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Ann Thorac Surg 2001;71:1809-1812
© 2001 The Society of Thoracic Surgeons


Original article: general thoracic

Effective treatment of malignant pleural effusion by minimal invasive thoracic surgery: thoracoscopic talc pleurodesis and pleuroperitoneal shunts in 101 patients

Maren Schulze, MDa, Arnd S. Boehle, MDa, Roland Kurdow, MDa, Peter Dohrmann, PhDa, Doris Henne-Bruns, PhDa

a Department of General and Thoracic Surgery, Christian-Albrechts-University Hospital, Kiel, Germany

Accepted for publication February 14, 2001.

Address reprint requests to Dr Schulze, Department of General and Thoracic Surgery, Christian-Albrechts-University, Arnold-Heller-Str 8, 24105 Kiel, Germany
e-mail: maren_schulze{at}hotmail.com


    Abstract
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 Acknowledgments
 References
 
Background. For effective palliation of patients with malignant pleural effusion due to advanced neoplastic disease, any proposed treatment should have low procedure-related mortality and morbidity.

Methods. The clinical outcome of 119 thoracoscopies in 101 patients (56 women, 45 men), from 42 to 91 years of age (mean, 68 ± 9 years) with malignant pleural effusions was evaluated in a retrospective study. Video-assisted thoracoscopy (VATS) talc pleurodesis was done in 105 instances, and a pleuroperitoneal shunt was performed 14 times as an alternative when complete expansion of the lung could not be achieved due to tumor implants on the visceral pleura.

Results. The VATS talc pleurodesis resulted in clinically significant improvement of dyspnea in 92.2% of the patients. Thirty-day mortality was 2.8% and morbidity was 2.8%. The mean duration of postoperative survival was 6.7 months. Recurrent pleural effusion occurred in 5.7% of patients after a mean interval of 6 months. Clinical relief of dyspnea was obtained in 73% of the patients treated with pleuroperitoneal shunts. Thirty-day mortality in this group was 21% and morbidity was 14.3%. The mean duration of survival was 4.2 months.

Conclusions. The VATS talc pleurodesis is appropriate for palliation of patients with malignant pleural effusions and should be performed once the diagnosis has been confirmed. Patients with lungs trapped by visceral carcinomatosis may benefit from placement of a pleuroperitoneal shunt as an alternative.


    Introduction
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 Acknowledgments
 References
 
Dyspnea and reduction of physical capability severely affect the quality of life for patients with malignant pleural effusions. The mean survival of these patients is 13.5 months, ranging from 2.5 months for patients with bronchial carcinoma, up to 7 months for patients with metastatic breast cancer [1]. For patients with limited life expectancy, effective palliation requires a treatment with high probability of symptomatic improvement; low procedure-related mortality/morbidity, and a short hospital stay.

Drainage of the pleural cavity alone often does not result in significant palliation for patients with malignant pleural effusions; therefore, complete obliteration of the pleural space appears to be the procedure of choice [2]. Conventional irritant pleurodesis by instillation of talc slurry through tube thoracostomy has been modified using video-assisted thoracoscopy (VATS) with improved success. The VATS allows optimal preparation of the pleural surface and homogeneous distribution of the talc under visual control, maximizing the chances for complete pleurodesis.

We report a retrospective survey of 119 thoracoscopies in 101 patients suffering from malignant pleural effusion with follow-up as long as 3 years.


    Material and methods
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 Acknowledgments
 References
 
In this retrospective study we have evaluated the clinical outcomes after treatment for malignant pleural effusion in 101 patients (56 women, 45 men) with a mean age of 68 years. All patients were treated at a single institution over a period of 36 months. The diagnoses are listed in Table 1.


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Table 1. List of Underlying Malignancy

 
Either chest roentgenogram or thoracic ultrasound was used to make the diagnosis of pleural effusion. Fluid was removed as completely as possible by thoracentesis and examined cytopathologically and microbiologically for etiology. Chest roentgenogram was then repeated to estimate reexpansion of the lung.

The VATS was done under general anesthesia in all patients. For thoracoscopy, a 10.5-mm camera port and a 5.5-mm instrumentation port were inserted, pleural effusions were drained, and biopsies of the pleura were obtained [3]. The lungs were reexpanded under direct thoracoscopic vision by endotracheal insufflation. If complete reexpansion was accomplished, 2 to 4 g of talc powder were insufflated intrapleurally under direct vision and two chest tubes were positioned. If the lung appeared trapped by tumor involvement of the visceral pleura, a pleuroperitoneal Denver shunt (Denver Biomaterials, Surgimed Inc, Golden, CO) was inserted as an alternative to talc insufflation [3]. The draining portion of the shunt was positioned into the costodiaphragmatic angle and the opposite end of the shunt was placed into the free peritoneal space. Patients with bilateral effusions underwent sequential VATS to evaluate and treat both pleural cavities. Before hospital discharge patients were interviewed and examined and a chest roentgenogram was obtained. Outpatients were followed by telephone interviews of their attending oncologists. The effectiveness of talc pleurodesis was based on relief of symptoms and absence or reduction of pleural fluid by roentgenogram [3, 4]. Patients with symptomatic improvement and no detectable fluid on the roentgenogram before discharge were considered to have an excellent result. Those with symptomatic improvement, but residual fluid in the costophrenic angle, with no tendency for increase, were believed to have a satisfactory result. Patients whose pleural effusion recurred, or who had no symptomatic improvement, were classified as an unsatisfactory result.


    Results
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 Acknowledgments
 References
 
In 119 VATS procedures 105 talc pleurodesis and 14 pleuroperitoneal shunts were performed (Table 2). The average duration of VATS pleurodesis was 35 minutes (±14 minutes) and 55 minutes (±13 minutes) for insertion of a pleuroperitoneal shunt. All patients were weaned from mechanical ventilation in the operating theater.


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Table 2. Interventions in 119 Thoracoscopies

 
Of the VATS pleurodesis, 68.8% were believed to have an excellent initial result, and 23.5% were thought to be satisfactory. The initial failure rate for VATS pleurodesis was 7.8%. The mean postoperative hospitalization was 10.7 days (±1.3 days). Thirty-day mortality for VATS pleurodesis was 2.8% (n = 3). There were 3 (2.8%) procedure-related complications: restrictive ventilation disorder (n = 1) and soft tissue emphysema (n = 2). Mean postoperative survival was 6.7 months (±2.1 months). Therefore, 99 patients who had undergone VATS pleurodesis left the hospital alive and without procedure-related complications. Mean duration follow-up was 7.8 months (±5.6 months). Twenty-two patients (22.2%) were lost to follow-up. At the time of this review, 22 patients (22.2%) were alive and 55 patients (55.6%) had succumbed to their malignancy. Late failure (recurrent effusions) were reported in 6 patients (6.1%) at 6.6 months (±0.7 months) postoperatively. None of these patients survived longer than 8 weeks after recurrent effusion was diagnosed.

Eight of the 14 patients who had pleuroperitoneal shunts experienced significant clinical improvement with 2 reporting marked relief of dyspnea and 6 experiencing moderate relief. Three patients had no improvement of their symptoms. Mean length of hospital stay after implantation of the shunt was 8.1 days (±1.9 days). Three patients (21%) died within 30 days of the procedure and 2 (14.3%) had procedure-related complications. Follow-up after pleuroperitoneal shunting ranged from 1 to 22 months, and the mean survival for these patients was 4.3 months (±1.9 months). Nine of the 14 patients succumbed to their disease during the follow-up period, and only 2 were alive at the time of this review (3 had died within 30 days of their procedure). Surgical reintervention for shunt dysfunction was required in 2 patients.


    Comment
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 Acknowledgments
 References
 
Simple drainage of the pleural cavity has not proven to be sufficient for treatment of malignant pleural effusion, as 90% of patients will develop recurrent effusions within 30 days [5]. In addition, drainage of large effusions may be accomplished by reexpansion of pulmonary edema [6]. Repetitive thoracentesis may be complicated by loculation of the pleural fluid, iatrogenic pneumothorax, or contamination with subsequent empyema [3]. Loss of fluid volume with a relatively high protein content may accentuate the patient’s tumor-related cachexia. Although tube thoracostomy often provides reliable drainage of the pleural space, more than 80% of patients experience recurrence of their effusion within 30 days after removal of the tube [7]. Drainage followed by obliteration of the pleural space has emerged as the procedure of choice for effective palliation of these patients [2]. Several methods and numerous sclerosing agents have been used (Table 3). Because of its effectiveness and the low incidence of side effects associated with its use, talc has proved superior to other commonly used sclerosing agents, particularly the irritant chemotherapeutic agents (Table 4) [4, 811]. The use of asbestosis-free talc minimized the risk of subsequent pleural mesothelioma, although this is not a major concern in these patients with such an extremely limited life expectancy.


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Table 3. Initial Response in the Group Treated by Pleurodesis Estimated by Radiologic and Clinical Parameters

 

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Table 4. Recurrence of Effusions 30 Days After Treatment

 
We were concerned about extensive sclerosis of the visceral pleura with resultant restrictive ventilation after the use of talc pleurodesis. However, this has been demonstrated to be a dose-dependent phenomenon, which rarely occurs with doses of 4 g or less [1]. Furthermore, Paul [12] and Lange [13] and their colleagues demonstrated no deterioration of ventilatory function after pleurodesis in patients with talc poudrage for recurrent pneumothoraces. Although laser pleurodesis has been demonstrated to be effective in the treatment of recurrent pneumothoraces, there are no reports describing its use in the treatment of malignant pleural effusions.

Conventional pleurodesis by instillation of talc slurry through tube thoracostomy has been modified in this series of patients by using VATS. VATS provides optimal preparation of the pleural cavity by complete evacuation of all fluid, confirmation of complete lung expansion, and assurance of appropriate distribution of the insufflated talc under direct vision. If the lung is trapped by extensive tumor involvement of the visceral pleura and unable to expand sufficiently to obliterate the pleural space, a prerequisite for successful pleurodesis, a pleuroperitoneal Denver shunt may be implanted as alternative [14].

The VATS has been shown to be a safe procedure, with an operative mortality of 0.1% in a series of 1,365 patients [15]. In this series of 119 VATS procedures the operative mortality was 5.6%; however, this group of patients with advanced malignancy would seem to be at much higher risk than those on the series reported by Hurtgen and associates [15]. The operative mortality in our series is about the same as that previously reported by Ohri and associates [16] in a similar group of patients.

Because postoperative survival time is predictably short in this group of patients, successful palliation must be assessed in terms of effective relief of symptoms. Of our patients 93% experienced significant relief after VATS pleurodesis, a figure in agreement with those reported by other investigators using similar approaches [10, 14, 17].

Early recurrence of effusions after VATS pleurodesis was most likely due to advanced pleural disease. This is supported by the fact that the mean survival of patients with initial failure was only 8 weeks compared to 7.8 months in those successfully palliated. Therefore, it would seem that early pleurodesis in the course of malignant pleural effusion would more likely result in successful palliation. Of these patients 5.7% developed recurrent effusion after a mean of 6.6 months after initially successful pleurodesis. We consider this to indicate progression of their underlying malignancy. This is supported by the observation that only 1 patient survived longer than 6 weeks after late recurrence of effusion. Nevertheless, these patients experienced improved quality of life for at least 2 months after pleurodesis.

Pleuroperitoneal shunting has been previously described as effective in patients with extensive involvement of the visceral pleura with tumor [17]. Shunting allows ventilation of the diseased lung and affords some protection from mucous retention, atelectasis, and pneumonia. Although pleuroperitoneal shunting risks translocation of tumor cells into the peritoneal cavity [17], the improvement in respiratory function that may result makes the risks acceptable in this group of patients. We observed two shunt failures in our series. Other researchers [17] report similar problems with pleuroperitoneal shunts, a complication that may limit the widespread usefulness of these devices.

On the basis of this experience the following algorithm has been established for the management of malignant pleural effusion at our institution. Thoracentesis is performed with cytologic and microbiologic examination of the fluid. If the lung is completely reexpanded on chest roentgenogram, VATS pleurodesis is performed. If the lung fails to reexpand, a pleuroperitoneal shunt is placed. Patients who are believed to be incapable of having general anesthesia are treated with thoracentesis and instillation of talc slurry. Our experience suggests that more effective palliation is likely if pleurodesis is done early after the diagnosis of malignant pleural effusion.


    Acknowledgments
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 Acknowledgments
 References
 
The authors appreciate the supportive language editing by Dr William Gay.


    References
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 Acknowledgments
 References
 

  1. Weissberg D., Ben-Zeev I. Talc pleurodesis. Experiences with 360 patients. J Thorac Cardiovasc Surg 1993;106:678-695.
  2. Kokufu I., Kim Y.H., Peng Y.F., Fukudu K., Yamamoto M., Yamada K., Kitano H. A case of pleural and mediastinal lymph node metastase from breast cancer treated with fydrozole hydrochloride in combination with cyclophosphamide. Gan To Kagaku Ryoho 1999;26:377-379.[Medline]
  3. Böhle A.S., Kurdow R., Dohrmann P., Henne-Bruns D. Effective treatment of malignant pleural effusion. Thoracoscopic talc pleurodesis. Dtsch Med Wschr 1999;124:341-345.[Medline]
  4. DeCamp M.M., Mentzer S.J., Swanson S.J., Sugarbaker D.J. Malignant effusive disease of the pleura and pericardium. Chest 1997;112:291S-295S.[Abstract/Free Full Text]
  5. Anderson C.B., Philpott G.W., Ferguson T.B. The treatment of malignant pleural effusions. Cancer 1974;33:916-922.[Medline]
  6. Ratliff J.L., Chavez C.M., Jamchuck A. Re-expansion pulmonary edema. Chest 1973;64:654-656.[Abstract/Free Full Text]
  7. Danby C.A., Adebonojo S.A., Moritz D.M. Video-assisted talc pleurodesis for malignant pleural effusions utilizing local anesthesia and i.v. sedation. Chest 1998;113:739-742.[Abstract/Free Full Text]
  8. Fentiman I.S., Ruben R.D., Hayward J.L. A comparison of intracavitary talc and tetracycline for control of pleural effusions secondary to breast cancer. Eur J Cancer Clin Oncol 1986;22:1079-1081.[Medline]
  9. Hamed H., Fentiman I.S., Chaudary M.S., Rubens R.D. Comparison of intracavitary bleomycin and talc for control of pleural effusions secondary to breast cancer. Br J Sug 1989;76:1266-1267.[Medline]
  10. Morris V., Wiggins J. Current management of pleural disease. Br J Hosp Med 1992;47:753-758.[Medline]
  11. Torre M., Belloni P. Nd:Yag laser pleurodesis through thoracoscopy: new curative therapy in spontaneous pneumothorax. Ann Thor Surg 1989;47:887-889.[Abstract]
  12. Paul J.S., Beattie E.J., Blades B. Lung function studies in poudrage treatment of recurrent spontaneous pneumothorax. J Thorac Surg 1951;22:52-58.
  13. Lange P.J., Mortensen J., Groth S. Lung function 22–35 years after treatment of idiopathic spontaneous pneumothorax with talc poudrage or simple drainage. Thorax 1988;43:753-758.
  14. Lee K.A., Harvey J.C., Reich H., Beattie E.J. Management of malignant pleural effusions with pleuroperitoneal shunting. J Am Coll Surg 1994;178:586-588.[Medline]
  15. Keller S.M. Current and future therapy for malignant pleural effusion. Chest 1993;103:64S-67S.
  16. Ohri S.K., Oswal S.K., Townsend E.R., Fountain S.W. Early and late outcome after diagnostic thoracoscopy and talc pleurodesis. Ann Thorac Surg 1992;53:1038-1041.[Abstract]
  17. Petrou M., Kaplan D., Goldstraw P. Management of recurrent malignant pleural effusions. The complementary role of talc pleurodesis and pleuroperitoneal shunting. Cancer 1995;75:801-805.[Medline]



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