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Ann Thorac Surg 1998;65:1100-1104
© 1998 The Society of Thoracic Surgeons

Facile Minimally Invasive Cardiac Surgery via Ministernotomy

Steven R. Gundry, MDa, O. Howard Shattuck, PAa, Anees J. Razzouk, MDa, Michael J. del Rio, MDa, Frederic F. Sardari, MDa, Leonard L. Bailey, MDa

a Department of Surgery, Loma Linda University Medical Center, Loma Linda, California, USA

Address reprint requests to Dr Gundry, Division of Cardiothoracic Surgery, Loma Linda University Medical Center, 11234 Anderson St, Loma Linda, CA 92354

Presented at the Thirty-third Annual Meeting of The Society of Thoracic Surgeons, San Diego, CA, Feb 3–5, 1997.


    Abstract
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 References
 
Background. The public’s and surgeons’ perception of minimally invasive operations are frequently at odds. Nevertheless, real or perceived benefits may result from limiting skin and skeletal trauma.

Methods. Beginning in January 1996, we began approaching most infant and pediatric open heart procedures through an upper sternal split incision using a 1- to 3-inch skin opening and then extended this technique using a 2.5- to 3.5-inch incision for adult aortic and mitral valve replacement.

Results. A total of 82 patients, 57 infants and children and 25 adults, have been operated on using this approach (age range, newborn to 81 years). Operations accomplished through ministernotomy have included aortic valvotomy, arterial switch, tetralogy of Fallot, atrial or ventricular septal defect closure, aortic valve replacement, mitral valve replacement and repair, redo aortic or mitral valve replacement, double valve replacement, aortic root replacement, and complex arch reconstruction. In adults, the sternum was divided and then a T incision was made at the second, third, or fourth intercostal space. The mitral valve was reached through the roof of the left atrium. In children, a lower sternal split was used for atrial septal defect repairs. All cannulas were introduced through the ministernotomy incision, eliminating femoral cannulation. No new instruments, retractors, or ports were used. Mediastinal drainage was accomplished through a Blake drain connected to Heimlich-valved grenade suction. All but 2 patients were extubated immediately. Hospital stay was from 1 to 20 days (median 2 days). Patient and family acceptance is very high.

Conclusions. On the basis of this initial experience, we attempt all congenital cardiac and isolated adult valve operations through ministernotomy.


    Introduction
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 References
 
The widespread introduction of laparoscopic techniques in various surgical disciplines has resulted in enhanced public awareness of, and desire for, "minimally invasive" surgical procedures. Literally overnight, cardiac surgeons found themselves almost alone in being unable to offer minimally invasive operations. Companies were suddenly formed that promoted one or more ways to access the heart through smaller incisions or ports, often relying on femoral cannulation to achieve cardiopulmonary bypass, and necessitating the purchase of new equipment to achieve the desired results. New incisions to access portions of the heart have also been developed. Although important contributions in these areas continue to accrue, our group became convinced that access to the heart could be achieved by a modification of the traditional sternotomy, incorporating traditional cannulation techniques with more limited exposure of the heart.

Beginning in January 1996, we elected to approach pediatric heart operations through a partial division of the sternum, ie, only a portion of the sternum was divided in the midline. Owing to the flexibility of children’s tissues, the partially divided sternum was stretched open with a retractor. Initially, these operations proceeded through an upper sternal split, but with time, we determined that atrial septal defects and some ventricular septal defects were more easily approached by division of the lower sternum. In March 1996, emboldened by our pediatric experience, we began performing aortic and mitral valve operations in adults through an upper sternal division. Our rationale for this approach was simple: both the aortic and mitral valves are midline structures and both lie in a plane that can be best viewed obliquely from above the right shoulder. Furthermore, upper sternal division brings the surgeon directly down to the aorta and right atrial appendage for facile cannulation. Unlike in children, in adults the inflexible sternum had a reverse T incision made at the second, third, or fourth intercostal space in addition to dividing it in the midline. Although many terms can be used to describe these sternal divisions, such as hemisternotomy, partial sternotomy, limited sternotomy, and so forth, we have chosen to coin the term "ministernotomy" to describe this form of access to the heart and great vessels. In this report, we describe the technique of ministernotomy and its application in 82 patients treated at Loma Linda University Medical Center.


    Patients and methods
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 References
 
Patient population
Beginning in January 1996 until January 1997, a total of 82 patients, 57 children and 25 adults, had cardiac operations performed through ministernotomy for treatment of congenital or acquired heart lesions. Children’s ages ranged from 5 days to 15 years (mean, 2 years). Congenital heart lesions approached through ministernotomy included ventricular septal defects (n = 21), atrial septal defects (n = 16), combined atrial and ventricular septal defects (n = 5), resection of subaortic stenosis (n = 3), pulmonary valvotomy (n = 3), repair of tetralogy of Fallot (n = 3), aortic valvotomy (n = 2), repair of partial anomalous pulmonary venous return (n = 2), repair of atrioventricular canal (n = 1), and arterial switch (n = 1).

Adults approached through ministernotomy ranged in age from 22 to 81 years (mean, 65 years). Operations included aortic valve replacement (n = 10), redo aortic valve replacement (n = 3), aortic root replacement (n = 1), aortic valve repair (n = 2), aortic valve replacement and myectomy (n = 1), complex aortic arch reconstruction (n = 1), mitral valve replacement (n = 2), redo mitral valve replacement (n = 3), mitral valve repair (n = 1), aortic valve replacement and mitral valve repair (n = 1), and repair of atrial septal defect (n = 1).

Congenital heart operations
The vast majority of congenital heart operations involving the base of the heart and great vessels can be approached through an upper ministernotomy. Depending on the age of the child, a 1.5- to 3-inch (3- to 7-cm) skin incision is placed over the mid to upper sternum (Fig 1). After exposing the sternum, a sternal saw is used from the top down to divide the sternum along half of its length. In cases in which an outflow tract or transannular patch is going to be used, three fourths of the sternum is divided. A pediatric Finochetti retractor is placed and the sternal edges separated. The thymus is divided or removed and the pericardium opened. The pericardial edges are sewn to the skin edges to further deliver the heart into the field.



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Fig 1. Artist’s rendering of proposed skin incisions overlying upper or lower sternum. Initial sternal division for upper or lower ministernotomy is illustrated, as well as proposed extensions depending on the location of the cardiac structures underneath. In congenital heart operations, transverse division of the sternum is unnecessary. (Reprinted with permission from Gundry S. Aortic valve replacement via ministernotomy. Operative Techniques in Cardiac & Thoracic Surgery: A Comparative Atlas 1998;3(1):47–53.)

 
In cases in which the atrium will not be entered (aortic and pulmonary valvotomies), cannulation proceeds according to the usual convention of aortic and single venous cannulation. The vast majority of ventricular septal defects, tetralogy of Fallot, atrioventricular canal, and arterial switches are cannulated in this manner. When an intracardiac repair is planned, cooling on bypass is performed down to 18°C for circulatory arrest cases or from 20° to 25°C for low flow cases. In the vast majority of cases, once the aorta is cross-clamped, the venous cannula is removed and clamped, and a weighted pump sucker (Medtronic DLP, Inc, Grand Rapids, MI) is placed in the opened right atrium for low flow sucker bypass (50 mL/kg). Intracardiac repair is then performed, the right atrium closed, the venous cannula reintroduced, and warming and weaning from bypass accomplished. Removal of air is accomplished by a needle hole in the ascending aorta.

For operations involving the atrial septum and some ventricular septal defects, an alternative approach uses a lower sternal split with the incision centered over the lower sternum. The sternum is divided up to the fifth, fourth, third, or second intercostal space depending on orientation of the heart in the chest and the exposure desired. Cannulation of the ascending aorta is accomplished by downward traction on the aorta. Dual venous cannulas are introduced through pursestring sutures in the right atrium. Once on bypass, decompression of the heart allows easy access to the superior and inferior venae cavae for snare placement. Aortic clamping is accomplished by a right-angle cross-clamp placed backwards, ie, with the handle facing caudad. Antegrade or retrograde cardioplegia can be delivered as desired. Removal of air is again accomplished with a needle hole in the ascending aorta.

A 10F or 19F Blake drain (Johnson and Johnson, Cincinnati, OH) is wrapped around the heart within the pericardium and brought out through an intercostal space (upper ministernotomy) or in the epigastrium (lower ministernotomy). This drain is connected to a grenade suction with an integral Heimlich valve, ensuring unidirectional flow, as well as preventing aspiration of air into the chest.

Sternal closure is accomplished in a standard fashion using interrupted wires or running polypropylene suture. Extubation is usually accomplished in the operating room. Drains are usually left open to air on the first postoperative morning and then removed.

Adult cardiac operations
An upper sternal ministernotomy is used for all work on the aortic and mitral valves, as well as the ascending aorta. Groins and upper legs are prepared for all valve operations. A single-lumen endotracheal tube is used. Unlike a child’s sternum, the adult sternum is inflexible; as such, the sternum must be divided not only in the midline but also by making a T incision into an intercostal space. This sternal incision merely cuts the sternum; the surrounding tissues including the internal mammary arteries are left undisturbed.

The level of sternal division needed to provide access to the base of the heart varies greatly with physique, degree of emphysema, and whether the heart lies transversely or longitudinally within the chest. Early in our experience, we divided the sternum routinely into the third intercostal space. Recently we have used transesophageal echocardiography to locate the annulus of the aortic valve and to mark this on the skin by measuring with a tape measure from the edge of the manubrium to the corresponding depth of the echo probe. This technique is extremely accurate in determining the proper interspace for sternal division. In general, a third or fourth interspace T incision will suffice; however, with severe emphysema or when aortic root replacement is planned, a fifth interspace T incision has proved useful. Moreover, as a learning technique, a fourth interspace ministernotomy provides generous access to the cardiac structures and inspires surgical confidence. As familiarity with the technique increases, a third or second intercostal space ministernotomy can be increasingly employed. In general, a 7-cm (3-inch) 3 skin incision is used but in actual practice it varies from 6 cm (2 inches) to 9 cm (4 inches). Early in our experience, we used a standard sternal saw to accomplish the vertical sternal division, then made the T incision with a neuro drill. More recently, we have done all sternal division using a redo oscillating saw with a narrow blade. After the sternum is divided, a small Finochetti retractor is placed and the upper sternal edges spread. Thymic tissue is divided with electrocautery and the pericardium opened. Traction on the lower sternal edge allows further opening of the pericardium. Once opened the pericardial edges are sewn to the skin, delivering the cardiac structures further into the incision (Fig 2).



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Fig 2. Artist’s conception of surgical exposure and cannula placement for aortic valve replacement and for operations on the base of the heart. Pericardial edges are sewn to skin edges. Aortic cannulation and dual-stage venous cannulation as well as retrograde cardioplegia cannula insertion are all accomplished through the ministernotomy. Dark line on the aorta shows proposed aortic incision. (Reprinted with permission from Gundry S. Aortic valve replacement via ministernotomy. Operative Techniques in Cardiac & Thoracic Surgery: A Comparative Atlas 1998;3(1):47–53.)

 
Cannulation sutures are placed on the ascending aorta in the standard location. In the case of aortic valve work, a dual-stage venous cannula is used (VCJr; DLP, Inc) through an atrial appendage pursestring suture. A retrograde cardioplegia cannula (Gundry RCSP, DLP, Inc) is placed through a second pursestring suture, just inferior to the atrial appendage. The retrograde cannula is placed blindly by flushing the pressure line to the distal port and watching for a rise in pressure to signify engagement of the coronary sinus. Once engaged, the balloon is inflated. Rising coronary sinus pressure confirms placement [1]. Alternatively, transesophageal echocardiography can be used to guide insertion.

For mitral valve access, an additional 24F venous cannula is placed into the superior vena cava through a direct pursestring suture (Fig 3). Once on bypass, venting of the left heart can be accomplished by a number of equally satisfying approaches. After the lungs are deflated and the heart emptied, the superior pulmonary vein is easily cannulated in a traditional manner, a vent can be placed through the dome of the left atrium, or a vent can be dropped through the aortic or mitral valves. Finally, direct venting of the pulmonary artery can be used.



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Fig 3. Artist’s rendering of surgical exposure and cannula placement for mitral valve repair or replacement. Arterial cannula and dual-stage venous cannula are placed in routine fashion while 24F venous cannula is inserted into the superior vena cava directly. The aortic cross-clamp is tied to the left skin edge to aid retraction. The dome of the left atrium is entered parallel to the right pulmonary artery. The left atrial incision can be extended beneath the superior vena cava or out onto the left atrial appendage. (Reprinted with permission from Gundry S. Aortic valve replacement via ministernotomy. Operative Techniques in Cardiac & Thoracic Surgery: A Comparative Atlas 1998;3(1):47–53.)

 
Both aortic and mitral valves are easily visualized through a ministernotomy. Visualization is improved by allowing the surgeon access to working over the right shoulder of the patient, allowing him or her to "look down the barrel" of the aortic or mitral valves (Fig 4). For either procedure, a right-angle aortic cross-clamp is placed on the aorta. Aortotomy is accomplished by the surgeon’s preference. The remainder of the aortic procedure proceeds in a standard fashion.



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Fig 4. Artist’s drawing of patient and surgical positioning for optimal exposure to aortic and mitral valves. Patient is positioned high on the operating table. Right shoulder area is available for the surgeon. (Reprinted with permission from Gundry S. Aortic valve replacement via ministernotomy. Operative Techniques in Cardiac & Thoracic Surgery: A Comparative Atlas 1998;3(1):47–53.)

 
In the case of mitral valve access, once the cross-clamp is placed, it is sewn to the left skin edge, pulling the aorta leftward and exposing the roof of the left atrium. The atrium is opened at least 1 cm away from the aortic base, parallel to the right pulmonary artery. If additional room is needed, the incision can be carried beneath the superior vena cava. Retractors are placed beneath the aortic base and on the superior edge of the left atrium. If the mitral annulus is particularly deep, retraction sutures can be placed in the annulus to pull the valve up into the wound.

Mitral or aortic valve repair or replacement proceeds in a normal fashion. Sutures may be tied directly. Once the valvular procedure is finished, atrial or aortic closure proceeds in the routine fashion. Maneuvers to remove air are greatly aided by transesophageal echocardiography, locating potential pockets of air. Gentle shaking of the heart is usually all that is required to remove air from the atrium or ventricle; however, forceps handles can reach all areas of the heart, even through a limited incision, to jiggle the heart.

Myocardial protection has been accomplished primarily by retrograde continuous warm blood cardioplegia, but we have also used cold, intermittent blood antegrade or retrograde cardioplegia without difficulty. As replacement of a dislodged retrograde catheter may prove more difficult in a tiny incision, arrangements to change to antegrade or direct coronary osteal cannulation is advisable when using only retrograde cardioplegia through a ministernotomy. In this series, no patient required inotropic support to be weaned from bypass. Defibrillation has rarely been needed, but a pair of pediatric paddles fit easily within the incision. Pacing is not routine but atrial or ventricular wires can be placed and brought out through an interspace. Placement of ventricular wires on the right ventricle should be done on bypass with the heart decompressed. In this series, no pacing wires were used or needed.

After completion of the procedure and removal of cannulas, a 19F Blake drain is placed around the heart within the pericardium, brought out lateral to the internal mammary artery in an intercostal space, and connected to a Heimlich valve grenade suction device. The upper and lower sternal edges are wired together with separate wires and then the two upper edges are reclosed with wires. A subcuticular suture is used for skin closure. Extubation is anticipated within the operating room or shortly thereafter.


    Results
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 References
 
Ministernotomy was accomplished in all patients. In 3 other patients (all adults), planned ministernotomy was aborted when the aortic annulus was found to be at or actually below the xiphoid (2 patients) or when adhesions were felt to be too difficult to dissect in a reoperation for redo aortic root replacement. In these cases, the rest of the sternum was merely divided and the operation proceeded uneventfully.

Once bypass was underway, no patient required conversion to full sternotomy. In 2 of 24 patients (8%), cannulation of the coronary sinus could not be accomplished and antegrade cardioplegia was used.

Twenty of 24 adult patients (80%) and 54 of 57 pediatric patients (95%) were extubated immediately or within 2 hours of operation. Two patients with severe, new-onset mitral or aortic regurgitation required overnight ventilation. Only central venous pressure monitoring was used. No reoperations were required for bleeding.

Hospital stay ranged from 1 to 20 days (median 3 days). In general, children were discharged home on postoperative day one or two. Adults were generally discharged home on postoperative day two or three, although 2 adults (including one redo aortic valve replacement) went home on the first postoperative day. Warfarin is administered immediately postoperatively, and the appropriate international normalized ratio obtained by daily blood samples as an outpatient for patients with prostheses. There were no readmissions among adults and no wound complications. Two children required readmission for postpericardiotomy syndrome. There were no deaths.


    Comment
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 References
 
Minimally invasive access to most areas of the body is not only available through a variety of surgical techniques, but this access is expected by the public. One has only to witness the change from open cholecystectomy to laporascopic gall bladder removal to realize the power of public opinion. In exchange for a new, albeit uncomfortable, surgical technique, the patient and his or her health care delivery system were rewarded with a reduced hospital stay, less discomfort, and an earlier return to activity.

Unfortunately, minimally invasive procedures to cardiac surgeons frequently imply limited access or limited control, both anathemas to heart surgeons accustomed to being ready to directly control almost any untoward situation. Additionally, many minimally invasive cardiac operations propose using incisions that are foreign to many practicing surgeons, and involve cannulation of structures, such as the femoral artery or vein, that, although routinely used in cardiac surgery’s infancy, are now rarely used, owing to the known sequelae [2] associated with their use. Finally, although laparoscopic techniques will undoubtedly be increasingly applied to cardiac surgery, a transitional step using common techniques performed through smaller "holes" seems logical, allowing the cardiac surgeon to operate facilely within a comfort zone based on years of practice and training [3, 4].

It is with these concepts in mind that we propose and use ministernotomy to access the heart in congenital heart and adult valvular and aortic operations. In our early experience with retrograde cardioplegia and redo operations, we determined that bypass could be initiated and cardioplegia delivered with only the ascending aorta and a small portion of the right atrium freed from adhesions [1]. With more experience, it became clear that there was no reason to dissect out the entire heart in redo aortic or mitral valve operations, when all the surgeon was operating on was the valve. If exposure of the entire heart is not needed in redos, why then would it be needed in supposedly simpler first-time operations?

The ascending aorta and right atrial appendage are essentially upper midline structures. Hence, the two structures necessary to institute bypass are within easy reach after only upper sternal division. These structures are also within the reach of paramedian or transverse sternal incisions, but one or both internal mammary arteries will be sacrificed by this approach. Additionally, neither of the latter approaches approximate the intrinsic exposure of the base of the heart with which cardiac surgeons are familiar. This is not to imply that other incisions away from the midline are not without merit. The history of cardiac surgery suggests that there are multiple excellent methods of accessing the heart.

Facile minimally invasive heart surgery should allow a practicing surgeon to continue to use familiar tools and approaches for cardiac operations. In general, the more a surgeon has to change, usually the less facile (at least initially) he or she becomes. Ministernotomy allows the use of standard retractors, standard cannulas, standard myocardial protection techniques, and standard surgical techniques, as well as the introduction of fingers to tie knots and large instruments to remove or cut calcified valves. The only difference between traditional exposure and ministernotomy is that ministernotomy permits the surgeon access only to that portion of the heart of interest, rather than "seeing" the entire cardiac structure. However, unlike other "mini" approaches, should the surgeon want or need to have immediate access to the entire heart, simple completion of sternal division provides full cardiac exposure.

The role that small incisions play in patient well-being and comfort should not be underestimated, nor should the elimination of chest tubes be questioned as a worthy goal. Surveys at our institution consistently demonstrate that chest tubes and their removal are a leading cause of patient discomfort (alternating with endotracheal intubation as the number one and two complaints). The 10F and 19F Blake drains have improved patient mobility and comfort substantially and their removal is painless, with, to date, no untoward effects.

We have yet to correlate patient discomfort with the degree of sternal division. This has encouraged us to use a small skin incision and a somewhat larger sternal incision to accomplish aortic root replacement, tetralogy of Fallot repair with transannular patching, and arterial switch procedures. The small skin incisions have been uniformly praised by parents and patients, and to date there have been no wound complications nor sternal healing problems.

Finally, a comment about costs. In the era of efficiency, the operating room has become a focal point for cost containment. Minimally invasive cardiac operations must, of necessity, neither prolong the operation nor increase costs over traditional cardiac surgical procedures. We have found no detriment in this regard with ministernotomy, because no deviation from traditional methods is required except for smaller skin and bone incisions.

In conclusion, on the basis of application to 82 children and adults, ministernotomy allows facile minimally invasive cardiac surgery. Ministernotomy uses standard instruments, cannulas, approaches to cardiac structures, and myocardial protection techniques, but does not fully divide the sternum, allowing for a small skin incision. Chest tube and water seal drainage is abandoned in favor of grenade type suction, further improving patient comfort and mobility. Combined with immediate or rapid extubation, hospital stays of 1 to 3 days may be anticipated and realized for most cardiac operations.


    References
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 References
 

  1. Gundry S.R., Razzouk A.J., Vigesaa R.E., Wang N., Bailey L.L. Optimal delivery of cardioplegia solution for "redo" operations. J Thorac Cardiovasc Surg 1992;103:896-901.[Abstract]
  2. Gundry S.R., Brinkley J., Wolk M., et al. Percutaneous cardiopulmonary bypass to support angioplasty and valvuloplasty—technical considerations. ASAIO Trans 1989;35:725-727.[Medline]
  3. Reitz B.A., Stevens J.A., Burdon T.S., St. Goar F.G., Siegel L.C., Pompili M.F. Port Access coronary artery bypass grafting: lessons learned in a phase 1 clinical trial. Circulation 1996;96(Suppl 1):52.
  4. Lin P.J., Chang C.H., Chang J.P., et al. Video assisted cardiac surgery (VACS): the preliminary experience in one center. Circulation 1996;96(Suppl 1):174.



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Reversed-T upper mini-sternotomy for extended thymectomy in myasthenic patients
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Use of three-dimensional computed tomography images in deciding the approach for ministernotomy operations
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REOPERATIVE AORTIC VALVE REPLACEMENT: PARTIAL UPPER HEMISTERNOTOMY VERSUS CONVENTIONAL FULL STERNOTOMY
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H. Y. Karagoz, K. Bayazit, B. Battaloglu, M. Kurtoglu, G. Ozerdem, B. Bakkaloglu, and B. Sonmez
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M. J. Reardon, L. D. Conklin, R. Philo, G. V. Letsou, H. J. Safi, and R. Espada
The anatomical aspects of minimally invasive cardiac valve operations
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