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Ann Thorac Surg 1998;66:193-198
© 1998 The Society of Thoracic Surgeons
a Division of Thoracic and Cardiovascular Surgery, Department of Surgery, and Department of Radiation Oncology, University of Maryland Hospital, Baltimore, Maryland, USA
Address reprint requests to Dr Attar, Division of Thoracic and Cardiovascular Surgery, University of Maryland Hospital, 22 S Greene St, Baltimore, MD 21201
e-mail: (sattar{at}surgery1.umaryland.edu)
Presented at the Forty-fourth Annual Meeting of the Southern Thoracic Surgical Association, Naples, FL, Nov 68, 1997.
| Abstract |
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Methods. There were 82 men and 23 women aged 30 to 75 years. Tumor cell types were: squamous, 41 (39%); adenocarcinoma, 23 (21.9%); anaplastic, 14 (13.3%); undetermined, 12 (11.4%); mixed, 9 (8.7%); and large cell 6 (5.7%). Therapy was based on extent of disease and lymph node involvement. There were 5 treatment groups: I, preoperative radiation and operation (n = 28); II, operation and postoperative radiation (n = 16); III, radiation (n = 37); IV, preoperative chemotherapy, radiation, and operation (n = 11); and V, operation (n = 12).
Results. The median survival for group I was 21.6 months; group II, 6.9 months; group III, 6 months; and group V, 36.7 months. Median survival for group IV has not yet been reached (estimated at 72% at 5 years). On univariate analysis, mediastinal lymph node involvement, Horner syndrome, TNM classification, and method of therapy affected survival. On multivariate regression analysis, only N2 and N3 disease and method of therapy were significant (p < 0.05).
Conclusions. The optimal treatment for superior sulcus tumor was preoperative radiation and operation. However, triple modality therapy, although promising, requires longer follow-up.
| Introduction |
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Before 1950, this tumor was uniformly fatal [3]; however, with earlier clinical diagnosis, recent advances in imaging of the chest, and more aggressive surgical and combined modalities of therapy, the dismal prognosis of this tumor has significantly improved.
We reviewed the evolution in treatment of Pancoast tumor at our institution to identify prognosticators of outcome and response to different treatment regimens.
| Material and methods |
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The distribution of the extent of the disease according to the TNM classification of the American Joint Committee (1997) on Cancer [4] is shown in Table 1. In this context, T3 is a tumor of any size that directly invades the chest wall (such as superior sulcus tumor) or mediastinal pleura. In the patient with a Pancoast tumor, T4 is a tumor of any size that invades any part of the mediastinum, great vessels, or vertebral body. N0 refers to absence of involvement of regional lymph nodes with metastasis; N1 denotes the presence of metastasis to ipsilateral peribronchial, ipsilateral hilar lymph nodes, or both, and intrapulmonary nodes including involvement by direct extension of the primary tumor. N2 refers to ipsilateral mediastinal lymph nodes, subcarinal lymph nodes, or both. N3 indicates the presence of metastasis to contralateral mediastinum, contralateral hilar, or any scalene or supraclavicular lymph nodes.
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Group III comprised 37 patients who had radiation only because they were considered inoperable because of supraclavicular, scalene, or axillary lymph node metastasis, or metastasis to distant organs (brain and bone). Radiation to the tumor site was accomplished with cobalt 60 teletherapy. The approach to treatment varied during the past 42 years. Initially, a radical course of palliation of 60 cGy was given in 6 weeks. Gradually, the approach was changed to a split course of 30 cGy given in 2 weeks, followed by a 2-week break, and then an additional 25 cGy in 2 weeks.
Group IV comprised 11 patients who had preoperative chemotherapy, radiation, and an operation. Patients in this group had no pathologic evidence of mediastinal or supraclavicular nodal disease and no evidence of distant disease by computed tomographic scans of the chest, abdomen, brain, and bone. Nine patients received a course of carboplatin and paclitaxel (Taxol, Bristo-Myers Squibb Oncology, Princeton, NJ) concurrently with radiation therapy over a 5-week period. Currently, patients receive external beam radiation to the primary tumor and to the adjacent mediastinum and supraclavicular areas, usually to a dose of 60 cGy over a period of 4 weeks, followed in 2 to 4 weeks with surgical resection. The response to chemoradiation was assessed by repeating the computed tomographic scans in 4 weeks. If there was a good response to chemoradiation with regression or no progression of the tumor, either locally or systematically, an operation was undertaken in 2 weeks. If there was incomplete resection of all gross tumor, two additional cycles of chemotherapy were given. The above regimen has been changed to cisplatin and VP 16 (etoposide and cisplatin) for 2 patients entered in the intergroup 0150 Phase II trial.
The 12 patients in group V who had an operation only had localized superior sulcus tumor, presenting as an apical shadow, with minimal or no rib destruction, no vertebral or mediastinal lymph node involvement, and minimal or no involvement of the brachial plexus. The diagnosis was made early in 12 patients who underwent limited resections (lobectomies or wedge resection). No additional therapy was required.
All surgical patients had frozen sections performed intraoperatively, to determine freedom of the resected margins from residual tumor. In addition, dissection of the mediastinal lymph nodes has been performed routinely during lung resections in the past 7 years.
All data were analyzed using statistical analysis systems version 6.12 programs (SAS Institute, Cary, NC). There were 105 patients in this study; however, 1 patient in the chemoradiation surgical group has received chemotherapy and radiation and is awaiting an operation. He was excluded from the treatment group analysis.
The life test SAS procedure was used to compute survival curves by the Kaplan-Meier method and evaluate differences in survival by the log-rank test. The log-rank test places greater emphasis on the long-term rather than short-term results.
The following variables were analyzed to determine their effect, if any, on survival: age, sex, cell type, extent of disease as determined by the TNM classification, incomplete resection, positive margins at the time of operation, vertebral involvement and the presence or absence of Horner syndrome, presence of metastasis, and the type of therapy given. A probability level of 0.05 was considered significant.
| Results |
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There were 44 patients with T3 tumors and 61 with T4 tumors. Most (32 of 44) of the T3 group had stage IIB tumors (T3 N0 M0), whereas in the T4 group there were 27 cases of stage IIIB tumors. There were 5 patients with distant metastasis in the T3 group compared with 20 patients in the T4 category. Staging of the tumors is shown in Table 2.
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Horner syndrome was present in 20 of 105 patients and in 14 of the 67 surgical cases. The median survival of the 84 patients without Horner syndrome was 9.9 months compared with 6.4 months in patients with Horner syndrome (p < 0.05). In the surgical group of 53 patients without Horner syndrome, the median survival was 27.5 months compared with 9.1 months in 14 patients with Horner syndrome (p < 0.01).
We analyzed the effect of the extent of the disease on survival as reflected by the TNM classification and found the following results. The median survival of the T3 group was 33% compared with 6% survival in the T4 group (p < 0.0009) (Fig 4). Of the patients with lymph node involvement, there were 68 patients with N0 or N1 disease, 17 with N2 mediastinal involvement, and 19 with N3 involvement. N0 or N1 were combined as N0 for survival analysis, because of the small number of N1 cases. The median survival of patients with N0 and N1 disease was 23.8 months; N2, 6.4 months; and N3, 4 months. There was a significant difference between N0 and N2 (p < 0.004) but no significant difference between N2 and N3 (p > 0.50) (Fig 5). There were 78 patients without metastasis and 26 with metastasis. The median survival of the 78 patients without metastasis was 10.9 months compared with 5 months in the patients with metastasis (p > 0.001). When all the variables were included in a Cox multivariate model, only lymph node involvement and the method of therapy (which was related to the extent of the disease) were significant (p < 0.05).
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| Comment |
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Factors that had been found to be associated with a poorer prognosis were reported by Anderson and associates [13] and included positive margins, N2 disease, and vertebral body involvement. Ginsberg and associates [11] found Horner syndrome, N2 and N3 disease, T4 disease, and incomplete resections to be adverse prognostic factors. Okubo and associates [14] found that incomplete resection influenced prognosis, particularly tumor invasion to the brachial plexus. In 18 cases of Pancoast tumors, complete resection was performed after preoperative irradiation with a 5-year survival rate of 56.4%, but with incomplete resections in 5 patients. There was no survival in the incomplete resection group. Muscolino and associates [15] indicated that involvement of the first thoracic rib, the vertebral body, or both, infiltration of the great vessels, and N2 disease all had a very poor prognosis and these patients should not be operated on. The presence of supraclavicular metastasis, conversely, was not a contraindication to operation, probably because it simply represented local contiguous spread.
Our data confirm the poor prognosis associated with the extent of the disease, especially with nodal involvement (N2 and N3) and Horner syndrome. Involvement of the ribs or vertebrae could not be demonstrated to indicate a poor prognosis by the univariate and multivariate regression analyses. There were too few cases in our series to draw definitive conclusions about completeness of resection (we only had 2 cases with wedge resections).
Despite the relative improvement in survival of patients with superior sulcus tumor treated with the combined preoperative radiation and operation, there is still a high incidence of local recurrence, between 25% and 70%. Ginsberg and associates [11] studied 69 patients with complete resections and with negative margins after preoperative irradiation; the first sign of recurrence was locoregional in two thirds of the cases. In addition, there was a high incidence of metastases to the brain (40% to 80%) and to bone. Because of the improved results obtained with chemotherapy in several randomized phase III trials [1619] in patients without Pancoast tumors with stage IIIA or IIIB disease, it seems logical to apply such therapy to patients with Pancoast tumor. Concurrent chemotherapy and irradiation seek to exploit the irradiation sensitivity effect of chemotherapy. This combined chemoradiation seems to improve local control rates. Only 33 patients with Pancoast tumors have received chemotherapy as part of various treatment regimens [20]. Such an approach combined with resection has yielded a 2-year survival rate of 40% in patients with stage IIIA or IIIB (non-Pancoast) disease with proven N2 disease. Ginsberg and associates [11] reported a series of 10 patients with Pancoast tumor who received preoperative platinum-based chemotherapy. The results were poor, with no long-term disease-free survivors. There were 6 patients with T3 N0 M0 disease, 1 patient with T3 N0 M1 disease, and 4 patients with T4 N0 M0 disease. They all underwent lobectomy and en bloc resection of the tumor. Four patients had brain metastasis, 1 preoperatively, and the other 3 at 6, 6, and 9 months postoperatively. They were treated with gamma knife therapy and brain irradiation. One patient died of multiple cerebral metastases and the other 3 are alive without evidence of disease. There were 2 other deaths in which 1 resulted from myocardial infarction 2 months after operation and the other from septicemia complicating postoperative chemotherapy. Of the 8 survivors, 1 has liver metastasis 23 months after operation and the remaining 7 are free of disease, the longest surviving 72 months.
The multimodality combination of preresectional chemoradiation therapy offers several advantages. The preresectional delivery of a chemotherapeutic agent is not adversely affected by the alteration in regional blood flow that accompanies surgical scar or radiation therapy. If effective, the therapy will improve resectability, will downstage the original extent of the disease, and decrease the risk of tumor dissemination during surgical resection. It will also act as a radiosensitizing agent, enhancing local control, as well as control of systemic disease by treating micrometastases. Though our series is small and the follow-up time is short, the results are promising. We hope that a randomized intergroup trial of patients with superior sulcus tumor will be forthcoming, to assess the usefulness of the multimodality therapy and improve the survival of such patients.
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