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Ann Thorac Surg 2004;77:385-392
© 2004 The Society of Thoracic Surgeons
a Department of Surgery, Thoracic Division, Indiana University School of Medicine, Indianapolis, Indiana, USA
b Department of Medicine, Gastroenterology Division, Indiana University School of Medicine, Indianapolis, Indiana, USA
* Address reprint requests to Dr Kesler, Indiana University School of Medicine, Department of Surgery, Thoracic Division, 545 Barnhill Dr, EH 215, Indianapolis, IN 46202, USA
e-mail: kkesler{at}iupui.edu
Presented at the Thirty-ninth Annual Meeting of The Society of Thoracic Surgeons, San Diego, CA, Jan 31-Feb 2, 2003.
| Abstract |
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METHODS: From 1992 to 2002, 57 patients underwent transthoracic Heller myotomy at our institution. Thirty-eight patients (67%) who underwent ThAM were reviewed and compared with 19 (33%) who previously underwent myotomy through a standard open left thoracotomy (OM).
RESULTS: There were no operative deaths in the ThAM group (n = 38) and 4 patients (11%) experienced minor morbidity. Four ThAM patients required conversion to open thoracotomy and 2 were lost to follow-up. Of the remaining 32 patients, 29 have improved postoperative dysphagia scores after a mean follow-up of 17 months. Only 4 patients have required further endoscopic or surgical intervention. Compared with the OM group, ThAM patients experienced significantly shorter average surgery time (97 versus 139 minutes), less blood loss (80 versus 155 mL), less postoperative narcotic requirement (8 versus 20 days), and shorter recovery to normal activity (20 versus 73 days).
CONCLUSIONS: Thoracoscopy-assisted myotomy results in excellent relief of dysphagia in the short term and would be expected to have long-term results similar to OM. Shorter operating and recovery times as compared with OM without the need for an antireflux procedure makes ThAM an attractive minimally invasive technique.
| Introduction |
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| Material and methods |
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Thoracoscopy-assisted myotomy is performed with the patient in the right lateral decubitus position after double lumen endobronchial tube and epidural catheter placement. The operating table is jack-knifed at the hips, which widens the lower left-sided intercostal spaces, and then the left chest is leveled with reverse Trendelenberg rotation (Fig 1). The approximate level of the diaphragm dome is drawn on the patient's skin after preparing and draping. An 8- to 10-cm incision is made over the rib superior to the estimated level of the diaphragm dome which usually represents the seventh or eighth rib depending on the patient's body habitus. The soft tissues are divided with electrocautery until the pleural space is entered after left lung deflation. Self-retaining retractors (Weitlander or Beckman; Codman/Johnson & Johnson, New Brunswick, NJ, depending on the patient's body habitus) are used to separate the chest wall soft tissues. The opening through the interspace can be further widened by judicious intercostal muscle retraction with one arm of the self-retaining retractor applied to the superficial fascial layer of the intercostal muscle and the other arm of the retractor applied to the chest wall soft tissues inferiorly. If this retraction technique is utilized, then attention must be given to avoiding placement of the retractor teeth deep near the intercostal neurovascular bundle. Two 10-mm trocar ports are placed through stab incisions inferior to the limited thoracotomy incision immediately cephalad to the diaphragm insertion on the costal margin. An endoscopic fan-type retractor (Autosuture, Norwalk, CT) is deployed through the one trocar port to retract the diaphragm caudally and a rigid thoracoscope is placed through the other trocar port. A second assistant holds both the fan retractor and thoracoscope. The thoracoscope is used to help illuminate the operative field for the primary surgeon, who is working under direct visualization, and provides video-imaging for the assistants from a monitor placed above the patient's head. We also utilize fiber optic headlight illumination and loop magnification to assure complete circular muscle division.
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Data collection and analysis
The medical records department provided a listing of all consecutive patients who underwent a Heller myotomy between 1992 and 2002. One research assistant retrospectively reviewed all hospital charts. Twenty-six preoperative variables including gender, age, race, body mass index (BMI), symptoms, weight loss, manometry pressures, and previous endoscopic (dilation, botox) or medical therapy were recorded (Table 1).
Comorbid surgical risk factors were also recorded including smoking history (> 40 pack-year history), cardiac disease (history of angina, myocardial infarction, coronary artery bypass graft surgery, percutaneous transluminal coronary angioplasty), cerebrovascular disease (history of transient ischemic attack, cerebrovascular accident, carotid bruits), peripheral vascular disease (history of claudication, aortic aneurysm, infradiaphragmatic arterial bypass surgery), hypertension, and diabetes mellitus.
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2x/d), length of time until return to normal functional activity, and overall satisfaction of swallowing at the time of last follow-up were also obtained.
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2 tests for nominal variables and Student's t test for continuous variables. A Mann-Whitney U test was used to compare continuous variables between groups if data were determined to be nonparametric in distribution. Paired t tests were employed for comparison of preoperativeversus postoperative dysphagia scores. Freedom from repeat endoscopic or surgical intervention survival was calculated with Kaplan-Meier analysis. | Results |
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There was no operative mortality. Four patients (11%) required conversion to open thoracotomy (pleural space adhesions, n = 2; bleeding, n = 1; and esophageal perforation, n = 1). Four patients experienced minor postoperative morbidity (atelectasis, n = 1; mechanical ventilation > 48 hours, n = 2; and atrial tachyarrhythmias, n = 1). Two patients were lost to follow-up. Four patients have required further endoscopic intervention and 2 of these patients have subsequently undergone esophagectomy at 1 and 15 months after ThAM. Freedom from repeat endoscopic or surgical intervention was 84% at 18 months.
The 32 remaining patients who underwent ThAM have been followed up for an average interval of 17 months (range, 2 to 50). Dysphagia scores improved from an average of 4.4 preoperatively to 0.7 postoperatively, with no patients reporting a worsening postoperative dysphagia score (p < 0.01). Of the remaining 32 patients, 24 (75%) reported a score of 0 to 1 for residual dysphagia, 6 (19%) a score of 2, and 2 (6%) reported a score of 3 at the time of follow-up. Thus 94% of patients reported no residual dysphagia to occasional symptoms but not on a daily basis. No patient reported a score of 4 or 5 dysphagia (symptoms troublesome and may impact daily activities) without undergoing endoscopic intervention or esophagectomy. Twenty-seven patients (85%) reported none to occasional symptoms of GERD (score 0 to 1, n = 16; score 2, n = 11). Three patients (9%) reported a score of 3 and 2 patients (6%) reported a score of 4 to 5 regarding symptoms of GERD. Of the 5 patients who reported a score of 3 or more on postoperative GERD, 4 reported being very satisfied or satisfied with their current swallowing and all are symptomatically well controlled on routine medical therapy. Four patients symptomatic with postoperative GERD (score 0 to 1, n = 1; score 2 to 3, n = 3) have undergone endoscopy. All 4 of these patients demonstrated grade I esophagitis only. Overall 27 (84%) of the ThAM patients who have not required further surgical intervention report being very satisfied to satisfied with their current swallowing at time of follow-up.
Table 3 compares operative and postoperative variables between the ThAM and OM groups. Both groups were well matched with respect to sex, mean age, and comorbid risk factors. The ThAM patients experienced shorter operative times by an average of 42 minutes (p < 0.01). As with any new operation, however, our institution demonstrated a typical "learning curve" with the first 17 ThAM cases taking an average of 108 minutes versus an average of 86 minutes for the second 17 cases. The ThAM patients had an average of 75 mL less blood loss as compared with OM patients (p < 0.01). The length of hospitalization did not differ between the two groups, which is directly attributable to our previous conservative policy for resumption of oral nutrition and chest tube removal as opposed to a continued need for intravenous narcotic pain management. However, our ThAM patients are currently experiencing a 3- to 5-day hospitalization, which is due to earlier resumption of oral nutrition, earlier chest tube removal, and less requirement for narcotic pain medications. Finally, the duration of postoperative narcotic requirement and return to full normal activity level was significantly shorter in the ThAM group with an average of 8 and 20 days, respectively (p < 0.01).
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| Comment |
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There was no operative mortality in our series, which would be anticipated regardless of the surgical approach. The morbidity in our series was equally acceptable. We experienced only one esophageal perforation while attempting ThAM, which arguably represents the most serious intraoperative complication and also predisposes a patient to an adverse long-term symptomatic outcome. Luketich and colleagues [6] reported that 6 patients of 62 patients sustained inadvertent perforation during myotomy through a laparoscopic approach; it mainly occurred early in this series and was therefore attributed to a procedural learning curve. The ability to perform the myotomy under direct visualization with this ThAM technique preserves the three-dimensional relationships particularly with respect to instrument position and depth of dissection. This may minimize this complication as compared with either laparoscopic or purely thoracoscopic procedures that currently rely upon two-dimensional fiber optic imaging. Moreover the ability to retract the esophagus cephalad and extend the myotomy onto the cardia under direct visualization with ThAM should minimize the risk of persistent dysphagia secondary to incomplete myotomy. This problem not infrequently complicated the pure thoracoscopic approaches, which therefore have been abandon by most surgeons. The 4 patients who required further endoscopic or surgical intervention possibly represented technical failures that occurred early in our series before procedural refinements.
The addition of an antireflux procedure to LES myotomy is one of the most controversial issues. Postoperative manometric data suggest that LES function is preserved and no antireflux procedure is necessary after a transthoracic approach provided the myotomy is extended no further than 1 cm onto the gastric cardia [7]. Conversely a transabdominal approach requires dissection of the esophageal crus and disruption of the phrenoesophageal membrane, which predisposes to postoperative esophageal reflux. Results from a meta-analysis based on publications between 1970 and 1985 cite a 7.7% overall incidence of reflux after transthoracic myotomy versus 13.2% performed through a transabdominal approach [8]. Any antireflux procedure, even a partial fundoplication, potentially adds resistance to the gravitational flow of ingested food and liquids in achalasia patients thereby reducing the effectiveness of the procedure. Partial fundoplications that do not incorporate the myotomy site have recently been shown to have a potential to develop pseudodiverticuli at the myotomy site if the gastric wrap contracts over time [9]. Partial fundoplications which do incorporate the myotomy site may therefore have a similar propensity to create a scar-over phenomenon. Regardless of the fundoplication technique, performing a partial wrap with a distal myotomy cannot uniformly prevent GERD in all patients. Our incidence of symptomatic reflux after short-term follow-up seems acceptable and moreover has been easily controlled with medical therapy.
The time required for complete functional recovery after any surgical procedure can be directly related to the amount of surgical trauma and the duration of significant postoperative pain. Without additionally having to perform an antireflux procedure, this technique appears to require a significantly shorter operating time as compared with times reported using laparoscopic techniques, which average from 138 to 199 minutes [1013]. In our series ThAM was performed on average in 97 minutes. We have accomplished ThAM in less than 1 hour using the technique as described in the last 14 patients. It is also well accepted that postoperative pain after any transthoracic procedures is primarily a function of intercostal nerve injury sustained during rib retraction or "pinching" from interspace closure. We have demonstrated a significantly decreased requirement for narcotic pain medication and time interval before returning to a normal functional status after ThAM as compared with OM. This is most likely attributable to not only smaller incisions, but also more importantly, the avoidance intercostal nerve injury. The vast majority of our ThAM patients have minimal narcotic requirements after chest tube removal and have returned to full functional activity within 3 weeks after surgery. Two studies [14, 15] have reported a range of 15 to 19 days until normal activity resumes after laparoscopic myotomy and partial fundoplication, which appears to be comparable with our data after ThAM.
Ellis [16] reported 185 cases of LES myotomy performed through a low left thoracotomy approach with 89% improvement after an average follow-up of 9 years. Okike and colleagues [17] reporting on the Mayo experience of 468 patients found that relief of dysphagia was achieved in 85% of cases using the open transthoracic approach after a mean 6-year follow-up. Luketich and associates [6] reported improved dysphagia in 92% of patients who underwent laparoscopic myotomy and partial fundoplication after an average follow-up of 19 months. Thirty-seven percent of this series complained of residual dysphagia but the dysphagia scores were improved postoperatively in all but 1 patient. Other recent series of patients undergoing laparoscopic myotomy with partial fundoplication have reported 91% success in relieving symptomatology [12, 13]. Although long-term follow-up with laparoscopic and ThAM techniques are lacking, short-term results seem equivalent with respect to freedom from dysphagia. Furthermore, we believe that it is not unreasonable to anticipate long-term results of ThAM to be similar to that reported after OM techniques.
Minimally invasive surgical techniques would seem to be most applicable to treat benign conditions such as esophageal motility disorders. As new technology evolves more minimally invasive approaches can be developed. Our current ThAM technique is similar to OM techniques, which are familiar to most thoracic surgeons. Although long-term results are pending, less blood loss, shorter operating and recovery times as compared with OM techniques, without the need for a concomitant antireflux procedure required with laparoscopic approaches, makes thoracoscopy-assisted myotomy an attractive minimally invasive technique.
| Discussion |
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Early in my surgical career, one of my mentors, Dr Spencer Payne, took me to a Mayo Clinic historical display and showed me the whale bone dilators utilized years ago in the treatment of achalasia. Clearly times have changed. At the beginning of my residency an open transthoracic Heller myotomy was the procedure of choice. With improvements in pneumatic dilatation our gastrointestinal colleagues performed an ever-increasing number of dilatations for achalasia, and we eventually did very few open myotomies. With the advancement of minimally invasive surgical techniques the pendulum in the treatment of achalasia is swinging back toward surgery. Given our rich past experience in the treatment of this disorder we as thoracic surgeons need to avail ourselves of this opportunity.
While my colleagues and I long believed in open transthoracic myotomy without fundoplication, our early, rapidly growing experience and comfort with laparoscopic fundoplication for reflux disease led us to eventually pursue a laparoscopic as opposed to thoracoscopic approach to the treatment of achalasia. We believe advantages of the laparoscopic approach include avoidance of a double-lumen endotracheal tube, ease of exposure of the gastroesophageal junction, a lack of frustration when trying to decide if the myotomy is long enough, ease of repair in the event of mucosal perforation and reinforcement of that repair with an anterior fundoplication, a lack of chest tubes, less pain, and perhaps shorter hospital stay.
Since 1996 we have done more than 150 laparoscopic myotomies with partial fundoplication. Fifty-six percent of our patients had preoperative dilatations or Botox injections or both and this appeared to result in an increased rate of mucosal perforation during the procedure. These perforations were identified and successfully repaired laparoscopically. Our conversion rate to open is 3.6% and functional results have been excellent to good in 92% of patients, fair in 4.5%, and poor in 3.5%. Our results are similar to those of other authors.
Two studies comparing laparoscopic myotomy with partial fundoplication and thoracoscopic myotomy exist. Patti and colleagues found less dysphagia, greater postoperative comfort, and a shorter hospital stay in the laparoscopic group. Most importantly, 60% of their patients in the thoracoscopic group had positive postoperative 24-hour pH studies compared with only 10% in the laparoscopic group. Most of these patients with documented reflux were clinically asymptomatic.
Finally, Ellis and colleagues found a 29% incidence of gastroesophageal reflux in a group of their patients who underwent postoperative pH monitoring after transthoracic open myotomy without fundoplication.
What about this current report by Dr Kesler and his colleagues? First, as the authors have honestly told us, this is not a pure thoracoscopic approach. In addition to two small thoracoscopic incisions, an 8- to 10-cm incision is utilized. The authors must be commended as 68% of their patients had prior dilatations or Botox injections and their mucosal perforation rate was only 3%. This is a rate far lower than most minimally invasive series. Their overall conversion rate to a full open procedure was 11%. While their current follow-up was only a mean of 17 months, this is a shortcoming shared with most minimally invasive esophageal myotomy series. Fifteen percent of their patients were bothered by daily reflux and an additional 34% had noticeable and bothersome reflux on less than a daily basis. Overall their patients seemed satisfied with their improved swallowing ability. Postoperative narcotic usage averaged almost 22 days, which seems long compared with our laparoscopic experience.
Doctor Kesler, I would like to ask you four questions. Have you noticed increased technical difficulty with the myotomy because of prior dilatations or Botox injections?
Perforations are likely to remain a problem in these patients. Intraoperative recognition is key. Do you perform any maneuvers upon completion of the myotomy to assess for leak, and how do you manage a perforation if identified?
Two patients in your series eventually required esophagectomy. What were the indications?
Finally do you plan on performing any objective studies such as 24-hour pH monitoring to more objectively assess postoperative gastroesophageal reflux?
I would like to thank the Society for the opportunity to discuss this stimulating paper in an area where objective long-term follow-up data are still necessary and also an area where thoracic surgeons can again flourish.
DR KESLER: Thank you for your comments, Dr Nichols. We have not seen significant scarring from previous dilitations or botox injections between muscular and submucosal layers. None of our patients had more than very transient benefit from dilatation suggesting that no significant muscle injury was incurred during dilatation efforts however. In addition with only short-term benefits our GI physicians have seen with endoscopic therapy from either dilatation or botox injections, there has been a definite trend toward early referral for this minimally invasive myotomy technique with few patients now undergoing multiple attempts at endoscopic therapy prior to thoracic surgery referral.
As this procedure is done under direct visualization with loop magnification, the isolated esophageal perforation which occurred in our first 38 patients was easily identified without the need for any maneuvers such as air or fluid insufflation within the esophageal lumen. This perforation was repaired through an open thoracotomy. We recently have encountered another inadvertent perforation out of 44 ThAM procedures we have now performed at our institution for a perforation rate of 4%. Of note, both of these perforations occurred during right-angle clamp dissection onto the cardia where the muscular and submucosa layers can be more difficult to separate. This underscores caution during dissection at this level and we tend to use more judicious free hand muscular division with an extended cautery tip and fine forceps to avoid this complication. This more recent perforation, not included in this series, was repaired through the interspace without performing a thoracotomy. We used the myomectomy specimen as tissue "pledgets" on either side of the submuscosal rent, which was closed with a running monofiliment suture. This closure technique left the myotomy site widely open without the need for stomach wrap or closure of the esophageal muscular wall and contralateral myotomy. Routine closure of the parietal pleural layer, which is done in all our ThAM cases, also provided tissue coverage over the repair site in this patient who has no residual dysphagia and who recovered rapidly without having undergone thoracotomy for perforation repair.
Both patients who ultimately underwent esophageal resection in our series had recurrent dysphagia after ThAM and were also subsequently refractory to endoscopic therapy. Both of these patients underwent ThAM early in our series. The technique of ThAM we presented today represents a refinement and what we believe to be an improvement over the ThAM procedure we used 3 years ago. Using our current ThAM technique we have not had any patients with recurrent or persistent dysphagia over the past 18 months.
The vast majority of our patients are very satisfied with their results after ThAM including minimal if any symptoms of GERD. For this reason as well as other issues related to obtaining invasive tests without absolute indications we unfortunately have not been able to study patients with pH probes postoperatively.
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