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Ann Thorac Surg 2004;77:81-86
© 2004 The Society of Thoracic Surgeons


Original article: cardiovascular

Stent-graft repair of penetrating atherosclerotic ulcers in the descending thoracic aorta: mid-term results

Philippe Demers, MD, MSa, D. Craig Miller, MDa*, R. Scott Mitchell, MDa, Stephen T. Kee, MDa, Lynn Chagonjian, RNa, Michael D. Dake, MDa

a Department of Thoracic and Cardiovascular Surgery and Division of Cardiovascular and Interventional Radiology, Stanford University School of Medicine, Stanford, California, USA

Accepted for publication April 1, 2003.

* Address reprint requests to Dr Miller, Department of Cardiothoracic Surgery, Falk Cardiovascular Research Center, Stanford University School of Medicine, Stanford, CA 94305-5247, USA
e-mail: dcm{at}stanford.edu


    Abstract
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 
BACKGROUND: Localized aortic pathoanatomic abnormalities are good targets for endovascular stent-grafting but only short-term results have been reported. Our objective was to determine the effectiveness of endovascular stent-graft treatment of patients with descending thoracic atherosclerotic penetrating atherosclerotic ulcers (PAU) and to identify risk factors for treatment failure.

METHODS: Between 1993 and 2000 endovascular repair of PAU with first-generation (custom-fabricated) and second-generation (commercial) stent-grafts was performed in 26 patients (mean age, 70 years), 6 (23%) of whom had rupture. Fourteen patients (54%) were not candidates for open surgical repair. Follow-up was 100% complete (average, 51 months; maximum, 114 months). Outcome variables considered in the multivariable analysis included death and treatment failure (composite end-point comprising early death, endoleak, stent-graft mechanical fault, late aortic event, reintervention, and aortic-related or sudden death).

RESULTS: Three patients (12% ± 7% [±70% confidence limits]) died within 30 days and 2 had an early type I endoleak. Primary success rate was 92%. Actuarial survival estimates at 1, 3, and 5 years were 85% ± 8%, 76% ± 8% and 70% ± 10% respectively and actuarial freedom from treatment failure was 81% ± 8%, 71% ± 9% and 65% ± 10%. Multivariable analyses identified previous cerebrovascular accident (hazard ratio [HR] 17.1, p = 0.02) and female sex (HR 7.4, p = 0.08) as independent risk factors for death. For treatment failure the predictors were increasing aortic diameter (HR 1.1 [per mm above the mean value], p = 0.01) and female sex (HR 5.5, p = 0.09).

CONCLUSIONS: Endovascular stent-graft repair is effective but not curative treatment for selected, high surgical risk, elderly patients with a descending aortic PAU over the medium term. Assiduous serial follow-up imaging after stent-grafting is mandatory to detect late complications especially in those with a large aorta.


    Introduction
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 

Doctors Mitchell and Dake disclose that they have a financial relationship with W. L. Gore.

 

Originally described by Shennan in 1934 [1] the natural history of atherosclerotic penetrating atherosclerotic ulcers (PAU) in the descending thoracic aorta was appreciated only in the 1980s, coinciding with advances in vascular imaging techniques [2]. Penetrating ulcers of the aortic wall are caused by rupture of an atherosclerotic plaque through the internal elastic lamina with subsequent hematoma formation between the media and the adventitia [3]. Unlike classic aortic dissection these localized lesions are usually located in the descending thoracic aorta, or type B according to the Stanford classification [4, 5], and can occasionally be associated with intramural hematoma (IMH). Reports discussing prognosis and treatment however did not distinguish between the two types of IMH, namely IMH caused by PAU and IMH without intimal disruption [6]. Recently Ganaha and associates [5] and Coady and coworkers [7] recognized the more serious nature of PAU, with 40% to 50% of acutely symptomatic patients progressing to acute classic dissection or aortic rupture during initial hospital admission. The Yale group also documented late rupture as well as progressive aortic dilatation in patients with PAU treated medically [8]. Therefore early surgical graft replacement of the aorta is now advocated in symptomatic patients especially those with persistent pain, increasing pleural effusion, or with a large or expanding PAU [5, 7]. Endovascular stent-graft treatment of thoracic aortic diseases is a less invasive alternative to open surgical repair for selected, high surgical risk patients [911] and three reports have described the short-term results of endovascular treatment of PAU with stent-grafts [1214]. Because such descending thoracic aortic focal lesions should be good anatomic targets for endovascular stent-grafts this approach is attractive, especially as many of these patients are quite elderly and have many comorbidities that make them poor surgical candidates. We reviewed 26 patients with symptomatic descending thoracic aortic PAU treated with endovascular stent-grafts over 8 years to determine the mid-term results of this approach and to identify risk factors for treatment failure.


    Patients and methods
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 
From March 1993 to December 2000, 26 consecutive patients underwent endovascular treatment of descending thoracic PAU with first-generation ("home brew," custom-fabricated, Dacron-covered self-expandable Z stents) or second-generation (Excluder, W.L. Gore, Flagstaff, AZ) stent-grafts on the Cardiovascular Surgical Service at Stanford University Medical Center under an investigational protocol approved by the Stanford University School of Medicine Institutional Review Board.

The study population consisted of 18 men and 8 women with an average age of 70 ± 8 years (range, 55 to 85). As shown in Table 1 most patients had several risk factors; in fact 14 patients (54%) were judged by a surgeon not to be reasonable operative candidates for conventional "open" surgical repair owing to a variety of cardiac, pulmonary, neurologic, or renal comorbidities. The interval between the onset of symptoms and the endovascular procedure was 17 ± 17 days (range, 6 hours to 60 days). Indications for treatment were aortic rupture in 6 patients (23%), persistent or recurrent pain despite maximal medical therapy in 14 patients (54%), and progression of PAU or IMH size in 6 patients (23%).


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Table 1. Preoperative Clinical Characteristics

 
All patients underwent spiral computed tomographic angiography (CTA) scanning with three-dimensional reconstruction and calibrated aortography before stent-graft placement to determine the location, length, and diameter of the diseased aortic segment. The diagnosis of PAU pivoted on the presence of a deep ulcerated lesion in the aortic wall with or without associated hematoma and the absence of a demonstrable intimal flap or tear (Fig 1). Stent-graft dimensions were calculated from the CTA images (oversized by 10% to 15% compared with the landing zone diameters) and were at least 30 to 40 mm longer than the target lesions to ensure adequate wall contact and a tight circumferential seal. Location and size of intercostal arteries were assessed using CTA and angiographic images and stent-graft deployment was planned so as to minimize the number of intercostal arteries covered by the prosthesis, especially in cases of PAU located in the lower third of the descending thoracic aorta. First-generation stent-grafts (n = 19) were custom-fabricated from modified Gianturco self-expandable Z stents (Cook, Bloomington, IN) covered with a woven polyester graft (MediTech Division, Boston Scientific Corporation, Natick, MA) that had the crimp ironed flat. A long, large (22F to 24F) sheath-dilator-pusher rod delivery system (Cook, Bloomington, IN) was used for deployment and usually had to be advanced into the aortic arch. A second-generation commercially manufactured Gore Excluder stent-graft (W.L. Gore and Associates, Flagstaff, AZ) was used in 7 patients. This device is a self-expanding nitinol stent lined with expanded polytetrafluoroethylene (ePTFE) graft material delivered using a coaxial over-the-wire technique with the sheath only advanced as far as the diaphragm. The size of the delivery system varied between 20F and 24F depending on the diameter of the device used.



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Fig 1. Aortogram before and after stent-graft placement showing (A) a large penetrating atherosclerotic ulceration in the descending thoracic aorta; and (B) complete exclusion of the penetrating ulcer after stent-graft placement.

 
Deployment techniques have been previously described in detail [79]. General anesthesia was used in all patients. After surgical exposure of the artery used for insertion and under fluoroscopic and transesophageal echocardiographic guidance the delivery system was advanced over a guidewire and positioned across the target lesion so as to cover the full extent of the PAU and any associated pseudoaneurysm and aneurysm (but not the entire length of any associated IMH) and the stent-graft was deployed. Currently whenever angiographic evidence of endoleak is present, additional procedures such as supplementary stent-graft placement, additional balloon dilatations or coil embolization are carried out.

Preoperative anatomic characteristics of the diseased aortic segment as well as procedural data are listed in Table 2. The femoral artery was the most common site for insertion (14 patients, 54%). Four patients required deployment of more than one stent-graft. Simultaneous repair of an infrarenal aortic aneurysm using a retroperitoneal approach was performed in 6 patients (23%), where the new aortic graft was used as the access site for stent-graft insertion. One patient with unstable angina underwent simultaneous coronary artery bypass grafting on cardiopulmonary bypass with the stent-graft inserted through the aortic arch in an antegrade manner during hypothermic circulatory arrest. In another patient the proximal landing zone was judged too close to the left subclavian artery; a left common carotid–left subclavian bypass graft was performed before stent-graft deployment purposefully covering the left subclavian artery origin.


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Table 2. Operative Data

 
The follow-up protocol included CTA imaging before hospital discharge, 3 and 6 months after stent-graft placement, and yearly thereafter (Fig 2). Follow-up status was obtained by contacting all surviving patients between June and August 2002 and was 100% complete; follow-up averaged 51 ± 37 months (maximal follow-up, 114 months). Primary success was defined as complete exclusion of the PAU without additional intervention. Secondary success was defined as complete exclusion of the diseased aortic segment after any type of secondary intervention. Endoleaks were categorized according to the 2002 Reporting Standards for Endovascular Aortic Aneurysm Repair [15]. Treatment failure was defined comprehensively as a composite end-point including (1) early death, (2) early or late endoleak, (3) stent-graft mechanical fault, (4) reintervention, or (5) aortic-related or sudden unexplained late death (without autopsy).



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Fig 2. Computed tomography angiogram axial images from the same patient as in Figure 1, performed (A) 24 hours after the procedure showing complete exclusion of the penetrating atherosclerotic ulcer. (B and C) Three months and 3 years after the procedure there is continued absence of endoleak and progressive reduction in size of the associated intramural hematoma.

 
Statistical analysis
Data are expressed as mean ± 1 SD. Important ratios or fractions are presented ±70% confidence limits (70% CL). The Kaplan-Meier actuarial method was used to generate survival estimates, which are reported with 95% confidence limits. To identify independent risk factors for the two outcome variables, a multivariable forward stepwise Cox proportional hazard model was used after exploratory analysis of 28 preoperative and perioperative variables (Appendix). The p values for inclusion and retention of variables in the models were 0.15 and 0.10 respectively because of the small number of patients in this study. All statistical analyses were performed using SPSS (version 10.0; SPSS, Chicago, IL).


    Results
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 
Early outcomes
Satisfactory arterial access was achieved and the devices were deployed successfully in all patients. No surgical conversions were necessary. The primary success rate was 92%. A type I endoleak was detected immediately in 2 patients (Table 3), one of whom underwent successful placement of a second stent-graft 90 days after the initial procedure, yielding a secondary success rate of 96%.


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Table 3. Postoperative Morbidity and Mortality

 
There were 3 early deaths (12% ± 7%). The causes of early death were a retroperitoneal hemorrhage in 1, hemorrhagic cerebrovascular accident in 1, and sepsis with multiorgan failure in 1.

Five patients (19% ± 8%) had postoperative complications (Table 3) including stroke with partial recovery in 1 patient, wound infection in 1, pulmonary embolism in 1, and abdominal complications in 2. No patient suffered paraplegia or paraparesis. Average intensive care unit stay was 3 ± 3 days and total postoperative hospital stay was 7 ± 5 days.

Late outcomes
The actuarial survival estimates at 1, 3, and 5 years were 85% ± 8%, 76% ± 8% and 70% ± 10% respectively (Fig 3). Causes of late death were aortic rupture secondary to a late (untreated) type I endoleak in 1 patient, sudden, unexplained death in 1, lung carcinoma in 1, and pneumonia in 2 patients.



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Fig 3. Kaplan-Meier actuarial estimates of survival in all patients.

 
Actuarial freedom from the composite end-point treatment failure at 1, 3, and 5 years were 81% ± 8%, 71% ± 9%, and 65% ± 10% respectively (Fig 4). The 9 treatment failures included early death in 3 patients, early untreated type I endoleak in 1, secondary intervention for early type I endoleak in 1, late untreated type I endoleak with aortic rupture in 1 patient 7 years postoperatively, late stabilization wire fracture (Gore Excluder device) in 1, and late sudden unexplained deaths in 2.



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Fig 4. Kaplan-Meier actuarial estimates of freedom from treatment failure.

 
As shown in Table 4 the only significant independent determinants of early and late death were previous cerebrovascular accident and female sex. The independent determinants of treatment failure were increasing maximal aortic diameter and female sex (Table 5).


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Table 4. Independent Risk Factors for Early and Late Deaths After Endovascular Repair of Penetrating Atherosclerotic Ulcers With Stent-Grafts According to Cox Proportional Hazards Model

 

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Table 5. Independent Risk Factors for Treatment Failure After Endovascular Repair of Penetrating Atherosclerotic Ulcers With Stent-Grafts According to Cox Proportional Hazards Model

 

    Comment
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 
History, definition, and prevalence
Aortic penetrating atherosclerotic ulcers were initially described in 1934 by Shennan [1]. The first report of successful operative repair of a PAU associated with rupture of the descending thoracic aorta was made by Shumacker in 1959 [16]. Thoracic aortic PAUs are areas of focal atheromatous plaque disruption, extending into the internal elastic lamina and the aortic media. The prevalence of IMH with or without PAU in patients with acute aortic syndromes ranges from 5% to 15% [46]. In two recent series focusing on acutely symptomatic patients presenting with aortic IMH the proportion of patients with a PAU who had concomitant IMH was 50% to 60% [5, 7].

PAU location, epidemiology, and natural history
Penetrating ulcers are found almost exclusively in the descending thoracic aorta. Previous reports indicate that PAUs affect older patients more commonly than does classical aortic dissection [4]. The incidence of concomitant thoracic and abdominal aortic aneurysms is also higher, ranging between 38% and 42%. Accompanying medical problems including hypertension, chronic obstructive pulmonary disease, and coronary artery disease are also found in the majority of patients with PAU [4, 5] so that many are unattractive candidates for conventional open surgical procedures. In this series the mean age was 70 years and the prevalence of serious comorbidities was high.

Quint and associates [17] reported a low incidence of life-threatening complications in patients with a PAU in an imaging registry series but many asymptomatic patients were included. More recently Coady and associates [7] and Genaha and coworkers [5] described the more malignant nature of acutely symptomatic patients with a PAU, with progression to aortic rupture or classical "double-barreled" dissection occurring in 40% to 50% of patients. Even after initial stabilization with medical therapy the Yale group observed progressive aortic enlargement and evolution to late dissection or rupture in some patients [8]. Because of these findings early surgical graft replacement of the descending thoracic aorta should be considered especially in patients with uncontrollable pain, increasing pleural effusion, or with a large or deep PAU [4, 5, 7, 18].

Results of conventional surgery and endovascular stent-graft repair
The mortality rate associated with open conventional surgical graft replacement of the diseased aorta varies between 0% and 18% in patients with PAUs located in the descending thoracic aorta [5, 8, 19]. Morbidity can also be substantial after thoracotomy, especially in elderly patients with severe atherosclerosis and other major comorbidities.

Endovascular stent-graft treatment of patients with thoracic aortic diseases was initiated in 1992 at Stanford University [9]. The application of this new technology was initially focused on the treatment of descending thoracic aneurysms with custom-made devices for high-risk surgical candidates. Initial results suggested that stent-graft treatment was an reasonable alternative to open surgical repair in patients who otherwise were inoperable. Subsequently endovascular stent-graft treatment of acute aortic dissection, traumatic aortic injuries, and PAU was reported [914]. Recently Kos and coworkers [14] reported short-term results in patients with a PAU treated with second generation stent-grafts. In their series of 10 elderly patients (mean age, 74 years) including 7 acutely symptomatic and 3 with aortic rupture, the perioperative mortality was 10% ± 10%. Early minor endoleak was observed in 4 of the surviving 9 patients (type I in 3) but the leak spontaneously thrombosed in 3 patients during the initial hospitalization, yielding a procedural success rate of 90%. During short-term follow-up (3 to 15 months, mean, 9) one additional late type II endoleak was observed.

In this current series of 26 patients including 14 patients (54%) judged to be unacceptable candidates for conventional thoracotomy the procedural primary success rate was 92% and perioperative mortality was 12% ± 7%. No case of paraplegia or paraparesis was observed after endovascular treatment of these localized lesions. Survival estimates at 1 and 5 years were 85% and 70%, which is similar to that reported after conventional surgical repair [8]. The only independent determinants of death were previous cerebrovascular accident and female sex. Freedom from the composite end-point treatment failure at 1 and 5 years was 81% and 65% respectively, which compares favorably with the overall Stanford series [9]. Both larger maximal aortic diameter and female sex were identified as significant independent predictors of treatment failure. These risk factors reflect the importance of careful patient selection based on anatomic criteria and clinical factors. The six late treatment failures underscore the well-known importance of strict, serial clinical and radiologic imaging follow-up of these patients to detect late problems after endovascular stent-graft repair.

Limitations
One weakness of this study is its retrospective, observational nature, which included an 8-year interval characterized by major changes in imaging and stent-graft technologies. Also owing to our evolving experience with this new technology, patient selection criteria, and techniques changed over time. We now believe that endovascular stent-graft treatment should be offered to elderly patients at high surgical risk for conventional surgical repair. Ideal anatomic targets are localized lesions with normal-sized, minimally angulated, cylindrical proximal and distal landing zones of adequate length. Adequate vascular access in terms of arterial size and lack of excessive tortuosity and occlusive disease is also critical for a safe and successful stent-graft deployment. Another weakness of this study is related to the absence of systematic, serial imaging follow-up in all patients. At least one late imaging study was performed in only 85% of the survivors, reflecting the fact that many of these patients were referred from long geographic distances and could not return to Stanford for more assiduous imaging follow-up.

Conclusions
These mid-term results suggest that endovascular stent-graft repair is effective and is associated with low perioperative morbidity and mortality rates in selected high surgical risk, elderly patients with a PAU located in the descending thoracic aorta. Such localized pathology is an ideal anatomic target for a stent-graft. Because the use of stent-grafts is associated with endoleaks and other unique problems, it cannot be considered "curative" as in the sense of open surgical graft replacement of the aorta. Thus strict, serial radiologic imaging follow-up is mandatory to detect late complications.


    Acknowledgments
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 
Dr Demers is supported by a Research Fellowship Award of the Heart and Stroke Foundation of Canada and is a Thelma and Henry Doelger Cardiovascular Surgical Scholar at Stanford University School of Medicine.


    Appendix. Preoperative, anatomic, and operative variables examined as potential independent risk factors in the multivariable analyses
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 
Demographic

Age (years)
Sex

Comorbidity

Hypertension
Tobacco use
Previous cerebrovascular accident
Coronary artery disease
Previous myocardial infarction
Unstable angina
Congestive heart failure
Chronic pulmonary obstructive disease
Renal failure

Preoperative status

New York Heart Association functional class
Emergency surgery
Not an open surgical candidate

Anatomic characteristics

Maximal aortic diameter (mm)
Intramural hematoma length (mm)
Proximal landing zone location
Proximal landing zone diameter (mm)
Distal landing zone location
Distal landing zone diameter (mm)

Operative variables

Insertion site
Number of stent-grafts
Stent-graft diameter (mm)
Stent-graft total length (mm)
Transposition of the left subclavian artery
Simultaneous abdominal aortic aneurysm repair
Use of cardiopulmonary bypass

Experience

Operative year


    References
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix. Preoperative,...
 References
 

  1. Shennan T. Dissecting aneurysms. Medical Research Council, special report series, no. 193. London: 1934
  2. Yamada T., Tada S., Harada J. Aortic dissection without intimal rupture: diagnosis with MR imaging and CT. Radiology 1988;168:347-352.[Abstract/Free Full Text]
  3. Stanson A.W., Kazmier F.J., Hollier L.H., et al. Penetrating atherosclerotic ulcers of the thoracic aorta: natural history and clinicopathologic correlation. Ann Vasc Surg 1986;1:15-23.[Medline]
  4. Coady M.A., Rizzo J.A., Elefteriades J.A. Pathologic variants of thoracic aortic dissections. Penetrating atherosclerotic ulcers and intramural hematomas. Cardiol Clin 1999;17:637-657.[Medline]
  5. Ganaha F., Miller D.C., Sugimoto K., et al. Prognosis of aortic intramural hematoma with and without penetrating atherosclerotic ulcer. Circulation 2002;106:342-348.[Abstract/Free Full Text]
  6. Nienaber C.A., von Kodolittsch Y., Petersen B., et al. Intramural hemorrhage of the thoracic aorta: diagnostic and therapeutic implications. Circulation 1995;92:1465-1472.[Abstract/Free Full Text]
  7. Coady M.A., Rizzo J.A., Hammond G.L., Pierce J.G., Kopf G.S., Elefteriades J.A. Penetrating ulcer of the thoracic aorta: what is it? How do we recognize it? How do we manage it?. J Vasc Surg 1998;27:1006-1016.[Medline]
  8. Tittle S.L., Lynch R.J., Cole P.E., et al. Midterm follow-up of penetrating ulcer and intramural hematoma of the aorta. J Thorac Cardiovasc Surg 2002;123:1051-1059.[Abstract/Free Full Text]
  9. Dake M.D., Miller D.C., Mitchell R.S., Semba C.P., Moore K.A., Sakai T. The first generation of endovascular stent-grafts for patients with aneurysms of the descending thoracic aorta. J Thorac Cardiovasc Surg 1998;116:689-704.[Abstract/Free Full Text]
  10. Dake M.D., Kato N., Mitchell R.S., et al. Endovascular stent-graft placement for the treatment of acute aortic dissection. N Engl J Med 1999;340:1546-1552.[Medline]
  11. Dake M.D. Endovascular stent-graft management of thoracic aortic diseases. Eur J Radiol 2001;39:42-49.[Medline]
  12. Murgo S., Dussaussois L., Golzarian J., et al. Penetrating atherosclerotic ulcer of the descending thoracic aorta: treatment by endovascular stent-graft. Cardiovasc Intervent Radiol 1998;21:454-458.[Medline]
  13. Brittenden J., McBride K., McInnes G., Gillespie I.N., Bradbury A.W. The use of endovascular stents in the treatment of penetrating ulcers of the thoracic aorta. J Vasc Surg 1999;30:946-949.[Medline]
  14. Kos X, Bouchard L, Otal P, et al. Stent-graft treatment of penetrating thoracic aortic ulcers. J Endovasc Ther 2002;9:II-25–II-31
  15. Chaikof E.L., Blankenstein J.D., Harris P.L., et al. Reporting standards for endovascular aortic aneurysm repair. J Vasc Surg 2002;35:1048-1060.[Medline]
  16. Shumacker H.B., King H. Surgical management of rapidly expanding intrathoracic pulsating hematomas. Surg Gynecol Obstet 1959;109:155-164.
  17. Quint L.E., Williams D.M., Francis I.R., et al. Ulcerlike lesions of the aorta: Imaging features and natural history. Radiology 2001;218:719-723.[Abstract/Free Full Text]
  18. Nienaber C.A., Sievers H.H. Intramural hematoma in acute aortic syndrome. Circulation 2002;106:284-285.[Free Full Text]
  19. Harris J., Bis K., Glover J., Bendick P., Shetty A., Brown O. Penetrating atherosclerotic ulcers of the aorta. J Vasc Surg 1994;19:90-99.[Medline]



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