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Ann Thorac Surg 1998;66:443-448
© 1998 The Society of Thoracic Surgeons


Original articles: cardiovascular

Up to eight years’ follow-up of 997 patients receiving the CarboMedics prosthetic heart valve

Arnt E. Fiane, MDa, Odd R. Geiran, MD, PhDa, Jan L. Svennevig, MD, PhDa

a Department of Surgery A, Rikshospitalet, University of Oslo, Oslo, Norway

Accepted for publication March 15, 1998.

Address reprint requests to Dr Fiane, Department of Surgery A, Rikshospitalet, Pilestredet 32, 0027 Oslo, Norway


    Abstract
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Background. The aim of the study was to evaluate our clinical experience with the CarboMedics Heart Valve Prosthesis.

Methods. Nine hundred ninety-seven consecutive patients underwent mechanical valve implantation (aortic, 771; mitral, 169; double, 52; tricuspid, 5) with this prosthesis from September 1987 through December 1993. The mean age was 62.3 ± 13.7 years (range, 0.4 to 84 years); 56.6% (564 patients) were men. Four hundred seventy patients (47.1%) underwent additional surgical procedures. Mean follow-up was 4.1 ± 2.2 years (range, 0 to 8.3 years) with a total of 4,040 patient-years.

Results. Early mortality was 5.0% (50/997; aortic, 4.4%; mitral, 6.4%; double, 9.6%). Late mortality was 14.8% (140/947). Survival at 7 years was 75.9% ± 1.8% (aortic, 78.4% ± 2%; mitral, 70.7% ± 4.5%; double, 60.8% ± 7.4%). When matched for sex and age and compared with the normal Norwegian population, our patients had an increased standard mortality ratio in both men (1.9 ± 0.4) and women (2.9 ± 0.6). The linearized rate of major thromboembolism was 0.9% per patient-year, valve thrombosis 0.2% per patient-year, major bleeding event 0.6% per patient-year, paravalvular leak needing reoperation 0.5% per patient-year, prosthetic valve endocarditis 0.1% per patient-year, and of all reoperations 0.6% per patient-year.

Conclusions. The CarboMedics Heart Valve Prosthesis has incidences of morbid events comparable with or better than reported for other mechanical valves.


    Introduction
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
In 1995 we reported the first results from 569 patients who had received a CarboMedics prosthetic heart valve (CPHV) (CarboMedics Inc, Austin, TX) at Rikshospitalet [1]. At that time this study represented the largest single-center experience, except for the multicenter study [2]. The aim of the present study was to analyze and present midterm results for a total of 997 consecutive patients who received the CPHV in our institution from September 1987 through December 1993.


    Material and methods
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Patient population
A total of 997 patients received 1,049 valves. There were 771 (77.3%) aortic (AVR), 169 (17%) mitral (MVR), 52 (5.2%) double (DVR), and 5 (0.5%) tricuspid valve replacements (TVR). Preoperative characteristics of the study population are shown in Table 1. The mean age was 62.3 ± 13.7 years (range, 0.4 to 84 years), with the largest age group in the sixth decade of life (Fig 1). Sixteen patients were younger than 20 years, and 22 were older than 80 years. Three hundred thirty-seven (33.7%) patients were older than 70 years at operation. The mean age of patients having aortic valve size less than or equal to 21 mm (67.0 ± 13.3 years; range, 4 to 84 years) was significantly higher (p < 0.001) than patients having aortic valve size greater than or equal to 23 mm (60.7 ± 13.4 years; range, 8 to 83 years). Preoperatively, 78.7% (n = 785) of the patients were in New York Heart Association (NYHA) functional class III or IV.


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Table 1. Preoperative Patient Characteristics

 


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Fig 1. Age at operation in years shown by decade.

 
Aortic stenosis was diagnosed in 61.5%, regurgitation in 15.7%, and mixed lesions in 22.8%. Mitral stenosis was diagnosed in 53.0%, regurgitation in 33.8%, and mixed lesions in 13.2%. A rheumatic origin was found in 23.6% of the cases. A large number (n = 520; 52%) of the patients were in atrial fibrillation preoperatively.

Procedure
Standard techniques for cardiopulmonary bypass were used with membrane oxygenators and moderate hemodilution. Moderate systemic hypothermia (27° to 32°C), topical cooling, and cold St. Thomas crystalloid solution provided myocardial protection. Mean total bypass time was 109 ± 37 minutes (range, 46 to 405 minutes). Mean cross-clamp time was 68 ± 22 minutes (range, 26 to 184 minutes).

After sizing the aortic root, the valve was sewn in using mattressed sutures. Pledgets were used whenever deemed necessary by the operating surgeon. Eight patients (0.8%) underwent aortic root enlargement. In general, the CPHV axis was implanted or rotated perpendicular to the septum in AVR, parallel to the septum in MVR, and perpendicular to the septal leaflet in TVR. Concomitant procedures were performed in 470 patients (47.1%), 351 (35.2%) of these being coronary artery bypass grafts. Ninety-one procedures (9.1%) were urgent. The most frequently used aortic valve sizes were 23 and 25 mm. For the mitral position, the most frequently used sizes were 29 and 31 mm. A total of 255 patients (25.6%) (women, 216/255, 94.7%; men, 39/255, 15.3%) received small (size 19 and 21 mm) aortic valves; 80 (8.0%) received size 19 mm, and 175 (17.6%) received size 21 mm (Fig 2).



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Fig 2. Valve sizes (in mm) implanted.

 
Anticoagulant therapy
Warfarin anticoagulation was started on the first postoperative day, and prothrombin time (Nycomed, Oslo, Norway) was kept as close as possible to 10% (international normalized ratio = 2.65). All patients receiving a TVR and all children with MVR received a platelet inhibitory drug in addition to warfarin after 1993.

Postoperative follow-up
All patients were readmitted for follow-up 1 year after implantation. Thereafter follow-up was performed by questionnaires and, whenever necessary, direct contact with patients or their physicians. Death dates and causes were received from the National Bureau of Statistics. The time required to complete current follow-up was 2 months. Follow-up was 100% complete with a closing date of January 1, 1996. Mean follow-up was 4.1 ± 2.2 years (range, 0 to 8.3 years) with a total of 4,040 patient-years. Follow-up for AVR was 3,176 patient-years, MVR follow-up was 677 patient-years, DVR follow-up was 167 patient-years, and TVR follow-up was 19 patient-years. Follow-up of more than 5 years was achieved in 331 patients (33.2%). No patient was lost to follow-up.

Epidemiologic and statistical methods
Definitions provided in the revised guidelines published in 1996 by Edmunds and associates [3] were used in categorizing morbid events. Late mortality was estimated by actuarial analysis [4, 5]. Late morbidity was also expressed as actuarial percentages and as linearized rates (% per patient-year) [3, 5]. The total population survival tables were taken from the National Bureau of Statistics. The method of standard mortality ratio analysis was used [6]. Values of p less than 0.05 were considered significant.


    Results
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Early results
Thirty-four patients (3.4%) needed mechanical assistance (intraaortic balloon pump or ventricular assist device) postoperatively. Early (30-day) mortality was 5.0% (50/997); in women, it was 4.9% (21/432), in men 5.1% (29/565), with AVR 4.4% (34/771), with MVR 6.4% (11/169), and with DVR 9.6% (5/52). In 43.4% of all deaths an autopsy was performed. Causes of early death were mostly related to poor ventricular function (Table 2). Thirty-five (3.5%) patients died of cardiac failure, arrhythmia, or myocardial infarction, which was not related to the prosthesis. Valve-related causes of early mortality included major neurologic event (1/997, 0.1%); major bleeding events (2/997, 0.2%), endocarditis (3/997, 0.3%), and sudden or unexplained events (2/997, 0.2%).


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Table 2. Causes of Death

 
Late results
Late mortality was 14.8% (140/947), without significant differences for women, 16.3% (67/411), and men, 13.6% (73/536). Survival at 1 year was 90.3% ± 0.9% (AVR 91.7% ± 1%; MVR 88.2% ± 2.5%; DVR 76.9% ± 5.8%), at 5 years 79.5% ± 1.4% (AVR 81.6% ± 1.6%; MVR 76.4% ± 3.5%; DVR 60.8% ± 7.4%), and at 7 years 75.9% ± 1.8% (AVR 78.4% ± 2%; MVR 70.7% ± 4.5%; DVR 60.8% ± 7.4%; DVR and MVR are significantly different compared with AVR) (Fig 3). Survival of patients with AVR prosthesis sizes (in mm) 19/21, 23/25, and 27/29 was not significantly different at 7 years’ follow-up. Table 3 compares the mortality of our heart valve patients to the Norwegian national population, matched for sex and age. Male patients who underwent valve surgery had a standard mortality ratio of 1.9 ± 0.4, which means a relative risk of mortality nearly two times that of the normal population adjusted for age and sex, and female patients had a standard mortality ratio of 2.9 ± 0.6, which means a mortality nearly three times that expected. The mortality rates include both early and late mortality. Cardiac events not related to the valve prosthesis were the primary cause of late death (68/947, 7.2%) (Table 2). Other causes of valve-related and non–valve-related deaths are shown in Table 2.



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Fig 3. Survival of patients receiving prosthetic valve implants (n = 997). (AVR = aortic valve replacement; DVR = double valve replacement; MVR = mitral valve replacement.)

 

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Table 3. Standard Mortality Ratio of Populations of Patients With Heart Valve Prostheses (n = 997)

 
The linearized rate of major neurologic events was 0.9% per patient-year (Table 4). Actuarial percentages of freedom from major neurologic events at 5 years were 96.6% ± 0.7% for AVR, 97.0% ± 1.3% for MVR, and 91.9% ± 3.9% for DVR. The linearized rate of valve thrombosis was 0.2% per patient-year (AVR 0.03% per patient-year; MVR 0.3% per patient-year; DVR 0.6% per patient-year) (Table 4). Actuarial percentages of freedom from valve thrombosis at 5 years were 99.9% ± 0.1% for AVR, 98.3% ± 1.3% for MVR, and 98.1% ± 1.9% for DVR. Of the 38 patients who experienced a major neurologic event (n = 38) or valve thrombosis (n = 8), all were found to be on improper anticoagulation levels. Four of 8 valve thromboses (TVR, 3; MVR, 1) were treated successfully with fibrinolytic agents; 2 of the thromboses (AVR, 1; MVR, 1) were reoperated on, and 2 died without surgery (MVR, 1; DVR, 1). All valve thromboses were obstructive and occurred within the first postoperative year of operation, and all were associated with suboptimal oral anticoagulation. Fibrinolytic agents successfully resolved one recurrent TVR valve thrombosis. The linearized rate of major bleeding event was 0.6% per patient-year (Table 4). Actuarial percentages of freedom from major bleeding event at 5 years were 97.2% ± 0.7% for AVR, 98.8% ± 0.8% for MVR, and 98.1% ± 1.9% for DVR.


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Table 4. Linearized Rates of Morbid Events (% per patient-year)

 
Nonstructural dysfunction
The linearized rate of significant paravalvular leak requiring reoperation was 0.5% per patient-year (Table 4). Actuarial percentages of freedom from reoperation for paravalvular leak at 5 years were 99.2% ± 0.3% for AVR, 97.9% ± 1.2% for MVR, and 97.1% ± 2.9% for DVR (Fig 4). Clinically compromising anemia because of hemolysis without significant paravalvular leakage was not observed in any of our patients.



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Fig 4. Freedom from paravalvular leak requiring reoperation. (AVR = aortic valve replacement; DVR = double valve replacement; MVR = mitral valve replacement.)

 
Endocarditis
Prosthetic valve endocarditis occurred late in 6 patients. The linearized rate of endocarditis was 0.1% per patient-year (AVR 0.2% per patient-year; MVR 0.1% per patient year) (Table 4). Actuarial percentages of freedom from endocarditis at 5 years were 99.3% ± 0.4% for AVR.

Reoperation
The linearized rate of reoperation for all causes was 0.6% per patient-year (Table 4). Actuarial percentages of freedom from reoperation at 5 years were 98.7% ± 0.5% for AVR, 97.9% ± 1.2% for MVR, and 100% for DVR. Five of the reoperations were because of endocarditis, 19 were because of perivalvular leak, 2 were because of valve thrombosis; 80% of these valves were explanted. All explants were replaced with CPHV of the same size. Two of 26 (7.4%) patients died early after reoperation because of cardiac failure. The risk of reoperation was not significantly different from primary replacement.

Structural valve deterioration
No structural failure was observed.

All events including mortality
Actuarial percentages of freedom from all events including mortality at 5 years were 92% ± 1.1% for AVR, 88.8% ± 2.7% for MVR, and 84.2% ± 5.2% for DVR; total 89.9% ± 1.1% (Fig 5).



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Fig 5. Freedom from all events including mortality. (AVR = aortic valve replacement; DVR = double valve replacement; MVR = mitral valve replacement; NS = not significant.)

 
Functional class
At 1-year follow-up, the percentage of patients with NYHA functional class III or IV had decreased to 3%. At latest follow-up, the percentage of patients in these classes had increased to 19.4%.


    Comment
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
At Rikshospitalet, the first CPHV was implanted in 1987. The first 120 cases were included in the material used to support approval of this device in the United States. As the CPHV has remained the preferred mechanical valve in our institution, we have one of the longest clinical follow-ups and largest numbers implanted of any institution to date [1, 2, 79]. The follow-up is 100% complete. More than one third of the patients were older than 69 years, half had coronary artery disease, and one third had small valves implanted, indicating a large number of high-risk patients in our patient population.

Controversy regarding the superior heart valve prosthesis continues to be debated. The patient characteristics vary from center to center, and nonrandomized, single-center observations do not allow meaningful comparisons of mortality and morbidity rates and are therefore inappropriate to show superiority of one device over another [10]. However, in multiinstitutional studies, local biases may be present that do not appear in single-center studies. Our report describing different factors influencing patients operated on with a single heart valve prosthesis may therefore be of value. We do include the postoperative period in our analyses, although this may give a higher complication rate with a systemic bias of the results [11].

The early mortality rate of 5% in our patient cohort is lower than in some other studies on mechanical heart valves: CPHV reports [2, 8], St. Jude reports [12, 13], and Medtronic-Hall studies [1416]. Our overall 7-year survival rate of 79.5% compares with the international CPHV study [2], St. Jude reports [12, 13], and Medtronic-Hall study [14]. Valve-related mortality describes the likelihood of a patient dying secondary to any valve-related complication, including sudden, unexplained early and late deaths. Unfortunately, only 43.4% of our patients had autopsies performed, making the analysis of cause of death less convincing. However, our study showed, not surprisingly, that the incidence of cardiac-related death with poor ventricular function and pump failure was the most common cause of death. One fourth of the patients received size 19 or 21 mm aortic prostheses. We did not find significantly different survival in small prostheses compared with larger ones, even though there was a significant difference in mean age at implantation.

When we compared our cohort of patients receiving heart prostheses with the total Norwegian population, the standard mortality ratios were high in both sexes, but in particular in women, suggesting a more aggressive course of heart disease in women receiving heart prostheses than in men. However, the standard mortality ratio method of adjustment does not completely take account of differences in population composition. Therefore, when more than two populations are to be compared, each may be compared to the standard population, but not directly to the others [17]. At the latest follow-up 19.4% of the patients were in NYHA class III or IV. This should be expected as our cohort incorporated a high percentage of older patients with significant heart failure before the operation or a high rate of coronary artery disease.

The major concern with mechanical heart valve prostheses remains their thrombogenic potential and the need for anticoagulation. The goal is currently to avoid thrombosis and find the balance between the lowest level of thromboembolic events and the bleeding complications. The pivot of CPHV has been designed to give greater regurgitate washing, which more than likely contributes to the valve’s low thrombosis rate in the aortic position [1, 79] and overall low rates of major thromboembolic events. Major bleeding events occurred rarely, but more commonly in the patients with AVR than in the other groups. The ability to visualize the leaflets on chest radiographs was of particular advantage whenever thrombosis was suspected. The frequency of thrombosis in our material (0.2% per patient-year) is at the same level as reported in the literature [2, 12, 16].

The reported background incidence for spontaneous (that is, without anticoagulation treatment) bleedings in patients 64 years or older is approximately 0.8% per year, and for transient plus nontransient cerebral ischemic attacks the rate is approximately 1.3% per year if unselected men aged 65 to 74 years are taken into account [18]. Horstkotte [19] suggests that all complications reporting less than 2.0% thromboembolic plus bleeding complications per year are lacking proper follow-up techniques, as not even the background incidence of such complications in the general population is detected. We do not know the background incidence of thromboembolic and bleeding complications in a matched Norwegian population. Despite the complete and thorough follow-up of our patients the incidences of thromboembolic and bleeding events in our material are less than the anticipated background incidence, which also includes minor thromboembolic and bleeding events. We do, however, believe that the quality of the anticoagulation management in Norway is good because of a well-developed primary health care system. An analysis of the independent CarboMedics Scientific Committee has in an extensive review concluded that there was no evidence of significant differences in relative frequency of thromboembolic and bleeding events or valve thrombosis in CPHV, Medtronic-Hall, and St. Jude prostheses [20]. Our results certainly support this conclusion.

Aksnes and colleagues [21] have shown that preoperative endocarditis is a significant risk factor of early mortality in valve replacement. An incidence of postoperative endocarditis of 0.1% in our patient population is low compared with other CPHV [2, 8], Medtronic-Hall, and St. Jude studies [1215]. The incidence of paravalvular leak requiring reoperation equals that of other reports of CPHV, Medtronic-Hall, and St. Jude implantation [2, 12, 15], and significant paravalvular leak remains the most common indication for reoperation. The cuff in the mitral position provides a generous surface area and bulkiness, which is thought to be needed to prevent reoperation. Still, the reoperation estimate was greatest in the patients with MVR, as in other reports [2, 12]. Why mechanical valve prosthesis implantation in the mitral position is more susceptible to reoperation is unclear, although the strain of left ventricular pressure and the fact that the implantation of MVR sometimes is technically demanding, especially in severely calcified annuli, may be of importance.

The orifice of the CPHV valve is prevented from distortion because of the presence of the titanium stiffening ring. This virtually eliminates anecdotal and published reports of failure of mechanical heart valve prosthesis because of leaflet escape. In our experience we did not see any case of mechanical failure such as breakdown, leaflet escape, and lockup as reported for other valves [2225].

In conclusion, our present analysis of 997 patients receiving CPHV valves in one institution, with a mean follow-up time of 4.1 ± 2.2 years (range, 0 to 8.3 years), confirms our first impression that CPHV is a reliable and safe mechanical prosthesis even in older age groups and that it may provide improved functional status and extend survival in the majority of patients. The added features of rotation, radiographic visibility, and resistance to distortion of the orifice make it an advanced design of the current bileaflet valve.


    References
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 

  1. Fiane A.E., Saatvedt K., Svennevig J.L., Geiran O., Nordstrand K., Frøysaker T. The CarboMedics valve: midterm follow-up with analysis of risk factors. Ann Thorac Surg 1995;60:1053-1058.[Abstract/Free Full Text]
  2. Copeland J.G. An international experience with the CarboMedics prosthetic heart valve. J Heart Valve Dis 1995;4:56-62.[Medline]
  3. Edmunds L.H., Jr, Clark R.E., Cohn L.H., Grunkemeier G.L., Miller D.C., Weisel R.D. Guidelines for reporting morbidity and mortality after cardiac valvular operations. Ann Thorac Surg 1996;62:932-935.[Abstract/Free Full Text]
  4. Kleinbaum D., Kupper L., Morgenstern H. Epidemiologic research. New York: Van Nostrand Reinhold, 1982:320-376.
  5. Lee E.T. Statistical methods for survival data analysis. Belmont, CA: Lifetime Learning Publications, 1980.
  6. Abdelnoor M., Nitter-Hauge S., Trettli S. Relative survival of patients after heart valve replacement. Eur Heart J 1990;11:23-28.[Abstract/Free Full Text]
  7. De Luca L., Vitale N., Giannolo B., Cafarella G., Piazza L., Cotrufo M. Mid-term follow-up after heart valve replacement with CarboMedics bileaflet prostheses. J Thorac Cardiovasc Surg 1993;106:1158-1165.[Abstract]
  8. Aagaard J., Hansen C.N., Tingleff J., Rygg I. Seven-and-a-half years’ clinical experience with the CarboMedics prosthetic heart valve. J Heart Valve Dis 1995;4:628-633.[Medline]
  9. Duran C.M., Gometza B., Martin-Duran R., Saad E., al-Halees Z. Performance of 96 CarboMedics valve replacements in 75 patients less than twenty-one years of age. Ann Thorac Surg 1994;58:639-645.[Abstract]
  10. Grunkemeier G.L., London M.R. Reliability of comparative data from different sources. In: Butchart E.G., Bodnar E., eds. Thrombosis, embolism and bleeding. London: ICR Publishers, 1992:464-475.
  11. Blackstone E.H., Naftel D.C., Turner M.E., Jr The decomposition of time-varying hazard into phases, each incorporating a separate stream of concomitant information. J Am Stat Assoc 1986;81:615-624.
  12. Fernandez J., Laub G.W., Adkins M.S., et al. Early and late-phase events after valve replacement with the St. Jude Medical prosthesis in 1200 patients. J Thorac Cardiovasc Surg 1994;107:394-407.[Abstract/Free Full Text]
  13. Khan S., Chaux A., Matloff J., et al. The St. Jude Medical valve: experience with 1,000 cases. J Thorac Cardiovasc Surg 1994;108:1010-1019.[Abstract/Free Full Text]
  14. Beaudet R.L., Poirier N.L., Doyle D., Nakhle G., Gauvin C. The Medtronic-Hall cardiac valve: 7 years’ clinical experience. Ann Thorac Surg 1986;42:644-650.[Abstract]
  15. Vallejo J.L., Gonzalez-Santos J.M., Albertos J., et al. Eight years’ experience with the Medtronic-Hall valve prosthesis. Ann Thorac Surg 1990;50:429-436.[Abstract]
  16. Hall K.V., Nitter-Hauge S., Abdelnoor M. Seven and one-half years’ experience with Medtronic-Hall valve. J Am Coll Cardiol 1985;6:1417-1421.[Abstract]
  17. Rumeau-Roquette C., Breart R., Paddieu R. Methods en epidemiologie. Paris: Medicine-Sciences Flammarion, 1985.
  18. Horstkotte D., Schulte H., Bircks W., Strauer B. Unexpected findings concerning thromboembolic complications and anticoagulation after complete 10 year follow up of patients with St. Jude Medical prostheses. J Heart Valve Dis 1993;2:291-301.[Medline]
  19. Horstkotte D. Results with mechanical cardiac valvular prostheses. Ann Thorac Surg 1996;62:1565-1617.[Free Full Text]
  20. David T.E., Gott V.L., Harker L.A., Miller G.E., Jr, Naftel D.C., Turpie A.G. Mechanical valves. Ann Thorac Surg 1996;62:1567-1570.[Free Full Text]
  21. Aksnes J., Husebye T., Fjeld N.B., Geiran O.R. Surgical treatment of infective endocarditis. Tidsskr Nor Lægeforen 1997;118:216-219.
  22. Hjelms E. Escape of a leaflet from a St. Jude Medical prosthesis in the mitral position. Thorac Cardiovasc Surg 1983;31:310-312.[Medline]
  23. Hasse J. Escaped leaflet in a St. Jude Medical mitral prosthesis. In: DeBakey M.E., ed. Advances in cardiac valves: clinical perspectives. New York: Butterworth Heineman, 1983:115-123.
  24. Odell J.A., Durandt J., Shama D.M., Vythilingum S. Spontaneous embolization of a St. Jude prosthetic mitral valve leaflet. Ann Thorac Surg 1983;39:569-572.
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