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Ann Thorac Surg 2001;71:1839-1844
© 2001 The Society of Thoracic Surgeons
a Department of Surgery, Cardiothoracic Division, Saint Louis University School of Medicine, St. Louis, Missouri, USA
Address reprint requests to Mr Swartz, Department of Surgery, Division of Cardiothoracic Surgery, 3635 Vista Ave at Grand Blvd, St. Louis, MO 63110
e-mail: swartzmt{at}slu.edu
Presented at the Forty-seventh Annual Meeting of the Southern Thoracic Surgical Association, Marco Island, FL, Nov 911, 2000.
| Abstract |
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Methods. Sixty-four parameters (34 pre-VAD, 30 post-VAD), including hemodynamics, complications, and evaluations of major organ function were examined and analyzed.
Results. Thirty-three patients (31%) died on VADs and 72 were transplanted. There were two posttransplant operative deaths (3%). By univariate analysis 23 of 64 factors were significant. These 23 factors were entered into a stepwise logistic regression analysis to identify predictors of survival to transplant. Four factors, including pre-VAD intubation (p < 0.005), cardiopulmonary bypass (CPB) time during VAD insertion (p < 0.0001), mean pulmonary artery pressure (first postoperative day after VAD) (p < 0.0002), and highest post-VAD creatinine (p < 0.01) were independent predictors of transplantation.
Conclusions. Other than the need for intubation, pre-VAD variables were of little value in predicting survival to transplant. Problems during VAD insertion (long CPB time) and post-VAD renal insufficiency were independent predictors. Severe complications that developed during the interval of VAD support, including cerebrovascular accident, bleeding and infection, were surprisingly not predictors for transplantation.
| Introduction |
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| Material and methods |
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For the most part, all patients met the standard inclusion and exclusion guidelines adopted by the National Heart, Lung and Blood Institute (NHLBI) clinical investigation group as well as the FDA [12]. These criteria were used in all investigational studies involving mechanical circulatory support devices. In general, patients were considered candidates for assist devices when their (1) cardiac index was less than 1.8 l/m2/min, (2) systemic vascular resistance was more than 2,100 dynes/s/cm-5, (3) systolic blood pressure was less than 90 mm Hg; (4) right or left atria pressure was more than 20 mm Hg; and (5) urine output was < 0.5 mL/kg, despite optimal preload, maximal inotropic drug support and, in the majority of cases, an intraaortic balloon pump (IABP) [3].
Once the Thoratec (Thoratec Laboratories Corporation, Pleasanton, CA) and Novacor (World Heart, Inc, Oakland, CA) VADs had received premarketing approval from the FDA, these criteria were somewhat relaxed; however, all patients manifested cardiogenic shock, the inability to maintain major organ function and/or refractory ventricular arrhythmias. Postoperative management techniques and definitions of postoperative complications have been previously described and published.[4]
Descriptions of the Thoratec, Novacor and Symbion Jarvik-7 Total Artificial Heart (TAH) (formerly Symbion, Inc, Salt Lake City, UT), as well as techniques for insertion, have been previously published.[57] All VADs were inserted in beating hearts during normothermic cardiopulmonary bypass. Several early Thoratec patients who received a left VAD (LVAD) underwent inflow cannulation through the left atrial appendage, the dome of the left atrium, or anterior to the entrance to the right pulmonary veins. Since 1988, all Thoratec LVAD and Novacor patients have been cannulated via the left ventricular apex. Most patients having right VADs (RVADs) implanted, had inflow cannulas placed in the right atrium (two patients had right ventricular cannulation). Ventricular assist device outflow cannulas were sutured to the ascending aorta (LVAD) and/or main pulmonary artery (RVAD). Total artificial hearts were implanted utilizing full cardiopulmonary bypass (CPB) with moderate hypothermia.
The data were analyzed using StatView for Windows (SAS Institute, Inc, Cary, NC, Version 5.01). Statistical analysis consisted of a Students t test for continuous variables and a
2 contingency table, or Fishers exact test (when appropriate), for discrete variables. Means are expressed with ±1 standard deviation (SD). A p value less than 0.05 was considered significant while a p value less than 0.10 and greater than 0.05 was considered marginally significant. Both significant and marginally significant variables were then entered into a stepwise logistic regression analysis to identify significant independent predictors of pretransplant mortality. Actuarial survival was calculated using the method of Kaplan and Meier. The duration of VAD support (VAD implant to transplant or death) was used as the time component of the logistic regression analysis and the actuarial survival.
| Results |
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Seventy-two patients had orthotopic cardiac transplants. Of these, there were two posttransplant hospital deaths: one in the operating room at the time of transplant from bleeding and graft failure (prolonged ischemic time), and the second (retransplant for acute rejection) died four months posttransplant from the combination of rejection and infection. Actuarial survival curves of transplanted and nontransplanted patients are shown in Figure 1.
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The 34 pre-VAD and 30 post-VAD, clinical parameters evaluated for this study are shown in the Appendix. There were no statistical differences between the preoperative hemodynamics of the 72 patients who survived to transplant and the 33 patients who died while being supported with devices. A comparison of the complications which developed after VAD insertion is included in Table 2. There were no differences between the two groups with regard to the incidence of the complications. The 23 parameters which were significant or marginally significant by univariate analysis are shown in Table 3.
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| Comment |
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For patients who manifest acute, severe deterioration refractory to conventional therapy, the decision to place a VAD is relatively straightforward if there is reasonable expectation that myocardial recovery could occur and if no exclusions to cardiac transplantation exist. Unfortunately, it remains difficult to positively determine early in the course, whether reversible or irreversible major organ damage has occurred. Over time, significant organ damage will manifest itself, thus, accounting for the considerable percentage of patients that die from MOF during the first few weeks of support. For these patients who rapidly deteriorate, selection has remained stable over the past 15 years. The more difficult group are patients who deteriorate and improve repeatedly, those that show intermittent or slow continuous deterioration in major organ function, patients with refractory ventricular arrhythmias of increasing frequency and severity, and patients with moderate to severe pulmonary hypertension where pulmonary vascular responsiveness cannot be accurately evaluated.
Despite variations between centers in patient selection, technology and clinical management, the survival to transplant for bridging is reported to be between 62% to 76% with overall survival rates of 40% to 67% [1117]. Over the past decade, our survival to transplant has averaged 70% with an overall survival of 67%. We feel these relatively constant rates are the result of gradual improvements in clinical management, counterbalanced by expanding selection criteria which leads to the inclusion of "sicker" patients.
Several recent studies have examined risk factors to predict survival to transplantation and/or overall survival in patients receiving VADs. McCarthy and colleagues reviewed 100 patients receiving HeartMate (ThermocardioSystems, Inc, Woburn, MA) LVADs which identified several significant risk factors for death including preoperative ventilator ECMO, elevated blood urea nitrogen (BUN), creatinine or bilirubin and low pulmonary artery pressures [14]. Korfer and associates reviewed their experience in 114 patients who received Thoratec VADs [12]. This study identified age more than 60 years as the only independent risk factor affecting survival. Quaini and colleagues presented multicenter data in 250 patients bridged to transplant using four different types of devices [13]. Independent risk factors for overall mortality included age, indication for posttransplant graft failure, renal failure, infection, bleeding, RVADs or TAH support, and neurologic impairment. A multicenter report describing results with the Thoratec VAD by Farrar and colleagues summarized results in 186 patients and identified BUN to be significant using multivariate analysis [11]. Kawaguchi and associates identified age, total bilirubin, and body surface area as predictors of survival in patients being bridged with TAHs [18].
Surprisingly, while identified in prior reports, age, pre-VAD hemodynamics, creatinine, BUN, and ECMO were not found to be significant in our report. Ten patients in this study were older than 60 years of age, of which seven were successfully transplanted. Other risk factors were also well represented with 14 patients being supported by ECMO, 24 patients with BUNs more than 50 mg/dl, and 14 patients with a serum creatinine more than 2.5 mg/dl pre-VAD. The need for intubation and mechanical ventilation was the only pre-VAD predictor identified in our study. Clinically, this is a reflection of deteriorating hemodynamic status which often leads to irreversible major organ damage.
We also found CPB time during device implant to be significant and an independent predictor of survival to transplant. This does not appear to be accounted for solely by the need for biventricular support in certain patients. Though BVAD placement was a univariate predictor, it did not prove to be an independent predictor. Prolonged CPB time appears to be not only a reflection of the need for biventricular support, but also of clinical instability and/or technical problems (bleeding, patent foramen ovale) encountered during device implantation.
Post-VAD independent predictors included mean pulmonary artery pressure (first postop day from VAD) as well as the highest post-VAD creatinine. Elevated pulmonary vascular resistance and renal insufficiency are two known risk factors for patients being supported with VADs as well as those being considered for transplant. Of interest, post-VAD implant complications including bleeding, infection (both device and patient related), cerebrovascular accident, and device-related technical problems were not significant.
Our results suggest that the longer a patient is supported, the greater the chance of being transplanted. This seems logical and almost obvious, considering that nearly half (48%) of the patients who never reached transplant died within seven days of VAD implant. In addition, locating a donor heart is a random process requiring consistently increasing periods of time. Many of these patients never had the opportunity to be transplanted quickly (if they were candidates at the time) due to the fact that for about the last 15 years, donor hearts have rarely been offered within seven days of device implant. In this study, the patients transplanted in less than seven days were done early in our experience. In general, it has been our policy to inactivate from the transplant list bridge patients for two-four weeks post-VAD implant in order to reverse the effects of shock and provide some rehabilitation before transplant.
Some may contend that the longer the patients are maintained on devices, the more likely they are to develop complications. This may be true, however, as experience grows the development of device-related complications is being delayed and in some cases eliminated [14,19]. Twenty patients were supported longer than 90 days in this study with 18 of 20 transplanted. This 90% transplant rate came at a considerable cost. Sixteen patients developed major complications which included eight thromboembolic events (4 TIA, 4 CVA), eight device-related infections [5 episodes of bacteremia (2 device-related endocarditis)], three late anticoagulant-related bleeding episodes, and four technical complications which included changing Thoratec BVADs and performing cardiopulmonary resuscitation during a control console failure. In addition, both posttransplant deaths were in this group. This data supports what may be the most positive finding of this review. Significant problems continue to occur, but experience now supports the concept that many patients can recover from life threatening complications during mechanical circulatory support and proceed on to successful cardiac transplantation.
Until the morbidity associated with VADs is reduced, it is unlikely that implants will become more widespread or be performed on a more elective basis. In addition to the significant morbidity, bridging to transplantation is an expensive, labor-intensive procedure. In order to justify the use of significant resources and the donor organ, clinicians must assure that bridge patients who are transplanted survive as long and with a comparable quality of life as those patients transplanted without bridging. The overall survival with bridging could be improved with patient selection criteria that excluded some of the sicker patients. It is clear that the high-risk groups can be identified, however, more objective measurements of organ damage reversibility need to be determined. Clinicians will be hesitant to exclude anyone with a "reasonable" chance of survival (67% survival for this study) with a VAD from receiving support, since the alternative is almost certain death. Ventricular assist devices are now commercially available and should be considered conventional therapy at not only transplant centers, but also at many institutions performing cardiac surgery. This greatly expands the potential bridge population which may further complicate patient selection.
This report could be criticized for describing a small patient population undergoing VAD placement more than 18 years in retrospective fashion. Unfortunately, the low frequency of VAD placement means that an extended period is required to accumulate a significant volume of patients. While it is true that many changes occurred over this period, many factors remained constant. Although our data has been retrospectively analyzed, it was collected prospectively.
Despite many shortcomings, current techniques allow not only for reversals of cardiogenic shock but also significant rehabilitation in a majority of the patients supported. Those who avoid or recover from complications during the period of support can enjoy posttransplant survival in excess of 90% [4,14].
Although great progress has been made, bridging to cardiac transplantation continues to be associated with significant morbidity and mortality. However, our experience demonstrates that even those patients suffering major complications can, with time and effort, recover to near normal and undergo eventual transplantation. Our ability to successfully manage and reverse serious complications leads us to hold great hope as we proceed towards permanent implantable ventricular support devices.
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| Discussion |
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DR McBRIDE: No, it has not. We had eight patients that ultimately came to transplantation, so we will resuscitate apatient with ECMO and try to bridge them through.
DR FREDERICK L. GROVER (Denver, CO): Very nice paper and nice data. In the LVAD group, was there any difference between the two devices?
DR McBRIDE: No, there was no difference.
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This article has been cited by other articles:
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D. Hoefer, E. Ruttmann, G. Poelzl, J. Kilo, C. Hoermann, R. Margreiter, G. Laufer, and H. Antretter Outcome evaluation of the bridge to bridge concept in patients with cardiogenic shock. Ann. Thorac. Surg., July 1, 2006; 82(1): 28 - 33. [Abstract] [Full Text] [PDF] |
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