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Ann Thorac Surg 2000;70:1054-1059
© 2000 The Society of Thoracic Surgeons


Supplement: cardiothoracic techniques & technologies

Predictors of outcome in a multicenter port-access valve registry

Donald D. Glower, MDa, Lawrence C. Siegel, MDb, Karen J. Frischmeyer, DVM, Aubrey C. Galloway, MDc, Greg H. Ribakove, MDc, Eugene A. Grossi, MDc, Newell B. Robinson, MDd, William H. Ryan, MDe, Stephen B. Colvin, MDc

a Duke University Medical Center, Durham, North Carolina, USA
b Heartport, Inc, Redwood City, California, USA
c New York University Medical Center, New York, New York, USA
d St. Francis Hospital, Roslyn, New York, USA
e Presbyterian Hospital, Dallas, Texas, USA

Address reprint requests to Dr Glower, Duke University Medical Center, Box 3851, Durham, NC 27710
e-mail: glowe001{at}mc.duke.edu

Presented at the Sixth Annual Cardiothoracic Techniques and Technologies Meeting 2000, Fort Lauderdale, FL, Jan 27–29, 2000.


    Abstract
 Top
 Footnotes
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Background. The aim of this study was to examine the predictors of outcome in patients undergoing isolated valve operation using port-access techniques.

Methods. Logistic regression analysis was performed in a prospective, multi-institutional registry of patients undergoing isolated aortic valve replacement (AVR, n = 252), mitral repair (MVP, n = 491), or mitral replacement (MVR, n = 568) using port-access techniques from 1997 to 1999.

Results. Endoaortic balloon occlusion was used in 2% (AVR), 93% (MVP), and 90% (MVR) of cases. Conversion to full sternotomy occurred in 3.8% of all cases. For all patients, early mortality was 50 of 1,311 (3.8%) and onset of new atrial fibrillation occurred in 140 of 1,311 (11%) patients. The determinants of 30-day mortality were redo, age, and MVR or AVR. The determinants of reoperation for bleeding were age, reoperation, and MVR. Age was a predictor for stroke, and age and low or medium volume center were predictors of new atrial fibrillation.

Conclusions. Excellent short-term results can be obtained using port-access techniques in isolated mitral or aortic valve operations. Patient outcome is not related to institutional case volume, and the primary determinants of outcome after port-access valve procedures are generally patient-related factors.


    Introduction
 Top
 Footnotes
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Port-access was introduced as a technique to perform valvular operations using cardiopulmonary bypass, and combinations of a small right thoracotomy and/or endovascular aortic occlusion [1]. Since the introduction of this technique, several series of mitral valve [211] or aortic valve [12, 13] operations have been reported, generally representing the initial experiences of single institutions. Although the results of port-access for mitral or aortic valve operation have been good, controversy persists as to whether the results of port-access differ from those of median sternotomy [5, 13, 14] and whether factors such as institutional volume or learning curves influence the results of port-access procedures [15]. Furthermore, few results from aortic valve replacement using port-access have been reported [12, 13]. To address these issues, a multi-institutional registry of port-access procedures (the Port-Access International Registry [PAIR]) was initiated in 1997 and terminated in 1999. This report contains the results of this PAIR registry for isolated aortic or mitral valve operation.


    Material and methods
 Top
 Footnotes
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
The PAIR database was used to conduct a detailed analysis of patient demographics, comorbid conditions, valvular disease, operative techniques, and clinical outcomes for consecutive patients undergoing isolated aortic or mitral valve surgery. The PAIR is a prospective observational, consecutive cohort registry that was initiated in June 1997, managed by an independent contract research organization, and sponsored by Heartport, Inc (Redwood City, CA) [8]. All institutions trained in port-access minimally invasive cardiac surgery were eligible to participate. In all, 104 institutions elected to participate at one of three levels: (1) a brief case report form (CRF) with in-hospital follow-up; (2) brief CRF with 30-day follow-up; or (3) comprehensive CRF with 30-day follow-up (see Appendix). Patient exclusion criteria included age greater than 85 years; need for emergent operation; illness limiting life expectancy to less than 2 years; and any significant femoral, iliac, or aortic arterial disease

The brief CRF collected core patient data (including gender, height, weight, age, hospitalization and procedure dates, operative and reoperative status, and procedure) and perioperative complications in the following categories: reoperation, pulmonary, vascular, neurologic, infection, cardiac, multisystem failure, renal failure, other major morbidity, and death. In addition to the fields on the brief form, the comprehensive CRF collected data on patients’ history and comorbid conditions, preoperative status, operative technique, transfusions, and postoperative care. Perioperative complication fields were identical on all forms. The data incorporated a coding system to ensure that the patients and surgeons were not identified and institutional identities were maintained as confidential. Missing or inconsistent data were queried. Only patients with complete forms were included in an analysis data set. In all, 3,586 forms were submitted and 3,436 forms were included in the analysis data set. The analysis data set contained 1,311 isolated mitral or aortic valve surgery patients. A comprehensive report form was available for 738 patients, and the brief report form was available for remaining patients. Unless otherwise stated, all data refer to all 1,311 patients.

Patient demographic and operative data were summarized as mean plus or minus standard deviation, median, and 25th to 75th percentiles, or prevalence, as appropriate. Perioperative morbidity and mortality incidence and 95% confidence interval [16] were analyzed on an intention-to-treat basis. Independent predictors of mortality (in-hospital or 30-day), stroke, reoperation for bleeding, and new-onset atrial fibrillation were determined using multivariable logistic regression analysis. The effect of institutional case volume was examined by dividing the reporting institutions into three groups based on the total volume of port-access cases reported in this series. Thus, three institutions had high volume (>= 75 cases), 11 institutions had medium volume (20 to 74 cases), and 90 institutions had low volume (1 to 19 cases). In addition to institutional case volume, other categorical independent variables that were examined were age (<= 65 years, > 65 years), previous cardiac operation (yes, no), heart failure (New York Heart Association classes I to III, New York Heart Association class IV), and procedure (aortic valve replacement, mitral valve repair, mitral valve replacement).


    Results
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 Footnotes
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Port-access cardiac surgery techniques have been reported extensively [111] and will not be described here. A total of 1,311 isolated port-access aortic valve (AVR) surgery, mitral valve repair (MVP), and mitral valve replacement (MVR) cases reported between July 1997 and August 1999 were analyzed. This report includes cases from 104 institutions [8], with a distribution of aortic or mitral cases contributed per institution (Fig 1). Of these 1,311 cases, 252 (19%) were AVR, 491 (37%) were MVP, and 568 (43%) were MVR. Follow-up was at hospital discharge in 23% of cases and at 30 days in 77%.



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Fig 1. Distribution of cases contributed by 104 institutions. Volume represents aortic and mitral cases combined.

 
Demographic characteristics of patients who under went port-access valve surgery are reported in Table 1. There was a high proportion of reoperation patients for mitral valve replacement and significant preoperative comorbidity in all three patient groups (Table 2). Of the MVR cases reported on the comprehensive form, 32% were reoperation patients. Aortic valve disease in AVR patients was characterized as stenotic in 74% of patients and as insufficient (rating of 3 or 4 out of 4) in 42% of patients. The most frequently indicated aortic valve disease etiologies were calcific (46%) and myxomatous degenerative (26%). Mitral valve disease in MVP patients was predominantly insufficiency (rating 3 or 4, 75%) whereas mitral valve disease in MVR patients was stenotic (44%) or insufficient (rating 3 or 4, 76%). The most frequently reported valve disease etiologies for MVP were myxomatous degeneration (58%) and mitral valve prolapse (22%), whereas those for mitral valve disease etiologies in MVR patients were rheumatic (41%) and myxomatous degeneration (24%).


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Table 1. Demographic Characteristics of Patients Who Underwent Port-Access Isolated Mitral or Aortic Valve Surgery

 

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Table 2. Preoperative Status of Patients Who Underwent Port-Access Isolated Aortic or Mitral Valve Surgery

 
Aortic valve procedures were performed predominantly by means of a partial sternotomy (40%) [17] or right anterior thoracotomy (47%) [12, 13, 18, 19]. Mitral valve operations were performed through a right anterior (87%) or lateral (10%) thoracotomy [3, 57]. Median length of chest incisions for AVR, MVP, and MVR procedures were 8 cm, 6 cm, and 6 cm, respectively. Median (25th to 75th percentile) skin-to-skin operative times for AVR, MVP, and MVR were 3.6 (range, 2.9 to 4.3), 4.7 (4.0 to 5.5), and 5.0 (4.0 to 5.8) hours, respectively. Median cardiopulmonary bypass times (25th to 75th percentile) for AVR, MVP, and MVR were 103 (range, 80–123), 127 (110–158), and 137 (108–180) minutes, and median aortic occlusion times were 73 (range, 61–90), 92 (75–115), and 89 (70–116) minutes, respectively. Endoaortic balloon occlusion was used in 2% of AVR, 93% of MVP, and 90% of MVR cases. In all, 86% of mitral valve repair procedures were performed with an annuloplasty ring (67% Baxter, 9% Medtronic, 8% St Jude). Of the mitral valve replacements, 19% were completed with a bioprosthetic valve (54% Baxter, 38% Medtronic) and 77% with a mechanical valve (90% St Jude, 4% ATS).

A total of 1,261 cases (96%) were successfully completed as port-access, which was defined as use of the EndoCPB or EndoDirect System (Heartport, Inc, Redwood City, CA) without conversion to a total median sternotomy. Multiple reasons for conversion to median sternotomy were captured on the comprehensive form for 17 patients and included patient anatomy (4 patients), vascular injury (6), poor visualization/exposure (4), inability to place system catheter (1), inadequate cardiopulmonary bypass (1), calcific aorta on palpation (1), and other (4 patients).

Intraoperative or postoperative transfusion therapy including homologous red blood cells (RBC), platelets, fresh frozen plasma, or cryoprecipitate, was administered to 57% of AVR, 58% of MVP, and 66% of MVR patients. A total of 109 AVR, 172 MVP, and 150 MVR patients received RBC and the median (25th to 75th percentile) number of units administered were 3 (range, 2 to 5), 2 (2 to 5), and 3.5 (2 to 6) units, respectively. Median (25th to 75th percentile) postoperative ventilation times for AVR, MVP, and MVR were 6 (range, 4 to 12), 8 (5 to 13), and 7 (5 to 15) hours, respectively. Intensive care unit stays for AVR, MVP, and MVR were 21 (range, 18 to 36), 22 (17 to 28), and 23 (19 to 48) hours, respectively. In all, 79% of AVR patients, 81% of MVP patients, and 67% of MVR patients were walking within 48 hours of surgery. Patients walked within 24 hours of surgery in the case of 48% of AVR, 53% of MVP, and 37% of MVR procedures.

In the United States, the median (25th to 75th percentile) postoperative length of stay for AVR, MVP, and MVR were 6 (range, 5 to 10), 5 (4 to 7), and 7 (5 to 11) days, respectively. Most patients were discharged home without services (82% AVR, 83% MVP, 74% MVR). Rates of readmission within 30 days were low in all groups at 6.0% for AVR patients, 8.4% for MVP patients, and 7.5% for MVR patients. Major perioperative morbidity and mortality rates are shown in Table 3. Operative mortality was 11/252 (4.4%) for AVR, 8/491 (1.6%) for MVP, and 31/568 (5.5%) for MVR. Causes of death were generally unrelated to the port-access approach (Table 4).


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Table 3. Perioperative Morbidity for Patients Who Underwent Port-Access Isolated Aortic or Mitral Valve Surgery

 

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Table 4. Causes of Death in Patients Who Underwent Port-Access Isolated Aortic or Mitral Valve Surgery

 
Multivariable analysis showed that the major predictors of death were reoperation, older age, MVR, and AVR (Table 5). Older age was the only predictor of stroke. Older age, MVR, and reoperation were all predictors for reoperation for bleeding (Table 5). The predictors for new onset atrial fibrillation were older age and not being a high-volume center (Table 5). Institutional case volume did not significantly affect mortality, stroke, or reoperation for bleeding.


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Table 5. Predictors of Selected Outcomes by Logistic Regression Analysis After Port-Access Mitral or Aortic Valve Operation

 

    Comment
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 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
The purposes of this study were to examine prospectively the results of port-access aortic or mitral valve surgery at a number of institutions, and to examine the determinants of short-term outcome. Like any new technique that is evolving rapidly, port-access has a learning curve [9, 15]. One might therefore expect patient outcome to be influenced by the volume of port-access cases performed by the operating team. These issues have only been partially addressed for port-access by one study, which found that procedure time decreased with experience but at different rates at different institutions [15]. To date several reports have described results from port-access mitral or aortic valve procedures. Mohr and colleagues [7] reported the first large series of port-access mitral procedures (N = 51) and reported higher mortality and morbidity rates in port-access mitral operations (Table 6) than those seen here, in an initial experience. Others have reported more recent results that were similar to those reported here (Table 6). Thus, results from port-access mitral operation have been stable or have improved despite expansion of the patient pool. At the same time, the port-access technique has evolved to include greater use of indirect video to visualize the mitral valve [9], as well as selective aortic (instead of femoral) cannulation, with improved stability of the endoclamp and with fewer groin complications [20].


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Table 6. Reported Outcomes From Port-Access Mitral Valve Operations at Individual Institutions

 
This report examines the influence of institutional case volume upon patient outcome after port-access mitral of aortic valve operation. Institutional case volume did not affect mortality, stroke, or reoperation for bleeding. The reason that high institutional volume decreased the likelihood of new-onset atrial fibrillation is unclear but may, for example, involve the routine use of antiarrhythmic agents in mitral valve patients at higher volume institutions. Similar patient outcomes from a variety of institutions suggest that port-access can be mastered with a relatively short learning curve in a variety of institutional circumstances and in a variety of patient populations. Nonetheless, the results reported here tended not to include the initial 10 to 15 cases (initial learning curve) at the participating institutions. Thus, this study cannot exclude the possibility that results might not be similar among institutions in the initial learning curve (first 15 cases) [15].

The mortality and morbidity in this series of port-access procedures are similar to those reported by means of a sternotomy [21]. Although the patient population is not obviously different from those described in sternotomy series, few studies have directly compared the results of sternotomy to those of port-access in a controlled fashion [5, 13]. In retrospective analyses, faster return to normal activity, lower incidence of sepsis or wound complications, less fresh plasma transfusion, and shorter hospital stay have been reported for port-access relative to sternotomy [5, 13].

In addition, the multivariable predictors of adverse outcome identified for port-access (Table 5) include factors such as age that have previously been reported as risk factors for death, stroke, or new atrial fibrillation in sternotomy patients. Interestingly, the incidence of new onset of atrial fibrillation for port-access in this series (10.0%–12.7%) is somewhat lower than that previously reported for sternotomy in mitral valve patients.

This is the largest series of port-access applied to aortic valve replacement using a variety of techniques (partial sternotomy, right thoracotomy) advocated by Colvin and associates, Grossi and coworkers, and Cohn and coworkers [12, 13, 17]. Results of aortic valve replacement were not significantly different from those of mitral valve operation. The potential advantages of port-access for aortic valve replacement include avoidance of sternotomy and elimination of arterial, venous, and coronary sinus cannulas from the operative field.

In conclusion, port-access is a viable option for isolated aortic or mitral valve surgery. Results are comparable to those of sternotomy in terms of early morbidity and mortality, and are primarily determined by patient characteristics and not by the case volume of the operating institution. Results will need to be reassessed as port-access techniques and patient selection criteria evolve. Outcomes, cost, and technical aspects with port-access valve procedures will also need to be compared, both to standard sternotomy and to other minimally invasive approaches that do not use an endoaortic clamp or percutaneous retrograde cardioplegia [17, 22, 23].


    Footnotes
 Top
 Footnotes
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Doctor Lawrence C. Siegel and Karen J. Frischmeyer are employees of Heartport Inc, Redwood City, CA


    Appendix
 

Participating Center


City


State


Participating Center


City


State


Allegheny General Hospital Pittsburgh PA St. Francis Hospital Center Beech Grove IN
Baptist Medical Center Oklahoma City OK and Health Centers
Baptist Medical Center Little Rock AR St. John Medical Center Tulsa OK
Baptist Medical Center Montclair Birmingham AL St. Joseph Medical Center Towson MD
Baptist Memorial Hospital Memphis TN St. Luke's Hospital Milwaukee WI
Barnes-Jewish Hospital St. Louis MO St. Mary's Hospital Richmond VA
Boston Medical Center Boston MA St. Thomas Hospital Nashville TN
Brigham and Women’s Hospital Boston MA Stanford University Hospital Stanford CA
Bryn Mawr Hospital Bryn Mawr PA The Sanger Clinic, PA and Charlotte NC
Cedars-Sinai Medical Center Los Angeles CA Carolinas Medical Center
Central Baptist Hospital Lexington KY Union Memorial Hospital Baltimore MD
Chippenham Medical Center Richmond VA University Community Hospital Tampa FL
Cleveland Clinic Foundation Cleveland OH University Hospital Augusta GA
Deborah Heart and Lung Center Brown Mills NJ University of Louisville Louisville KY
Doctors Medical Center Modesto CA Department of Thoracic and Philadelphia PA
Duke University Hospital Durham NC Cardiovascular Surgery and Jewish
Encino-Tarzana Regional Encino CA Hospital Heart/Lung Institute,
Medical Center University of Pennsylvania
Florida Hospital Medical Center Orlando FL University of Southern California Pasadena CA
Fresno Community Hospital Fresno CA University of Utah, Salt Lake City UT
and Medical Center School of Medicine
Georgetown University Hospital Washington DC University of Virginia Medical Center Charlottesville VA
Grant-Riverside Methodist Hospitals Columbus OH Veterans Affairs Medical Center San Diego CA
Henrico Doctors’ Hospital Richmond VA San Diego
Hermann Hospital Houston TX Wake Medical Center Raleigh NC
Inova Fairfax Hospital Falls Church VA Walter O. Boswell Memorial Hospital Sun City AZ
Johns Hopkins Hospital Baltimore MD Westchester County Medical Center Valhalla NY
Latter Day Saints Hospital Salt Lake City UT Willis Knighton Medical Center Shreveport LA
Lehigh Valley Hospital Allentown PA Akademiska Sjukhuset Uppsala Uppsala Sweden
Little Company of Mary Hospital Torrance CA Bergmannshell-Universitatsklinikum Bochum Germany
Los Robles Regional Medical Ctr. Thousand Oaks CA C.H.U. Lyon Louis Pradel Lyon France
Loyola University Medical Center Maywood IL C.H.U.R. Metz Hospital Bon Secours Metz France
Massachusetts General Hospital Boston MA Clinique Clairval Marseille France
Medical Center Hospital Odessa TX Dresden University Dresden Germany
Medical College of Ohio Hospital Toledo OH Freeman Hospital Newcastle UK
Mission St. Joseph’s Health System Asheville NC upon tyne
New Mexico Heart Institute Albuquerque NM Harley Stree Hospital, London UK
New York University Medical Ctr. New York NY Columbia Health Group
Ochsner Foundation Hospital New Orleans LA Her-kreislaufzentrum Leipzig Germany
Palo Alto Veterans Affairs Palo Alto CA Hopital Broussais Paris France
Medical Center Hopital Europeen de Paris- Aubervilliers France
Presbyterian Hospital of Dallas Dallas TX La Roseraie
Redding Medical Center Redding CA Hospital do Meixoeiro Vigo Spain
Research Medical Center Kansas City MO Hospital Doce de Octubre Madrid Spain
Rochester General Hospital Rochester NY Hospital Santa Cruz Linda-a-Velha Portugal
Rush-Presbyterian-St. Luke’s Chicago IL Klinikum Grosshadern Munich Germany
Medical Center Krankenhaus Links der Wesser Bremen Germany
Saint Francis Hospital Tulsa OK Lille/Hospital Cardiologique Lille France
St. Joseph’s Hospital of Atlanta Atlanta GA Onze Lieve Vrouw Clinic Aalst Belgium
Schumpert Medical Center Shreveport LA Policlinico San Matteo Pavia Italy
Southern Illinois University Springfield IL Royal Infirmary of Edinburgh Edinburgh Spain
School of Medicine University of Barcelona Barcelona Spain
Spectrum Health Grand Rapids MI University of Frankfurt Frankfurt a.M. Germany
St. Francis Health Care System Hartfort CT Escorts Heart Institute and Research New Delhi India
St. Francis Hospital

Roslyn

NY

National Heart Institute

Kuala Lampur

Malaysia

Data are given as absolute numbers of patients.


    References
 Top
 Footnotes
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 

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  6. Gulielmos V., Wunderlich J., Dangel M., et al. Minimally invasive mitral valve surgery—clinical experiences with a port access system. Eur J Cardiothorac Surg 1998;14:S148-S153.[Abstract/Free Full Text]
  7. Mohr F.W., Falk V., Diegeler A., Walther T., van Son J.A.M., Autschbach R. Minimally invasive port-access mitral valve surgery. J Thorac Cardiovasc Surg 1998;115:567-576.[Abstract/Free Full Text]
  8. Galloway A.C., Shemin R.J., Glower D.D., et al. First report of the Port Access International Registry. Ann Thorac Surg 1999;67:51-58.[Abstract/Free Full Text]
  9. Vanerman H., Wellens F., DeGeest R., Degrieck I., VanPraet F. Video-assisted port-access mitral valve surgery. Semin Thorac Cardiovasc Surg 1999;11:223-234.[Medline]
  10. Gulielmos V., Wagner F., Waetzig B., et al. Clinical experience with minimally invasive coronary artery and mitral valve surgery with the advantage of cardiopulmonary bypass and cardioplegic arrest using the port-access technique. World J Surg 1999;23:480-485.[Medline]
  11. Reichenspurner H., Weltz A., Gulielmos V., Boehm D.H., Reichart B. Port-access cardiac surgery using endovascular cardiopulmonary bypass. J Card Surg 1999;14:275-280.
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  14. Baldwin J.C. Con. J Thorac Cardiovasc Surg 1998;115:563-564.[Free Full Text]
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  21. Jamieson W.R.E., Edwards F.H., Schwartz M., Bero J.W., Clark R.E., Grover F.L. Risk stratification for cardiac valve replacement. National Cardiac Surgery Database. Ann Thorac Surg 1999;67:943-951.[Abstract/Free Full Text]
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