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Ann Thorac Surg 2005;79:418-425
© 2005 The Society of Thoracic Surgeons
Department of Cardiothoracic Surgery, University of Southern California Keck School of Medicine, Los Angeles, California
Accepted for publication July 6, 2004.
* Address reprint requests to Dr Barr, Department of Cardiothoracic Surgery, University of Southern California Keck School of Medicine, 1520 San Pablo St, Suite 4300, Los Angeles, CA 90033 (E-mail: mbarr{at}surgery.usc.edu).
| Abstract |
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METHODS: An analysis of the pulmonary functions of 59 bilateral lobar and 43 bilateral cadaveric adult lung transplant recipients who survived more than 3 months after transplantation was performed.
RESULTS: Mean follow-up was 3.8 ± 2.8 years. In lobar recipients, mean percent predicted forced vital capacity and forced expiratory volume in 1 second improved between 1 and 6 months after transplantation (42.5% ± 13.4% and 46.9% ± 14.0% at 1 month versus 63.6% ± 14.1% and 64.5% ± 13.7% at 6 months; p < 0.001 and <0.001, respectively). In cadaveric recipients, mean percent predicted forced vital capacity improved after transplantation (54.3% ± 14.5% at 1 month versus 74.2% ± 21.3% at 12 months; p < 0.01). As compared with the cadaveric group, mean percent predicted forced vital capacity and forced expiratory volume in 1 second were lower 1 and 3 months after transplantation in the lobar recipients (p = 0.001 at both times); however, by 6 months after transplantation, these values were comparable and remained so throughout the follow-up period. In a subset of lobar and cadaveric recipients, maximal exercise, heart rate, peak oxygen consumption, anaerobic oxygen consumption threshold, and ability to maintain oxygen saturation were also comparable.
CONCLUSIONS: In those adult recipients surviving more than 3 months after transplantation, lobar lung transplantation provides comparable intermediate and long-term pulmonary function and exercise capacity to bilateral cadaveric lung transplantation.
| Introduction |
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Living lobar lung transplantation was introduced in 1993 as an alternative to cadaveric lung transplantation for patients considered too ill to await a cadaveric organ [3]. With this technique 2 healthy donors are selectedone to undergo removal of the right lower lobe and the other, the left lower lobe. These lobes are then implanted in the recipient in place of whole right and left lungs, respectively.
Although perioperative and early functional outcomes and survival have been acceptable with this technique [311], there has been concern whether the relatively undersized bilateral lobar grafts would provide comparable pulmonary function to full-sized bilateral cadaveric grafts in adult recipients. The purpose of this study was to compare functional outcomes, in terms of pulmonary function and exercise studies, between adult recipients of living lobar and bilateral cadaveric allografts surviving more than 3 months after transplantation.
| Patients and Methods |
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18 years of age) underwent bilateral lung transplantation at the University of Southern California. Seventy-nine patients underwent living-donor lobar lung transplantation, and 46 underwent bilateral cadaveric lung transplantation. Those lobar and cadaveric recipients surviving more than 3 months after transplantation constitute the cohort of patients for this analysis. Changes in pulmonary function with time in each group and a comparison of the lobar recipients to the cadaveric recipients at each time were analyzed.
Living Lobar and Bilateral Cadaveric Lung Transplantation
All patients fulfilled the criteria for cadaveric lung transplantation and were listed with the United Network for Organ Sharing. Living lobar lung transplantation recipients were selected primarily on the basis of a deteriorating clinical status with the expectation that a cadaveric donor would not become available in a suitable time frame. The process of living donor selection and the techniques of right and left donor lobectomy have been described previously [35, 11, 12]. Bilateral lobar and cadaveric lung transplant procedures were performed through a transverse thoracosternotomy with the use of cardiopulmonary bypass, using a running polypropylene suture for the bronchial anastomosis [35, 11, 13]. There were no differences in either the immunosuppressive or infection prophylaxis protocols in either the living lobar or bilateral cadaveric lung transplant groups. All patients received triple immunosuppressive therapy consisting of cyclosporine or tacrolimus, azathioprine or mycophenolate mofetil, and prednisone, without the use of prophylactic monoclonal or polyclonal antibodies [11]. All patients received standardized prophylaxis against candida, Pneumocystis carinii, and cytomegalovirus [11]. In addition, those patients with cystic fibrosis received antibiotic regimens on the basis of the results of perioperative cultures. Unique aspects of the perioperative management of the bilateral lobar recipient related to the lobar physiology, as well as donor management, have been previously described [11].
Postoperative Evaluation of Pulmonary Function
After transplantation, pulmonary function testing was performed in all patients to obtain the forced vital capacity (FVC), forced expiratory volume in 1 second (FEV1), and mid-forced expiratory flow (FEF25 to 75) at 1 month, 3 months, 6 months, 1 year, and every year thereafter. Values were recorded as percent predicted based on recipient age, sex, and height [14].
Exercise Testing
Incremental symptom-limited maximal exercise testing was performed using a modified Bruce protocol. After an initial 5-minute resting period, the patients were exercised on a treadmill with incremental workloads (10 to 16 W/min). Data collected included maximum workload (watts), heart rate, and oxygen consumption at anaerobic threshold and peak exercise. Predicted values for exercise variables were as described for incremental exercise testing [15]. The anaerobic threshold was identified noninvasively according to standard criteria [16].
Statistical Analysis
Data are presented as the mean ± standard deviation. Dichotomous variables among the groups were compared using Fisher's exact test. Continuous variables between the two groups were compared using the unpaired Student's t test if the variance was equal or a Mann-Whitney test if the variance was unequal. In addition to examining intergroup differences in pulmonary function at each time, differences within each group as a function of time were also analyzed using a one-way analysis of variance. Kaplan-Meier survival curves for the two groups were compared with the log rank (Mantel-Haenszel) test. A p value less than or equal to 0.05 was considered statistically significant. GraphPad version 3.03 for Windows (GraphPad Software, Inc, San Diego, CA) was used for all statistical analysis.
| Results |
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Demographics
Demographics, indications for transplantation, and preoperative characteristics for the two groups are listed in Table 1. The lobar recipients were significantly younger than the cadaveric recipients. Cystic fibrosis was the indication for transplantation in 95% of lobar recipients, whereas the indications in the cadaveric recipients were more diverse. Cadaveric recipients tended to be outpatients at the time of transplantation, whereas 73% of lobar recipients were hospitalized at the time of transplantation with 12% being ventilator dependent (as compared with only 1 cadaveric patient who was ventilator dependent and hospitalized at the time of transplantation).
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To determine whether the improvement seen in pulmonary function in the lobar recipients by 6 months after transplantation (at which time the values became comparable to the cadaveric recipients) was related to the death of lobar lung transplant recipients with shorter survival and presumably worse pulmonary function, a subgroup analysis was conducted. In this cohort of lobar recipients surviving at least 3 months after transplantation, pulmonary function was compared between those surviving less than 2 years and those surviving at least 2 years after transplantation. As shown in Figure 3, FVC and FEV1 were similar in lobar recipients surviving less than or at least 2 years at 1, 3, and 6 months after transplantation. At 12 months, FVC and FEV1 were lower in those patients who survived less than 2 years (57.6% ± 16.3% and 59.6% ± 21.2% versus 70.8% ± 15.6% and 74.2% ± 15.2%; p = 0.03 and p = 0.03, respectively). No differences in FEF25 to 75 were detected in these two groups of patients. Forced vital capacity and FEV1 showed significant improvements between 1 and 6 months in those lobar recipients surviving at least 2 years, whereas only FVC improved in the same time period in those lobar recipients surviving less than 2 years.
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| Comment |
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In our intermediate report in 1996, we demonstrated that postoperative pulmonary function testing in 27 adult and 10 pediatric lobar lung transplant recipients generally showed a steady improvement that plateaued by postoperative month 9 to 12. In 15 of those patients with at least 1 year of follow-up at that time, mean FVC, FEV1, and FEF25 to 75 were 72%, 73%, and 92% predicted, respectively [4]. A separate analysis of 8 patients (3 adults, 5 pediatric) who underwent living donor lobar lung transplantation for indications other than cystic fibrosis again showed a gradual progressive improvement in pulmonary function that tended to plateau by postoperative month 9 to 12. In the 5 of these patients with at least 1 year follow-up at the time of the report, mean FVC, FEV1, and FEF25 to 75 were 80.6%, 75.6%, and 64% predicted, respectively [5]. These results are similar to those reported in bilateral cadaveric transplantation, which have shown improvements in FEV1, FVC, and diffusing capacity for the first 6 to 12 months after transplantation, after which time lung function tends to decline at a variable rate and is highly influenced by the presence or absence of complications [1820].
Although the flow values seen previously with lobar transplantation seem acceptable and comparable to reports of bilateral cadaveric lung transplantation, a direct comparison of the short-term and long-term pulmonary function in adult bilateral cadaveric and living donor lobar lung transplantation has not been reported. The purpose of this study was therefore to evaluate and compare the pulmonary function of adult living donor lobar and bilateral cadaveric lung transplant recipients who survived at least 3 months after transplantation.
Patients receiving lobar grafts were significantly younger than the cadaveric recipients. This is consistent with the large percentage of patients with cystic fibrosis in this group of patients. Despite excluding lung transplant recipients expiring within 3 months of transplantation, and consistent with our previous reports [35, 7, 8], the lobar recipients were significantly sicker then the cadaveric cohort as demonstrated by the large percentage of lobar recipients hospitalized or ventilator dependent at the time of transplantation. Although the cause of death and preoperative characteristics of the recipients who expired in the first 3 months after transplantation are not included in this analysis, it is generally felt that the sicker nature of the lobar recipients is responsible for the higher 3-month mortality in the living lobar as compared with bilateral cadaveric recipients.
Analysis of pulmonary function after both living donor lobar and bilateral cadaveric lung transplantation showed that both groups of recipients demonstrated improvement during the first year after transplantation and that pulmonary function was equivalent between the groups by 6 months after transplantation. Lobar recipients demonstrated an improvement in both FVC and FEV1 by 6 months after transplantation, whereas cadaveric recipients had an improvement in FVC by 12 months after transplantation and maintained a stable FEV1. As discussed above, these results are similar to other reports of bilateral lung transplantation for a variety of indications including cystic fibrosis, obstructive airway disease, and pulmonary vascular disease [2123], as well as to our initial reports with living donor lobar transplantation [35, 7, 8]. In addition, these data also demonstrate that pulmonary function in lobar recipients does not decline significantly with time after reaching a steady state, at least through 36 months postoperatively. After this time, the number of patients becomes small, and further follow-up is needed, as some decline would be expected because of the development of such processes as bronchiolitis obliterans and other complications [17, 24].
The comparison of pulmonary function between the living donor lobar and cadaveric recipients with time demonstrated that FVC and FEV1 were significantly lower at 1 and 3 months after transplantation in the living donor lobar group as compared with the cadaveric group. However, by 6 months after transplantation this difference had resolved, and the values remained equivalent throughout the study period. These results are somewhat intriguing, although not entirely unexpected. It is generally accepted that the initial improvement seen in pulmonary function during the first year after transplantation is in large part caused by improved chest wall mechanics and alveolar recruitment, which occur with operative recovery [25, 26]. However, the process is undoubtedly multifactorial and influenced by other factors such as pulmonary compliance, episodes of infection and rejection, and other postoperative complications.
Although one might have expected the lobes in the lobar recipients to have persistently decreased flows as compared with bilateral cadaveric grafts from a strict physiologic standpoint, it seems likely that the lobes are able to provide similar flows through both careful donor and recipient selection (whereby a relatively large lobe is placed in a relatively small recipient) and through continued alveolar dilatation and recruitment in the graft as opposed to growth [27]. The explanation of the lower FVC and FEV1 seen at 1 and 3 months in lobar recipients as compared with bilateral cadaveric recipients is likewise multifactorial, but is likely related to topographic and resulting mechanical issues because of the fact that the lobe is not perfectly opposed to the chest wall, as occurs with bilateral cadaveric grafts. It is possible that with time and scarring, the mechanics between the chest wall and lobe improve, resulting in an improvement in pulmonary flows as demonstrated in this study.
An additional possibility is that the improvement seen in FVC and FEV1 in the lobar recipients after 3 months was the result of the death of those recipients with lower pulmonary flows, as opposed to a general improvement in the group. We therefore conducted a subgroup analysis comparing the pulmonary function of those recipients who survived less than or at least 2 years after transplantation. Those lobar recipients surviving less than 2 years after transplantation did demonstrate a drop in FEV1 and FVC at 12 months after transplantation. No differences were seen in the cadaveric analysis; thus the improvement seen with time in the cadaveric group is unlikely to be caused by the early death of recipients with poorer pulmonary functions. In addition, because the bilateral cadaveric and living donor lobar FEV1 and FVC were comparable by 12 months after transplantation, and the decrease seen in FEV1 and FVC in the subgroup analysis of lobar recipients was not seen until 12 months after transplantation, it seems that the overall improvement in the lobar group occurs despite the decrease seen at 12 months in the lobar recipients who survived less than 2 years, implying that the FEV1 and FVC of the lobar group also improve during the first 12 months postoperatively. This drop in FEV and FVC seen in the less than 2-year lobar survivors at 12 months could also potentially serve as a marker of lobar recipients with higher rates of mortality; however, further analysis with a larger cohort would be needed for validation. Interestingly there were no significant changes in mid-expiratory flows, which have been shown to precede changes in FEV1 in patients who develop bronchiolitis obliterans syndrome [28].
Exercise capacities were also comparable in the lobar and cadaveric lung transplant recipients when assessed by exercise stress testing. Although the peak oxygen consumptions achieved by both groups of transplant recipients are below 80% of the normal predicted value, they are certainly adequate to permit a comfortable lifestyle and at least moderate levels of work and exercise [16]. These peak exercise capacities are similar to those previously reported for recipients of double lung and heart-lung transplants [20, 29].
Limitations of the present study include the relatively small sample number of patients in each group, especially at the more distant time points, and the different demographics of the patients undergoing living donor lobar versus bilateral cadaveric lung transplantation in terms of age, underlying lung disease, and preoperative severity of illness. To assess the long-term pulmonary function, we analyzed patients who survived at least 3 months after transplantation. This type of death-censored analysis has the obvious potential of introducing a selection bias in the population of the long-term patients who were characterized and compared in the study.
Living donor lobar lung transplantation has been lifesaving in severely ill patients who would either die or become unsuitable recipients before a cadaveric organ becomes available. The results of this study are important in addressing the concern of whether the relatively undersized bilateral lobar grafts can provide comparable pulmonary function to full-sized bilateral cadaveric grafts in the adult recipient. Although initial pulmonary flows are lower after transplantation, by 6 months after transplantation, the values are similar in both living donor lobar and bilateral cadaveric lung transplant recipients. Additionally, the living donor lobar recipients are able to reach similar levels of exercise tolerance. Although cadaveric transplantation is preferable because of the inherent risk to the donors, living donor lobar lung transplantation should continue to be used under properly selected circumstances [30].
| Acknowledgments |
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| References |
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