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Ann Thorac Surg 1998;65:924-926
© 1998 The Society of Thoracic Surgeons

Thoracoscopic Operation for Secondary Pneumothorax Under Local and Epidural Anesthesia in High-Risk Patients

Takahiro Mukaida, MDaa, Akio Andou, MDaa, Hiroshi Date, MDaa, Motoi Aoe, MDaa, Nobuyoshi Shimizu, MDaa

a Department of Surgery II, Okayama University School of Medicine, Okayama, Japan

Accepted for publication November 12, 1997.

Address reprint requests to Dr Shimizu, Department of Surgery II, Okayama University School of Medicine, 2-5-1 Shikata-cho, Okayama-city, Okayama, 700-0914, Japan


    Abstract
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Background. Video-assisted thoracic operations usually require single-lung ventilation under general anesthesia. However, for high-risk patients with other underlying pulmonary diseases, one has to consider risks of general anesthesia itself.

Methods. Four high-risk patients (4 men; mean age, 73 years) with intractable secondary pneumothorax and other underlying pulmonary diseases were treated by video-assisted thoracic operations under local and epidural anesthesia. Absorbable polyglycolic acid sheets and fibrin glue were used to control the air leakage.

Results. The mean duration of the procedure was 108 minutes. Pain and cough reflex were well controlled, and spontaneous breathing and hemodynamics were well maintained during the operation. The mean duration of the postoperative chest drainage was 5 days. No significant postoperative complication was encountered. No pneumothorax had recurred at a mean follow-up of 16 months.

Conclusions. Video-assisted thoracic operations can be performed safely under local and epidural anesthesia for the treatment of intractable secondary pneumothorax in high-risk patients. The air leakage can be controlled with the use of polyglycolic acid sheets and fibrin glue without bullectomy.


    Introduction
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Video-assisted thoracic surgery has become a standard therapy for spontaneous pneumothorax. This operation is usually performed under general anesthesia and requires single-lung ventilation with a double-lumen endobronchial tube. This report covers a series of 4 high-risk patients who underwent videothoracoscopic surgical procedures under local and epidural anesthesia for the treatment of intractable secondary pneumothorax.


    Material and methods
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Patients
The preoperative characteristics of the patients are listed in Table 1.


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Table 1. Preoperative Patient Data

 
Patient 1, a 67-year-old man with a known history of pneumoconiosis, was sent to us for the treatment of recurrent right pneumothorax in August 1993. He had had a past history of left pneumothorax one time and right pneumothorax two times. In spite of chemical pleurodesis performed four times, the right lung did not completely expand because of persistent air leak. Computed tomographic scan showed severe emphysema with bilateral multiple bullous degeneration. His arterial oxygen tension was 64.3 mm Hg under 3 L/min of oxygen administration.

Patient 2, a 72-year-old man, had development of left pneumothorax during steroid therapy for the treatment of bronchiolitis obliterans organizing pneumonia in November 1994. At the time of admission, 15 mg of prednisolone was given daily and chemical pleurodesis failed to stop the air leak. Computed tomographic scan demonstrated severe emphysema with multiple bilateral bullae.

In patient 3, a 76-year-old man who had been on home oxygen therapy due to severe emphysema, left pneumothorax developed in June 1995. He had had a past history of left pneumothorax and chemical pleurodesis. Computed tomographic scan demonstrated severe diffuse bullous emphysema with left apical dead space in spite of the chest tube placement. His arterial oxygen tension was 52.0 mm Hg on room air.

Patient 4, a 77-year-old man with a known history of pulmonary fibrosis, was sent to us for the treatment of left pneumothorax in March 1996. There was a significant left basal dead space with a massive air leakage from the chest tube. His arterial oxygen tension was 47.5 mm Hg under 2 L/min of oxygen administration. His forced vital capacity and forced expiratory volume in 1 second before developing pneumothorax were 1,460 mL and 1,250 mL, respectively.

All patients were sent to us with a chest tube in place. Pleurography was performed through the chest tube, and air leak sites were identified in all patients. The mean duration of preoperative chest drainage was 39 days (range, 22 to 49 days).

Anesthetic and surgical technique
A thoracic epidural catheter was placed immediately before the operation. Bupivacaine 0.26% (5 to 7 mL) was injected into the epidural space at induction and added as needed during the operation for analgesia. Intravenous sedation with fentanyl citrate (100 µg) or hydroxyzine hydrochloride (15 mg) was used when required. Patients maintained spontaneous breathing during the subsequent procedure, and oxygen was administered via a facial mask as needed. The patient was then positioned in a lateral decubitus position with the affected side up. After additional local anesthesia with 1% lidocaine, a thoracoscope was inserted via a port through the sixth intercostal space at the midaxillar line. The source of the air leak was identified, which often required the instillation of saline solution into the thorax, at the same location as seen on the pleurography in all 4 patients. Two further ports were placed anterior and posterior to the borders of the latissimus dorsi. Significant pleural adhesion was seen in all patients, and we avoided unnecessary dissection that might create additional air leakage. Aerosolized fibrin glue was injected into the hole of the leaking bulla. Then, the bulla was covered with a piece of polyglycolic acid sheet. Finally, we sprayed the sheet with aerosolized fibrin glue (Fig 1). In only 1 patient (patient 2), the leaking bulla was excised with an Endo-GIA (Auto Suture, Japan) fitted with strips of polyglycolic acid sheets. One intercostal drain was left in situ on low suction to a pressure of 10 cm H2O.



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Fig 1. Significant pleural adhesions were observed. The bulla was covered with a piece of polyglycolic acid sheet at the leakage point, and aerosolized fibrin glue was sprayed over it.

 

    Results
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 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
The mean duration of the procedure was 108 minutes (range, 65 to 170 minutes). Pain control was satisfactory, and hemodynamics and gas exchange were well maintained in all patients throughout the procedure. The mean duration of the postoperative chest drainage was 5 days (range, 3 to 10 days). No significant postoperative complication was encountered. No pneumothorax had recurred at a mean follow-up of 16 months (range, 2 to 33 months). The surgical results are summarized in Table 2.


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Table 2. Surgical Results

 

    Comment
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 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
As a result of improving endoscopic optics and video imaging technology, thoracoscopic surgery has become a standard therapy for spontaneous pneumothorax. Various methods have been reported to control air leakage: ablation with electrocautery or laser [1, 2], ligation of bullae with sutures [3, 4], and excision of bullae with the use of an endoscopic linear stapling device [57]. These methods usually require single-lung ventilation to collapse the lung under general anesthesia. However, for high-risk patents with other underlying pulmonary diseases such as severe pulmonary emphysema, multiple bulla, and pulmonary fibrosis, one has to consider risks of general anesthesia itself and single-lung ventilation [8]. We thought that it would be safer to perform a thoracoscopic operation under local and epidural anesthesia in these 4 high-risk patients with intractable secondary pneumothorax. Some investigators have reported the use of local and epidural anesthesia in the treatment of primary pneumothorax [9, 10].

Pain and cough were controllable by the local and epidural anesthesia in all 4 patients. Patients maintained spontaneous breathing, and the half-deflated lung provided a satisfactory view for the thoracoscopic operation. Preoperative pleurography was helpful in identifying the location of air leakage and pleural adhesion. Thus we could determine the best site for the first port and the level of the epidural catheter. There were no significant changes in blood pressure or arterial blood gas throughout the operation. Operative time exceeded 2 hours in 2 patients because of significant pleural adhesions; however, the operation was carried out safely by the administration of additional epidural anesthetic. Postoperatively, pain was well controlled with the use of epidural anesthesia, and diclofenac sodium suppository was also used as needed.

We used polyglycolic acid sheet and aerosolized fibrin glue to seal the air leakage in our series. Polyglycolic acid sheet has been used to buttress staple lines and eliminate air leakage through the staple holes. Polyglycolic acid sheet is absorbable, resistant to infection, and flexible for easy molding to the required surface. Ogawa and associates [11] have reported a method of spraying the staple line with aerosolized fibrin glue. In 3 of our patients, bullectomy could not be performed because of several pleural adhesions. We thought that pleural dissection would cause unnecessary lung injury and additional air leakage. Therefore, we simply covered the hole of the leaking bulla with a piece of polyglycolic acid sheet and sprayed the sheet with aerosolized fibrin glue. Although the bulla was not removed, no pneumothorax had recurred at a mean follow-up of 16 months.

We conclude that video-assisted thoracic surgical procedures can be performed safely under local and epidural anesthesia for the treatment of intractable secondary pneumothorax in high-risk patients, and that the air leakage can be controlled with the use of polyglycolic acid sheet and fibrin glue without bullectomy.


    References
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 

  1. Wakabayashi A. Thoracoscopic ablation of blebs in the treatment of recurrent or persistent spontaneous pneumothorax. Ann Thorac Surg 1989;48:651-653.[Abstract]
  2. Wakabayashi A., Brenner M., Wilson A.F., Tadir Y., Berns M. Thoracoscopic treatment of spontaneous pneumothorax using carbon dioxide laser. Ann Thorac Surg 1990;50:786-790.[Abstract]
  3. Nathason L.K., Shimi S.M., Wood R.A.B., Cuschieri A. Videothoracoscopic ligation of bulla and pleurorectomy for spontaneous pneumothorax. Ann Thorac Surg 1991;52:316-319.[Abstract]
  4. Inderbitzi R., Althaus U. Therapeutic thoracoscopy: a new surgical technique. Thorac Cardiovasc Surg 1991;39(Suppl):35.
  5. Krasna M.J., Nazem A. Thoracoscopic lung resection: use of a new endoscopic linear stapler. Surg Laparosc Endosc 1991;7:248-251.
  6. Hazelrigg S.R., Landreneau R.J., Mack M., et al. Thoracoscopic staple resection for spontaneous pneumothorax. J Thorac Cardiovasc Surg 1993;105:389-393.[Abstract]
  7. Melvin W.S., Krasna M.J., McLaughlin J.S. Thoracoscopic management of spontaneous pneumothorax. Chest 1992;102:1877-1879.[Free Full Text]
  8. Waller D.A., Forty J., Soni A.K., Conacher I.D., Morritt G.N. Videothoracoscopic operation for secondary spontaneous pneumothorax. Ann Thorac Surg 1994;57:1612-1615.[Abstract]
  9. Inderbitzi R., Leiser A., Furrer M., Althaus U. Three years’ experience in video-assisted thoracic surgery (VATS) for spontaneous pneumothorax. J Thorac Cardiovasc Surg 1994;107:1410-1415.[Abstract/Free Full Text]
  10. Takeno Y. A new therapy for the patient with spontaneous pneumothorax using electrocoagulation under thoracoscopic control (SPECT). Panminerva Med 1986;28:83-84.
  11. Ogawa J., Inoue H., Koide S., Shotsu A. Newly devised instrument for spraying aerosolized fibrin glue in thoracoscopic operations. Ann Thorac Surg 1993;55:1595-1596.[Medline]



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