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Ann Thorac Surg 1997;64:193-198
© 1997 The Society of Thoracic Surgeons


Original Articles: General Thoracic

Survival and Prognosis After Pneumonectomy for Lung Cancer in the Elderly

Yutaka Mizushima, MD, Hirofumi Noto, MD, Shigeki Sugiyama, MD, Yoshinori Kusajima, MD, Ryouhei Yamashita, MD, Tatsuhiko Kashii, MD, Masashi Kobayashi, MD

First Department of Internal Medicine and First Department of Surgery, Toyama Medical and Pharmaceutical University, Toyama, Japan

Accepted for publication December 27, 1996.


    Abstract
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Background. The number of elderly patients with lung cancer is increasing. This study was undertaken to assess the validity of pneumonectomy for the treatment of lung cancer in this patient group.

Methods. Twenty-seven patients 70 years old or older (elderly group) and 95 patients younger than 70 years (younger group) who underwent pneumonectomy between January 1985 and March 1996 formed the study group. In the elderly group, 22 patients had squamous cell carcinoma, 2 had adenocarcinoma and 3, small cell carcinoma; 1 patient was in postoperative stage I, 4 patients were in stage II, 14 in stage IIIA, 5 in stage IIIB, and 3 in stage IV of the disease. The only significant differences in patient characteristics between the two groups were the percentage of patients undergoing right pneumonectomy and the percentage of patients receiving chemotherapy or radiotherapy within 3 months before or after operation or both times.

Results. The prognosis for the elderly group was comparable to that of the younger group for all stages of the disease; the overall 5-year survival rate was 30.5% for the younger group and 11.5% for the elderly group. However, operation-associated mortality was significantly higher in the elderly group (22.2% versus 3.2%; p < 0.005). The prognosis was better for patients with a centrally located tumor than a peripheral tumor in both groups [13.5% versus 2.0% in the elderly group and 46.7% versus 5.2% (p < 0.01) in the younger group] and significantly better for patients having a left pneumonectomy than a right pneumonectomy in the younger group (46.7% versus 5.2%; p < 0.01) but not in the elderly group (13.7% versus 22.2%). Adjuvant treatment did not have any beneficial effect on the prognosis in either group.

Conclusions. Pneumonectomy for lung cancer in elderly patients appears to be justified because the outcome in our study was comparable with that for the younger patients. However, it should be performed only in carefully selected patients because of the increased operative risk.


    Introduction
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 Abstract
 Introduction
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See also page 198

The incidence of lung cancer is high for men and increases with age. The number of elderly people has been growing in Japan, and since 1993, lung cancer has become the leading cause of death in men. Oncologists see an increasing number of elderly patients with lung cancer, and treatment of such patients is becoming very important in many countries [15]. Pulmonary resection is still the most effective treatment of lung cancer and is associated with long-term survival. Lobectomy is now the most frequently performed surgical procedure for lung cancer. Most surgeons prefer not to do a pneumonectomy, especially on elderly patients, because of the resulting impairment of pulmonary function, but this operation is often necessary for lung cancer. There are several reports [2,610] on the surgical treatment of lung cancer in the elderly, but we could find none published in the past decade specifically dealing only with patients having pneumonectomy. In this study, the clinical features of patients 70 years old or older who underwent pneumonectomy were analyzed, and the validity of pneumonectomy for the treatment of lung cancer in the elderly was assessed.


    Material and Methods
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 Abstract
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The study consisted of 122 patients (111 men, 11 women) who underwent pneumonectomy for lung cancer between January 1985 and March 1996. Pneumonectomy was performed only for lesions that could not be removed with a lesser resection. Patients 70 years old or more at the time of operation were designated as the elderly group (age range, 70 to 79 years, mean age, 73.6 years) and patients younger than 70 years as the younger group (age range, 36 to 69 years; mean age, 59.7 years). Histologic typing was done according to the World Health Organization histologic classification, and disease was staged postsurgically by the TNM criteria for cancer staging of the Union Internationale Contre Cancer [11].

Operation-associated mortality included deaths within 30 days after operation and in-hospital deaths.

Data are shown as the mean ± the standard error. A survival curve was constructed by the Kaplan-Meier method and statistically evaluated by the Cox-Mantel test. Time zero was the date of operation, and June 30, 1996, was the closing date for the analysis. One patient was lost to follow-up; therefore, all patients except 1 were included in the analysis. Other factors were evaluated by the {chi}2test or Student's t test, and a pvalue of less than 0.05 was considered significant.


    Results
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 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Comparison of Clinical Features
Among the 122 patients who underwent pneumonectomy for lung cancer during the study period, 27 (22%) were in the elderly group and 95 (78%) in the younger group. The characteristics of the two groups are shown in Table 1Go. Forced vital capacity and forced expiratory volume in 1 second were significantly lower in the elderly group, but arterial oxygen tension was similar in the two groups. The percentage of patients undergoing a right pneumonectomy was significantly lower in the elderly group (22% versus 43%; p< 0.05). The percentage of patients receiving adjuvant treatment within 3 months before or after operation or both times was significantly lower in the elderly group (30% versus 68%; p < 0.005). There were no other significant differences between the two groups.


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Table 1. . Summary of Patient Dataa,b
 
Comparison of Prognosis
The prognosis for patients according to disease-related factors was compared between the two groups (Table 2Go). There were no significant differences in prognosis by any stage of the disease (Fig 1Go), location (right or left, central or peripheral), and adjuvant treatment. Concerning histologic type, a comparison was made only for squamous cell carcinoma, and no difference was observed.


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Table 2. . Comparison of Prognosis According to Disease-Related Factors Between Groupsa,b
 


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Fig 1. . Survival curves for younger and elderly groups: (A) all stages (I through IV); (B) stages I and II; and (C) stages IIIA and IIIB.

 
The prognosis for patients in both groups was affected not only by the stage of the disease but also by the location of the tumor (central versus peripheral). The prognosis was better for patients with a central type than a peripheral type with a 5-year survival rate of 46.7% versus 5.2% (p< 0.01) in the younger group and 23.8% versus 0% in the elderly group (Fig 2Go). The prognosis for patients undergoing left pneumonectomy compared with right pneumonectomy was significantly better in the younger group (40.9% versus 17.1%; p< 0.01) but not in the elderly group (13.7% versus 22.2%).



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Fig 2. . Survival curves for groups with central location and peripheral location of tumor: (A) younger group and (B) elderly group.

 
To identify reasons for the poorer prognosis in patients with a peripheral tumor and in patients undergoing a right pneumonectomy, we compared clinical features between patients with a central versus a peripheral location of the tumor and between patients having a right versus a left pneumonectomy. The percentages of patients with adenocarcinoma (49% versus 0%; p< 0.005) and patients with N2 or N3 disease (71% versus 35%; p< 0.005) were significantly higher in patients with a peripheral tumor than a central tumor (Table 3Go). The percentage of patients in stages I or II was significantly lower among those having a right pneumonectomy in the younger group (10% versus 26%; p< 0.05).


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Table 3. . Comparison of Clinical Features Between Central and Peripheral Location Groups
 
Effect of Pneumonectomy on Pulmonary Function and Surgical Risk
The effect of pneumonectomy on pulmonary function was compared between the younger and elderly groups (Table 4Go). There was no reduction in arterial oxygen tension at rest after pneumonectomy in either group. There were also no significant differences in forced vital capacity and forced expiratory volume in 1 second after pneumonectomy between the two groups.


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Table 4. . Effect of Pneumonectomy on Pulmonary Function in Younger and Elderly Groupsa–c
 
Complications associated with the operation such as pneumonia and bronchial fistula were significantly higher in the elderly group than in the younger group (33.3% versus 8.4%; p < 0.005). Operation-associated mortality was also significantly higher in the elderly group (22.2% versus 3.2%; p < 0.005) (Table 5Go). Of the 9 patients who died, 7 had a peripheral location of the tumor.


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Table 5. . Operation-Associated Deaths
 

    Comment
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
The prognosis for the elderly group was comparable with that for the younger group in all stages of the disease. Also, no significant difference in the prognosis was observed between patients less than 50 years old and patients 50 to 69 years old (data not shown). Therefore, we conclude that age is not a prognostic factor for patients undergoing pneumonectomy. Other researchers [2, 12] have also found that age is not a prognostic factor for patients undergoing surgical resection.

In their retrospective study of 80 patients older than 70 years, Harviel and associates [7] reported that the mean survival was 3.5 months for the untreated group (n = 13), 9.8 months for the chemotherapy or radiotherapy group (n = 35), and 30.6 months for the resection group (n = 22) with an operative mortality rate of 18.2% (4/22). Berggren and co-workers [13] obtained similar results; the 5-year survival rate was 34% for the group having resection with a hospital mortality rate of 15.9% versus 0% for the group without resection. Both groups of authors stated that surgical resection is worthwhile for the treatment of lung cancer in the elderly, despite an increased operative risk. We support this assertion because favorable long-term survival was observed in our study. However, the 5-year survival rate was not high for patients with an advanced stage of the disease: 69% for stage II, 38% for stage IIIA, and only less than 4% for stage IIIB. Therefore, detection of lung cancer at an early stage will be necessary to produce a better outcome.

In our study, the 30-day operative mortality rate after pneumonectomy was 4.1% (5/122) for all patients, which is comparable to the 6.2% (44/569) reported by Ginsberg and associates [14], the 6.9% (20/287) of Deneffe and colleagues [15], and the 6.8% (13/191) of Kadri and Dussek [16]. In our study, the mortality rate increased with the age of the patients (5/27 or 11.1% for the elderly group), which is comparable to the mortality rate in a similar group reported by Suemasu and co-workers [9] (4/25 or 16.0%). The finding that operative mortality increases with age has been well reported [14, 15].

However, others [2, 8, 13, 16] have found that the risk of a major complication or operative death is not related to age. Harvey and coauthors [10] reported that significantly increased operative mortality did not occur until age 80 years in 370 patients with non–small cell lung cancer treated surgically: the rates were 1.4% (4/289) for patients younger than 70 years, 1.6% (1/64) for patients 70 to 79 years old, and 17.6% (3/17) for patients 80 years old or older. The authors suggested that heparin sodium prophylaxis might be especially important in this last patient group. We agree that more attention should be given to careful preoperative staging, selection of surgical procedure, and routine preoperative and postoperative physical therapy to reduce operative mortality. In a study by Nagasaki and associates [17], the 4 patients who died after pneumonectomy (4/72 or 5.6%) all had a right pneumonectomy (4/30 or 13.3%). In our study, this tendency was not observed; 4 of the patients who died had a right pneumonectomy and 5, a left pneumonectomy. However, 7 of the 9 patients who died had a peripheral location of tumor.

Two clinical features were noted to be different between the younger and elderly groups. The first feature is that the percentage of patients undergoing a right pneumonectomy was significantly lower in the elderly group (22% versus 43%; p < 0.05). As the reduction in pulmonary function is greater after a right pneumonectomy than a left pneumonectomy (see Table 4Go), most surgeons tend to avoid performing right pneumonectomy. The second feature is that the percentage of patients receiving adjuvant treatment within 3 months before or after operation or both times was significantly lower in the elderly group (30% versus 68%; p < 0.005). This may be due to the fact that doctors and elderly patients tended to avoid chemotherapy or radiotherapy because of the adverse effects. In our study, adjuvant treatment did not have any beneficial effect on the prognosis. The median survival times were almost the same for the patients receiving adjuvant treatment and the patients who did not in both age groups. On this point, the Lung Cancer Study Group [18] in the United States has reported that postoperative mediastinal irradiation was not beneficial for patients with completely resected stage II and stage III epidermoid lung cancer in their randomized trial. There is a clear need of adjuvant treatment for resectable lung cancer, and thus a new strategy will be required.

Recently, video-assisted thoracic surgery [19] has become popular for the treatment of lung cancer in Japan. This less invasive procedure may be more beneficial than pneumonectomy in select elderly patients. However, pneumonectomy often is necessary. We have shown in this study that pneumonectomy is justified for the treatment of lung cancer in elderly patients, but it should be done only in carefully selected patients because of the increased operative risk.


    Footnotes
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Address reprint requests to Dr Mizushima, First Department of Internal Medicine, Toyama Medical and Pharmaceutical University, Toyama, 930-01, Japan.


    References
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 

  1. Kusumoto S, Koga K, Tsukino H, Nagamachi S, Nishikawa K, Watanabe K. Comparison of survival of patients with lung cancer between elderly (>=70) and younger (70>) age groups. Jpn J Clin Oncol 1986;16:319–23.[Abstract/Free Full Text]
  2. Ishida T, Yokoyama H, Kaneko S, Sugio K, Sugimachi K. Long-term results of operation for non–small cell lung cancer in the elderly. Ann Thorac Surg 1990;50:919–22.[Abstract/Free Full Text]
  3. Mizushima Y, Kashii T, Yoshida Y, Sugiyama S, Kobayashi M. Characteristics of lung cancer in the elderly. Anticancer Res 1996;16:3181–4.[Medline]
  4. O'Rourke MA, Crawford J. Lung cancer in the elderly. Clin Geriatr Med 1987;3:595–623.
  5. Zogonel V, Tirelli U, Serraino D, et al. The aged patients with lung cancer. Management recommendations. Drugs Aging 1994;4:48–62.
  6. Kirsh MM, Rotman H, Bove E, et al. Major pulmonary resection for bronchogenic carcinoma in the elderly. Ann Thorac Surg 1976;22:369–73.[Abstract/Free Full Text]
  7. Harviel JD, McNamara JJ, Straehley CJ. Surgical treatment of lung cancer in patients over the age of 70 years. J Thorac Cardiovasc Surg 1978;75:802–5.[Abstract]
  8. Breyer RH, Zippe C, Pharr WF, Jensik RJ, Kittle CF, Faber LP. Thoracotomy in patients over age seventy years. J Thorac Cardiovasc Surg 1981;81:187–93.[Abstract]
  9. Suemasu K, Yoneyama T, Naruke T, Miyazawa N, Tsuchiya R. Surgical treatment of lung cancer in patients over the age of 70 years. Jpn J Clin Oncol 1982;12:349–54.[Abstract/Free Full Text]
  10. Harvey JC, Erdman C, Pisch J, Beattie EJ. Surgical treatment of non–small cell lung cancer in patients older than seventy years. J Surg Oncol 1995;60:247–9.[Medline]
  11. Mountain CF. A new international staging system for lung cancer. Chest 1986;89 (Suppl):225S–33S.[Medline]
  12. Mane JM, Estape J, Sanchez-Lloret J, et al. Age and clinical characteristics of 1433 patients with lung cancer. Age Ageing 1994;23:28–31.[Abstract/Free Full Text]
  13. Berggren H, Ekroth R, Malmberg R, Naucler J, William-Olsson G. Hospital mortality and long-term survival in relation to preoperative function in elderly patients with bronchogenic carcinoma. Ann Thorac Surg 1984;38:633–6.[Abstract/Free Full Text]
  14. Ginsberg RJ, Hill LD, Eagan RT, et al. Modern thirty-day operative mortality for surgical resections in lung cancer. J Thorac Cardiovasc Surg 1983;86:654–8.[Abstract]
  15. Deneffe G, Lacquet LM, Verbeken E, Vermaut G. Surgical treatment of bronchogenic carcinoma: a retrospective study of 720 thoracotomies. Ann Thorac Surg 1988;45:380–3.[Abstract/Free Full Text]
  16. Kadri MA, Dussek JE. Survival and prognosis following resection of primary non small cell bronchogenic carcinoma. Eur J Cardiothorac Surg 1991;5:132–6.[Abstract/Free Full Text]
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