ATS
HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS
 QUICK SEARCH:   [advanced]


     


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Add to Personal Folders
Right arrow Download to citation manager
Right arrow Author home page(s):
Mark B. Ratcliffe
Junaid H. Khan
Doff B. McElhinney
Right arrow Permission Requests
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Ratcliffe, M. B.
Right arrow Articles by Hubner, C.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Ratcliffe, M. B.
Right arrow Articles by Hubner, C.
Related Collections
Right arrowRelated Article

Ann Thorac Surg 2000;69:1817-1821
© 2000 The Society of Thoracic Surgeons


Original articles: Cardiovascular

Collection of process data after cardiac surgery: initial implementation with a Java-based intranet applet

Mark B. Ratcliffe, MDa, Junaid H. Khan, MDa, Kevin M. Magee, BSa, Doff B. McElhinney, MDa, Cheryl Hubner, RNa

a Division of Cardiothoracic Surgery, Department of Surgery, School of Medicine of the University of California, San Francisco and the San Francisco Veterans Affairs Medical Center, San Francisco, California, USA

Address reprint requests to Dr Ratcliffe, VAMC Surgery 112D, San Francisco Veterans Affairs Medical Center, 4150 Clement St, San Francisco, CA 94121
e-mail: ratcliffe.mark{at}sanfrancisco.va.gov


    Abstract
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Background. Using a Java-based intranet program (applet), we collected postoperative process data after coronary artery bypass grafting.

Methods. A Java-based applet was developed and deployed on a hospital intranet. Briefly, the nurse entered patient process data using a point and click interface. The applet generated a nursing note, and process data were saved in a Microsoft Access database. In 10 patients, this method was validated by comparison with a retrospective chart review. In 45 consecutive patients, weekly control charts were generated from the data. When aberrations from the pathway occurred, feedback was initiated to restore the goals of the critical pathway.

Results. The intranet process data collection method was verified by a manual chart review with 98% sensitivity. The control charts for time to extubation, intensive care unit stay, and hospital stay showed a deviation from critical pathway goals after the first 20 patients. Feedback modulation was associated with a return to critical pathway goals.

Conclusions. Java-based applets are inexpensive and can collect accurate postoperative process data, identify critical pathway deviations, and allow timely feedback of process data.


    Introduction
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Critical pathways were developed as a method of standardizing perioperative care for "routine" operations. Their use in cardiac surgery has been associated with decreased morbidity and mortality and reduction in the cost of care [13]. Processes of care are defined as the content of care (ie, how the patient moved into, through, and out of the health care system and the services that were provided during the care episode) [4]. Ideally, timely review of process data would lead to identification of pathway aberrations. However, the collection of accurate patient process data and timely review by responsible physicians is necessary if a program of continuous quality improvement is to be implemented and if critical pathways are to achieve their optimal effectiveness [57].

Accurate process data are difficult and expensive to obtain [811]. Nurses who perform hospital-based utilization review or who act as case managers for certain subsets of patients are knowledgeable but expensive to employ. Data obtained from hospital and medical records data systems are often inaccurate, temporally inefficient, and not focused on daily patient events [12].

An optimal data collection system should be inexpensive, reliable, and allow the almost immediate availability of data so that variances from critical pathway goals can be rapidly identified and feedback of information provided to responsible physicians. We designed a Java-based intranet program (applet) that integrates progress note generation with postoperative data collection and tested the hypothesis that the Java-based system is inexpensive, accurate, and able to provide rapid feedback of process data so that critical pathway goals are maintained.


    Material and methods
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Initial implementation
The data collection system is shown in Figure 1. Three personal computers (clients) (Gateway 2000, Inc, Sioux City, SD) were located in the intensive care unit, step-down unit, and regular patient floor and connected to the hospital intranet. Each client was equipped with the Windows 95 operating system (Microsoft, Redmond, WA) and a standard web browser (Netscape Navigator version 3.0, Mountain View, CA). A central server (server PC) was equipped with the Windows NT operating system, web server software, and a standard database (Microsoft Access version 7.0, Microsoft Corp, Redmond, WA). For security reasons, access to the data collection system was limited to sites located within the hospital.



View larger version (26K):
[in this window]
[in a new window]
 
Fig 1. Flowchart of intranet data collection Java applet "CT Pathway."

 
Software development
Java source code (Sun Microsystems, Inc, Palo Alto, CA) was written in a rapid application development environment (Cafe, version 1.5, Symantec Corp, Cupertino, CA). Both the Access database and the Veterans Administration hospital-based electronic patient record (VISTA) implement the open database connectivity (ODBC) and the standard query language (SQL) standards. Connections to the Access database were coded using the Java database connectivity (JDBC) standard (version 3.2.1, IDS Server Lite, IDS Software, Diamond Bar, CA, and 32-bit ODBC driver, Microsoft Corp, Redmond, WA). Connections to VISTA were implemented using a separate ODBC driver (KB-SQL, version 4.0, KB Systems, Herndon, VA) via a separate Java application located on the server PC.

User interface
Briefly, the nurse opens the "Cardiac Surgery Critical Pathway" applet using a standard web browser. The first page identifies the user and the patient for secure access (Fig 2A). The second page displays 11 categories of variables (location, activity, medication, etc), with a total of 75 true/false variables (Fig 2B). The nurse uses a point and click interface to select the appropriate entry for each variable. The third and final page displays an automatically generated text progress note (Fig 2C), which can be edited by the nurse before the note is automatically entered into the patient’s electronic medical record. Data were entered at the end of each 12-hour nursing shift.



View larger version (56K):
[in this window]
[in a new window]
 
Fig 2. Data entry screens. (A) Nurse and patient identification screen. (B) Patient characteristics entry form. Note the point and click interface. (C) Progress note edit screen.

 
Nursing inservice practicals were conducted in three 1-hour sessions, 1 week before implementation of the system. A 24-hour technical support number was provided to the nurses. One of the authors (JHK) timed nurses entering progress notes into the preexisting hospital electronic medical record before implementation of the intranet system, and timed the same nurses entering data into the intranet system, which automatically generated the nurses’ progress note.

Critical pathway
A multidisciplinary team developed a critical pathway for coronary artery bypass grafting. At the time of data collection, our critical pathway goals included extubation at 6 hours, intensive care unit discharge at 2 days, and a 6-day hospital stay.

Validation of the system
The reliability of the system was validated in 10 consecutive patients undergoing coronary artery bypass grafting. A manual retrospective chart review was performed and 50 process variables collected by both the intranet system and chart review were compared. After completion of the pilot study, all nurses who used the intranet system were asked to rate the ease of use of the system on a five-point Leikert scale (very easy to use, easy to use, OK to use, difficult to use, very difficult to use).

Feedback modulation
After validation, the intranet system was used to prospectively collect process data in 45 consecutive patients undergoing coronary artery bypass grafting. Three measures used in the critical pathway—time to extubation, intensive care unit stay, and duration of hospitalization—were evaluated weekly, using control charts (Proc Shewart, SAS System for Windows, version 6.12, The SAS Institute, Cary, NC) [13]. Control limits were set at three standard deviations from the mean. Adherence to the goals of the production process could be appreciated and aberrations noticed immediately as points exceeding the upper control limit. When systematic aberrations were noted, an attempt was made to identify the sources of the aberration and feedback was given to the entire cardiac care team.


    Results
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Initial implementation
The cost of system implementation, including hardware (3 client PCS and 1 server PC) and software (Java development program, ODBC drivers, and database), updated to December 1999 prices is $8,639.

The average time for a nurse to enter the required electronic progress note before the initiation of the intranet-based system is 7 minutes. Using the intranet system, the average time for generation of a nursing progress note is 4 minutes. There was no evidence of a significant learning curve, as the time for data entry stayed the same throughout the course of the study. The 24-hour technical support number available to the nurses was never used. There were no hardware or software failures during the testing.

Validation of the system
Ten consecutive patients undergoing coronary artery bypass grafting were entered into the study. Validation of the intranet system was carried out by comparing data on the intranet system with information obtained on manual review of the hospital medical record (Table 1). Among a total of 50 variables assessed, only a single point of disagreement between the intranet system and chart review was identified. This was accounted for by a 12-hour interval between extubation and the nurse’s progress note. Overall, data from the intranet system was confirmed by the chart review with an accuracy of 98%. The total time for data analysis with the intranet system was 36 minutes, compared to 5 hours 10 minutes for the retrospective chart review. A total of 13 nurses entered data on the system. All of them rated the system "very easy to use."


View this table:
[in this window]
[in a new window]
 
Table 1. Comparison of Data Collected by the Intranet System and Retrospective Chart Review in the Initial 10 Patients

 
Feedback modulation
In 45 consecutive patients undergoing coronary artery bypass grafting, process data were collected prospectively using the intranet system. The median time to extubation was 9 hours (2 to 73 hours). The median duration of inotropic support was 1 day (0 to 24 days). The median duration of stay in the intensive care unit was 2 days (2 to 7 days). The median duration of postoperative hospitalization was 6 days (4 to 30 days).

Control charts for time to extubation, duration of stay in the intensive care unit, and duration of hospitalization are presented in Figure 3. Persistent aberrations in all three process measurements were identified after approximately 20 patients. Aberrations were associated with a change in the resident staff and although no single causative factor was identified, multiple factors were identified as probably contributory. Specifically, the time when propofol was stopped, the time when chest tubes were discontinued, and the initiation and aggressiveness of diuresis were all thought to be contributory. Potential sources were discussed with the entire cardiac care team and the guidelines of the pathway reinforced. With this feedback modulation, performance of all three measures returned to critical pathway goals within 10 patients of the aberration. By independent sample t tests, the duration of intubation (p = 0.001), stay in the intensive care unit (p < 0.001), and hospitalization (p < 0.001) were significantly longer during the period of systemic aberration (patients 22 to 31) than periods during which the pathway goals were regularly met. The duration of inotropic support was longer during the period of aberration to a degree that approached statistical significance (p = 0.06).



View larger version (18K):
[in this window]
[in a new window]
 
Fig 3. Control charts from the second phase of the study. (A) Time to extubation. (B) Intensive care unit (ICU) stay. (C) Total hospital stay. In each patient, the running mean (solid line) and upper limit (three standard deviations from the mean) (dashed line) are displayed. In each patient the hatched box indicates the time of pathway (intensive care unit stay) deviation and the arrows indicate the time of feedback.

 

    Comment
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
In this study, we found that a Java-based applet deployed on a hospital intranet for collection of process data is accurate, cost effective, and facilitates rapid, effective feedback modulation of the critical pathway when systematic aberrations are identified.

The collection of accurate patient process data and timely review by responsible physicians is necessary if a program of continuous quality improvement is to be implemented and if critical pathways are to achieve their optimal effectiveness [57]. However, accurate process data are difficult and expensive to obtain. Data obtained from hospital and medical records data systems are often inaccurate, temporally inefficient, and not focused on daily patient events [12]. Traditionally, outcome data in cardiac operations have been based on retrospective reviews or multiinstitutional databases, such as those maintained by the Health Care Financing Administration, the Department of Veterans Affairs, and The Society of Thoracic Surgeons [7, 12, 1416]. Among the difficulties with optimizing outcome-based cardiac surgical care are the expense and problems with these large databases, including lack of standardization, cost of dedicated data entry/delivery personnel, and lack of timely feedback [12]. We do not mean to minimize the importance of the large multiinstitutional cardiac surgery databases. However, those systems were not designed to provide rapid feedback of process data, which is necessary if individual practitioners are to effectively manage cardiac surgery pathways.

There has been an explosion in internet-based computer programs, programming languages, and technologies in recent years. The Java programming language, although initially developed by Sun Microsystems to program electrical appliances, has been recognized as an ideal tool for distributed programming over the internet. Programs written in Java are object oriented, machine independent, and compact. Spurred by the desire to take product orders over the internet, Java classes that implement database connections to standard personal computer and workstation-based database programs have been developed. These events promise to revolutionize the collection and distribution of data over local (intranet) and worldwide (internet) networks, and are very well suited for the development of a system for collecting process data that would be inexpensive to develop, straightforward to apply, and reliable.

Because programs written in Java are compact and machine independent, client computers do not need high speed or disk space and therefore, systems may be inexpensive. When amortized over 5 years, with an estimated 200 patients per year, the cost of our system comes to $8.64 per patient for data collection. In this study, all of the programming and data analysis was performed by one of the authors (MBR). It is admittedly unusual for a clinician to have these skills and it is more likely that projects of this would have to be completed by outside contractors. It is also true that the Veterans Administration with its intranet and electronic medical record provides an infrastructure that is not present in most hospital environments. The actual cost of system implementation may be higher than estimated here.

One of the factors that facilitated implementation of this system at the San Francisco Veterans Affairs Medical Center was the existing electronic medical record, which requires that nurses enter a computerized progress note. Thus, the nurses were accustomed to using a computer-based charting system. Integration of the data collection with the generation of a nursing progress note clearly provides the motivation for the bedside nurse to use the system. Moreover, we were able to couple our data collection system with the requirement for an electronic progress note efficiently, so that no additional effort was required of the nurses. In fact, the intranet-based system decreased by 50% the amount of time the nurses spent charting their progress note.

Control charts continuously track process variables with their mean and upper and lower control limits [13]. Their application makes the case for using an industrial quality management science in health care organization [17]. Automatic data collection and subsequent generation of weekly control charts was a cost effective method for providing timely feedback. The benefits of timely feedback with the control chart method are strongly suggested by this study.

Although this study represents a preliminary endeavor in this area, we are encouraged by our findings. To date we found only one example of a limited data collection system for Trauma using the internet [18]. We realize that this specific system is fairly simple and will not be universally applicable, but it does highlight the potential for using internet-based technologies to facilitate effective and economical healthcare delivery. We anticipate that the use of computer technology of this sort in health information management will become increasingly common and sophisticated.


    References
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 

  1. O’Conner G., Plume S., Olmstead E., et al. A regional intervention to improve the hospital mortality associated with coronary artery bypass graft surgery. JAMA 1996;275:841-846.[Abstract/Free Full Text]
  2. Velasco F.T., Ko W., Rosengart T., et al. Cost containment in cardiac surgery. Best Pract Benchmarking Healthc 1996;1:21-28.[Medline]
  3. Weintraub W.S., Craver J.M., Jones E.L., et al. Improving cost and outcome of coronary surgery. Circulation 1998;98(19 suppl 2):23-28.
  4. Council on Medical Service. Quality of care. JAMA 1986;256:1032-1034.[Abstract/Free Full Text]
  5. Berwick D.M. Continuous improvement as an ideal in health care. N Engl J Med 1989;320:53-56.[Medline]
  6. Malenka D.J., O’Connor G.T. The Northern New England Cardiovascular Disease Study Group. Jt Comm J Qual Improv 1998;24:594-600.[Medline]
  7. Jencks S. HCFA’s health care quality improvement program and the cooperative cardiovascular project. Ann Thorac Surg 1994;58:1858-1862.[Abstract]
  8. Brook R.H. Quality—can we measure it. N Engl J Med 1977;296:170-172.[Medline]
  9. Brook R.H. Studies of process-outcome correlations in medical care evaluations. Med Care 1979;17:868-873.[Medline]
  10. Nobrega F.T., Morrow G.W., Smoldt R.K., Offord K.P. Quality assessment in hypertension. N Engl J Med 1977;296:145-148.[Abstract]
  11. Zuckerman Z.E., Starfield B., Hochreiter C., Kovasznay B. Validating the content of pediatric outpatient medical records by means of tape-recording doctor–patient encounters. Pediatrics 1975;56:407-411.[Abstract/Free Full Text]
  12. Edwards F., Clark R., Schwartz M. Practical considerations in the management of large multiinstitutional databases. Ann Thorac Surg 1994;58:1841-1844.[Abstract]
  13. Kume H. Statistical methods for quality improvement. Tokyo, Japan: The Association for Overseas Technical Scholarship (AOTS), 1996.
  14. Shroyer A.L.W., Edwards F.H., Grover F.L. Updates to the Data Quality Review Program. Ann Thorac Surg 1998;65:1494-1497.[Abstract/Free Full Text]
  15. Hammermeister K.E., Daley J., Grover F.L. Using outcomes data to improve clinical practice. Ann Thorac Surg 1994;58:1809-1811.[Medline]
  16. Grover F.L., Shroyer A.L.W., Hammermeister K.E. Calculating risk and outcome. Ann Thorac Surg 1996;62:S6-S11.
  17. Laffel G., Blumenthal D. The case for using industrial quality management science in health care organizations. JAMA 1989;262:2869-2873.[Abstract/Free Full Text]
  18. Block E., Mire E. Trauma on the internet. J Trauma 1996;41:265-270.[Medline]
Accepted for publication December 24, 1999.


Related Article

Invited commentary
William S. Weintraub
Ann. Thorac. Surg. 2000 69: 1821-1822. [Extract] [Full Text] [PDF]



This article has been cited by other articles:


Home page
Qual Saf Health CareHome page
J. Thor, J. Lundberg, J. Ask, J. Olsson, C. Carli, K. P. Harenstam, and M. Brommels
Application of statistical process control in healthcare improvement: systematic review
Qual. Saf. Health Care, October 1, 2007; 16(5): 387 - 399.
[Abstract] [Full Text] [PDF]


Home page
ICVTSHome page
T. Aberg and J. Hentschel
Improved total quality by monitoring of a cardiothoracic unit. Medical, administrative and economic data followed for 9 years
Interactive CardioVascular and Thoracic Surgery, March 1, 2004; 3(1): 33 - 40.
[Abstract] [Full Text] [PDF]


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Add to Personal Folders
Right arrow Download to citation manager
Right arrow Author home page(s):
Mark B. Ratcliffe
Junaid H. Khan
Doff B. McElhinney
Right arrow Permission Requests
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Ratcliffe, M. B.
Right arrow Articles by Hubner, C.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Ratcliffe, M. B.
Right arrow Articles by Hubner, C.
Related Collections
Right arrowRelated Article


HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS
ANN THORAC SURG ASIAN CARDIOVASC THORAC ANN EUR J CARDIOTHORAC SURG
J THORAC CARDIOVASC SURG ICVTS ALL CTSNet JOURNALS