK. Clinical course and management strategies for hemolysis after transcatheter closure of patent arterial duct Catheter Cardiovasc Interv 2003;59:538-543.[Medline]
  17. Liang CD, Ko SF, Huang CF, Niu CK. Vocal cord paralysis after transcatheter coil embolization of patent ductus arteriosus Am Heart J 2003;146:367-371.[Medline]
  18. Vida VL, Rubino M, Bottio T, et al. Thoracoscopic closure of patent arterial duct Cardiol Young 2004;14:167-172.
  19. Yao JK, Mustard WT. The extrapleural ligation of patient ductus arteriosus in the seriously ill infant Angiology 1969;20:585.
  20. Ochoa E, Puente F, Cervantes F, Hinojosa O, Avila R. Ligation of the ductus arteriosus in premature infants. Surgical considerations. Arch Inst Cardiol Mex 1981;51:173-177.[Medline]
  21. Forbes TL, Evans MG. Optimal elective management of patent ductus arteriosus in the older child J Pediatr Surg 1996;31:765-767.[Medline]
  22. Yan D, Xie Q, Zhang Z, Gu C, Kawada S. Surgical treatment of patent ductus arteriosus (PDA) through mini subaxillary extrapleural approach Ann Thorac Cardiovasc Surg 1999;5:233-236.[Medline]
  23. Vicente WAV, Rodriguez AJ, Ribeiro PJF. Dorsal minithoracotomy for ductus arteriosus clip closure in premature neonates Ann Thorac Surg 2004;77:1105-1106.[Abstract/Free Full Text]



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