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Ann Thorac Surg 2003;76:1635-1642
© 2003 The Society of Thoracic Surgeons
a Section of General Thoracic Surgery, Division of Cardiothoracic Surgery, Department of Surgery,, Philadelphia, Pennsylvania, USA
b Department of Radiation Oncology, Philadelphia, Pennsylvania, USA
c Department of Pathology and Laboratory Medicine, Philadelphia, Pennsylvania, USA
* Address reprint requests to Dr Kaiser, Department of Surgery, Hospital of the University of Pennsylvania, 4 Silverstein Pavilion, 3400 Spruce St, Philadelphia, PA 19104, USA.
e-mail: kaiser{at}uphs.upenn.edu
Presented at the Thirty-ninth Annual Meeting of The Society of Thoracic Surgeons, San Diego, CA, Jan 31Feb 2, 2003.
| Abstract |
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METHODS: We retrospectively compared outcomes of stage I and II thymomas treated by resection alone with thymomas treated by resection plus radiation. Histology was re-reviewed to confirm pathologic staging and resection margin status.
RESULTS: Between February 1992 and 2002, we performed 167 resections for thymoma. Of these, 70 patients were believed to have tumors in stage IIb or less intraoperatively, and all of these patients underwent complete resection. We reviewed the histopathology of 62 of 70 patients. Thirty thymomas demonstrated less than complete transcapsular microscopic invasion (stage I) and 40 thymomas demonstrated microscopic transcapsular invasion or macroscopic invasion into surrounding fatty tissue (stage II). Forty-seven patients underwent surgery without postoperative mediastinal radiotherapy. Dosages in the 23 radiated patients (3 stage I and 20 stage II) consisted of 45 to 55 Gy. Median follow-up was 70.3 months. Stage II patients who were radiated (n = 20) and those who were not radiated (n = 20) consisted of identical proportions in stages IIa and IIb. Two patients recurred (1 unradiated stage I patient and 1 radiated stage IIb patient). Overall 5-year survival rate was 91%. All who died were free of recurrence at time of death. Log-rank test showed no difference in Kaplan Meier survival curves (p = 0.32) between the radiated and unradiated groups.
CONCLUSIONS: These data support the contention that margin-negative surgical resection alone is sufficient treatment for both stages I and II thymoma.
| Introduction |
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Clinical staging for thymoma was introduced by Bergh and colleagues [1] in 1978 and was modified by Masaoka and colleagues [2] in 1981 and by Masaoka and colleagues [3] in 1994. The currently used modified Masaoka staging system includes one change from the original Masaoka system: complete transgression of the fibrous capsule by the tumor is now required for the tumor to be designated as stage II [4] (Table 1). Stage IIa thymoma designates tumors with transcapsular microscopic invasion. Stage IIb designates tumors with macroscopic invasion of surrounding mediastinal fat or tumor that is grossly adherent to but not through the mediastinal pleura or pericardium. Overall 5-year survival for stage I and stage II thymomas has been quoted at 65% to 100% and 45% to 95%, respectively [510].
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Although surgical excision is the mainstay of treatment, adjuvant radiation (RT) has been advocated by many. However the complications of RT are not trivial. Surgery alone for encapsulated (Masaoka stage I) thymoma is becoming an accepted practice; however some groups continue to radiate even these patients [810, 1719]. Many groups favor RT for completely resected stage II patients [810, 1719]. Others believe that recurrence after complete resection in stage II is rare and only select cases should be radiated [17, 20, 21]. Many studies addressing this issue lump all patients who are in stages IIIV together as "invasive thymoma" and present results for the entire group [1, 18, 22, 23]. Furthermore, we believe that none of these studies take into account the modified Masaoka staging or WHO histopathologic classification. This makes it impossible to determine whether postoperative RT is truly indicated in all patients with stage II disease, which is the only group of patients with "invasive" disease that are likely to have been completely resected. A recent report from Massachusetts General Hospital presents their 27-year experience with specific stage II patients [24], which is a study very similar to our own.
Our goal was to separate stage I and II patients and to evaluate the necessity for adjuvant RT in these patients by retrospectively examining outcome in those who did and did not receive adjuvant RT.
| Material and methods |
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| Patient population and initial evaluation |
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50 years and gender), clinical presentation (myasthenia gravis [MG], local symptoms, incidental findings), preoperative studies, surgical approach (median sternotomy, transcervical thymectomy, video-assisted thoracoscopic surgery, thoracotomy), postoperative complications, pathologic report, and available long-term follow-up information. | Pathologic review |
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| Clinical staging |
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| Adjuvant RT |
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| Follow-Up |
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| Statistical methods |
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| Results |
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Surgical results
The majority of patients underwent a total thymectomy through a median sternotomy (n = 42; 60%) or a transcervical approach (n = 19; 27%) (Table 5).
Seven patients underwent operations by thoracotomy, and 2 patients had video-assisted thoracoscopic surgery. Most patients after the mid-1990s who had not undergone prior chest surgery and who had tumors less than 4 cm had operations attempted by a transcervical approach [25]. It was believed that all patients had a complete resection at the time of surgery and that the pleural reflections were routinely dissected as part of the procedure.
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Radiotherapy
Twenty-three of 70 patients (33%) were managed with postoperative RT (Table 6).
Three patients in the stage I group were treated with RT. Of the 40 stage II patients, an equal number (n = 20) received surgery with and without RT. Furthermore, an identical percentage of stage IIa (3 of 6 patients) and stage IIb (17 of 34 patients) received radiation. The treatment volume at the Hospital of the University of Pennsylvania for postoperative RT varied. The minimum volume was the operative bed with at least 2 cm margins on the gross tumor bed, and the maximum volume included a much larger mediastinal field. Adjuvant total doses were 45 to 54Gy in 25 to 30 fractions.
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Twenty-three (33%) stage I and stage II patients received RT with one recurrence (1.4%). Forty-seven (67%) stage I and stage II patients did not receive RT and suffered one recurrence (1.4%) (Table 6). There was no statistical difference (p = 0.32; log-rank test) between the Kaplan-Meier survival curves of those patients treated with surgical excision alone and those treated with surgery plus RT (Fig 1). Similarly, if one evaluates stage II patients separately there is no difference between the survival curve of radiated and unradiated patients (p = 0.72; log-rank test) (Fig 2).
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| Comment |
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Our patients fit the general demographic data that have been previously presented in other larger series. The mean age was 59.4 years. A slightly larger number of patients had myasthenia gravis than the recently cited literature, which was likely due to the fact that our institution is a referral center for myasthenia gravis.
| Stage I |
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In the MD Anderson experience, between 1962 and 1987, Pollack and colleagues [18] presented 11 stage I patients who underwent total resection (5 patients who received postoperative RT [50 Gy] and 6 who did not). There were two recurrences (one in each group). A series from Osaka University Medical School presented 38 stage I patients, 26 who underwent RT, and 12 who were not radiated [7, 26]. There were no recurrences in the radiated group, but one recurrence (8%) in the nonradiated group.
Our data reinforces the trend to refrain from radiating patients with completely resected stage I thymoma. We document a single recurrence in 27 stage I patients treated by resection alone and no significant difference between patients treated by resection alone versus resection plus RT.
| Stage II |
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Several authors have felt that RT should follow surgery. In the experience of Curran and colleagues [19], 19 patients underwent complete resection for stage II thymoma. No further pathologic elaboration was available. One patient received postoperative RT. One third of patients (6 of 18) who did not receive RT experienced local recurrence. No relapse was noted in the patient who was radiated. The authors concluded that resection without RT was inadequate. However, statistical analysis was not possible because only 1 patient underwent surgery without RT. A series from Osaka University Medical School reported a 29% (2 of 7) recurrence rate for patients with resected stage II thymomas who did not undergo adjuvant RT, as compared with 8% (2 of 25) in those who received postoperative RT. They concluded RT was indicated for any patient who had any capsular microinvasion. Margin status was not assessed [10]. Ogawa and colleagues [28] presented 61 Masoaka stage II patients who underwent postoperative mediastinal RT. Despite all patients receiving RT, 6 patients (10%) still experienced recurrence (2 mediastinal and 4 pleural). Their conclusion was that RT prevents mediastinal recurrence for patients with completely resected thymoma but is insufficient to avoid pleural-based recurrence.
Other authors have felt adjuvant RT should be performed only with certain caveats or not at all. A report from Memorial Sloan Kettering described 26 stage II thymoma patients between 1949 and 1993 who underwent complete resection, 17 of whom received adjuvant RT and 9 of whom were without RT. Recurrence rates (p = 0.21) and survival rates (p = 0.14) of the two groups were similar [5]. Ruffini and colleagues [27] from University of Torino presented an interesting report of 58 stage II patients, 13 of whom underwent adjuvant RT. Four patients (31%) recurred despite adjuvant RT, and 2 patients (4%) recurred without postoperative treatment. They demonstrated with statistical significance (p = 0.02) that the effect of postoperative RT was potentially harmful. However, they admitted to a possible selection bias toward patients who were selected for RT based on what appeared to be clinically advanced disease.
The Massachusetts General Hospital experience presented 32 stage II patients who underwent thymectomy [6]. Seven of them received postoperative RT. In stage II patients, one of the 16 minimally invasive (stage IIa) tumors recurred, compared with 3 of 16 grossly invasive (stage IIb) tumors. Two of seven patients (28.3%) who had received postoperative RT treatment relapsed at 6 and 16 years, and 2 of 24 patients (8%) who had received no RT treatment relapsed at 5 and 13 years.
Similar to our study, the Massachusetts General Hospital group attempted to correlate the pathologic extent of disease and histologic classification with outcome [6]. There was no clear effect of RT on outcome. However, none of the 12 patients with medullary or mixed thymoma relapsed, whereas 4 of 19 patients with predominantly cortical (2 of 13) or well-differentiated thymic carcinoma (2 of 6) relapsed. On the basis of these results, they recommended that stage II medullary and mixed thymomas be spared adjuvant therapy but that stage II cortical thymomas receive a postoperative treatment regimen.
Recently, the Massachusetts General Hospital updated its 27 year experience and presented 49 completely resected stage II patients [24]. Fourteen stage II patients underwent postoperative RT and 35 did not. The addition of adjuvant RT did not alter local or distant recurrence rates. Disease-specific survival at 10 years in stage II patients was 100% with and without RT (p = 0.87).
Our results, with no significant difference between recurrence rates in 40 stage II thymomas treated by resection alone or resection plus RT, adds to the data suggesting that resection alone is sufficient treatment even for stage II. The fact that we had equal proportions of patients treated with and without RT in stages IIa and IIb suggests that the substage within stage II is not critical in determining the need for adjuvant treatment. Our low overall recurrence rate (2 of 70 patients) makes it impossible to comment regarding the influence of histologic typing by the WHO classification on the need for adjuvant treatment. However, it is worth noting that our single recurrence in stage II was in a patient with a WHO type B2 tumor.
| Limitations |
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Another potential concern is that the selection of which patients should undergo RT was based at least partly upon surgeon preference. This bias is common to all retrospective studies addressing this issue. It would tend to select RT for those tumors that seem more aggressive in some way, which is not accounted for in the current clinicopathologic staging and classification systems. However, even after retrospective restaging, and the fact that equal proportions of stage IIa and IIb tumors underwent radiotherapy, and that tumor size was similar in the radiated and unradiated groups (5.2 cm vs 5.4 cm; p = 0.9, not significant), the facts support the contention that the radiated and unradiated groups were closely matched.
| Conclusion |
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Ideally this issue should be resolved by a prospective study randomizing stage II patients to postoperative radiation versus observation. However, it is unlikely that such a trial will ever be satisfactorily completed given the small number of patients involved and the long-term follow-up that would be required.
| Discussion |
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The role of radiation therapy in thymoma is an important one and the decision should not be relegated to the radiation oncologist. Indeed, the thoracic surgeon should strive to reassert control over all decision-making for induction or adjuvant treatment for their patients, because we understand the disease best. We must continue to diagnose, decide on the appropriate treatment, order appropriate induction or adjuvant therapy, and follow our patients both for the sake of our patients and to maintain our role as thoracic surgical oncologists.
Thymoma is a radiation-sensitive tumor and we all agree with its role for incomplete resections. I believe, as do the authors, that its role as an adjuvant treatment is overrated and often ill-advised. Radiation comes at a cost to the patient, with early complications, such as radiation pneumonitis occurring in about 8% of these patients, which occasionally can be life-threatening. Numerous underreported late complications of mediastinal radiation are well known to cardiothoracic surgeons, and these include esophageal strictures and cancers, pericardial disease, and radiation-induced coronary disease. Furthermore, radiation is costly, believe it or not, even more so than surgical treatment. Last, mediastinal radiation does not prevent pleural recurrences, which is the most common mode of failure after thymoma treatment.
The enthusiasm and history of adjuvant radiation therapy is difficult to elucidate, but I think it relates mostly to three factors: tight resection margins, sometimes poorly conceived and performed resections, which may include inadequate incisional approaches, preliminary or intraoperative biopsies, non-total thymectomy, and insufficient en bloc resections, and a relinquishing of decision- making to either the medical or radiation oncologist. As noted, our group recently analyzed and reported on this same subject and came up with the same conclusions as the authors.
I have three questions for Dr Singhal. One, why were three stage I patients radiated? If we use lung cancer as an example, we never radiate stage I lung cancer patients after a complete resection, and in fact the meta-analysis suggests that those patients do worse.
Two, there was obvious selection bias in this series among the stage II patients, with one half receiving radiation therapy despite a complete resection status. What was the thought process for selection of radiation in those patients, and would you recommend radiation for those patients or any patients in stage II now?
My personal indications for radiation therapy in stage II patients would include those with a preliminary open biopsy, which contaminates the wound; a judgment at the time of surgery that the resection was compromised, and this mostly commonly comes when the tumor is immediately adjacent and is peeled off the phrenic nerve; and most cases of macroscopic invasion with type B3 or well differentiated thymic carcinomas.
Three, I wonder about your use of nonstandard incisional approaches in approximately one third of your patients, which limits the ability to do an en bloc resection. Your follow-up period is still very early for an indolent tumor such as thymoma, whereas most tumors, other than B3 tumors, recur after 5 years. You may be underestimating your recurrence rate. The droplet metastasis in the stage I type A patient, for example, was probably due to the non-en bloc resection with intraoperative unrecognized tumor spillage. Why the desire to avoid median sternotomy in these patients?
I would like to commend the authors for helping to clarify the role of adjuvant radiation therapy in stage II thymoma.
DR SINGHAL: Doctor Wright, thank you for your valuable comments. I will attempt to answer your questions and then I welcome Dr Kaiser to comment further.
As you note, 3 patients with Masaoka stage I disease were radiated postoperatively in our study. These patients were radiated based on the decision of their community-based physicians who gave them their follow-up care. We hope forums like this will further educate the medical community that radiation is not necessary for Masaoka stage I and II disease.
In choosing radiation for our Masaoka stage II patients who were radiated, we acknowledge there may have been a selection bias due to the nonrandomized nature of this study. This may be a tendance to select adjuvant radiation for tumors that are aggressive in some manner that is not accounted for by simple staging and pathology. However, we do not think this is likely to have been a major factor in our results, because first, equal proportions of patients with stage IIa and IIb disease were radiated. Second, the average tumor size between those patients who were radiated and those who were nonradiated was roughly equivalent (5.2 cm vs 5.4 cm, respectively).
The decision to radiate was based on the joint decision of the surgeon and radiation oncologist, of course with patient input. As surgeons, we would typically recommend radiation only if we believed that the margins were somehow compromised. This may include, as you mention, those in whom we stripped the tumor off of a phrenic nerve in order to preserve it (a situation in which the margins are necessarily close). We have not routinely radiated those who have had a previous open biopsy, and we have not yet used histologic classification to stratify patients to receive or not receive adjuvant radiation, although there is certainly beginning to be evidence available from Japan, China, and Germany that this may be a reasonable approach. As you know, these studies correlate tumor World Health Organization histopathologic classification and patient prognosis. Because our numbers were small and distributed across various stages, we cannot comment from our data about the role of postoperative radiation with regard to histopathologic classification. However, future studies may push our hand to radiate World Health Organization pathologic type B2 and B3 tumors.
With regard to your final question about our use of the transcervical approach for some of these thymomas, 2 years ago we published our 7-year experience performing 121 transcervical thymectomies [1]. At that time we described performing 15 transcervical thymectomies for stage I to III thymomas. Our use of this approach has evolved. We do not take this procedure lightly. We only use the transcervical approach for tumors that are completely encapsulated by preoperative computed tomography and less than 4 cm, although we prefer tumors to be less than 3 cm. If there is any evidence of invasiveness on the computed tomographic scan, we perform the procedure through a median sternotomy. Nevertheless, we have had no recurrences using this approach to date.
DR LARRY KAISER(Philadelphia, PA): I really have very little to add to what Dr Singhal has said. I think that Dr Wright correctly asked the question regarding our transcervical approach, and as Dr Singhal said, it is somewhat atypical to use. We are very selective in our criteria; we have published those results. The follow-up period, as Dr Singhal points out, is short. We will continue to follow these patients closely. But I think the routine use of radiation therapy in these patients based on the Massachusetts General Hospital experience and this experience reported today, should not be considered.
Reference
1. Shrager JB, Deeb ME, Mick R, et al. Transcervical thymectomy for myasthenia gravis achieves results comparable to thymectomy by sternotomy. Ann Thorac Surg 2002;74:320327.
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