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Ann Thorac Surg 1997;63:1725-1729
© 1997 The Society of Thoracic Surgeons


Original Article: Cardiovascular

The Brain Uses Mostly Dissolved Oxygen During Profoundly Hypothermic Cardiopulmonary Bypass

Franklin Dexter, MD, PhD, Frank H. Kern, MD, Bradley J. Hindman, MD, William J. Greeley, MD

Department of Anesthesia, University of Iowa, Iowa City, Iowa

Accepted for publication January 2, 1997.


    Abstract
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 Abstract
 Introduction
 Methods
 Results
 Comment
 References
 
Background. During profoundly hypothermic cardiopulmonary bypass, cerebral venous oxygen saturation increases (eg, to 98% at 15°C). We reanalyzed results of clinical studies to learn why.

Methods. One hundred sixty-eight cerebral oxygen transport measurements were available from 96 infants and children undergoing profoundly hypothermic cardiopulmonary bypass during repair of congenital heart defects.

Results. Dissolved oxygen accounted for 2% to 17% of arterial oxygen content, depending on the arterial oxygen partial pressure and hemoglobin concentration. The fraction of the cerebral metabolic rate for oxygen obtained from dissolved oxygen depended on pump flow, temperature, hemoglobin concentration, and arterial oxygen partial pressure (all p < 10-3). For "full-flow" cardiopulmonary bypass, temperatures less than 18°C, and arterial oxygen partial pressure measurements more than 180 mm Hg, the mean ± standard deviation of the fraction of cerebral metabolic rate for oxygen obtained from dissolved oxygen equaled 77% ± 19%.

Conclusions. Dissolved oxygen satisfies most of the brain's oxygen requirements during profound hypothermic cardiopulmonary bypass. This result reflects four properties of profound hypothermic cardiopulmonary bypass: (1) increases in hemoglobin's oxygen affinity due to profound hypothermia (which impairs oxygen transfer from hemoglobin to cerebral tissue), (2) use of hemodilution, (3) use of high arterial oxygen partial pressure, and (4) low cerebral metabolic rate of oxygen.


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See also page 1729.

Normally dissolved oxygen plays a trivial role in cerebral oxygen delivery and metabolism. For example, at a normal temperature (37°C), hemoglobin concentration (13 g/100 mL), and arterial oxygen partial pressure (PaO2 80 to 100 mm Hg), dissolved oxygen makes up only 1% to 2% of the arterial oxygen content (CaO2). Accordingly, based on normal values of cerebral blood flow (CBF) and oxygen metabolism (CMRO2), only 2% to 3% of CMRO2 is obtained from dissolved oxygen. Dissociation from hemoglobin provides the rest of the oxygen. Therefore, at normothermia, hemoglobin supplies nearly all of the oxygen that the brain uses. However, cerebral oxygen transport may be altered dramatically in the setting of profound hypothermic cardiopulmonary bypass (CPB). The contribution of dissolved oxygen in maintaining cerebral oxygenation may increase in this setting.

The importance of dissolved oxygen in cerebral oxygenation may increase because of at least four properties of profound hypothermic CPB. First, hypothermia increases hemoglobin oxygen affinity. As temperature decreases during cooling, increasing hemoglobin oxygen affinity causes a progressive impairment of oxygen transfer from hemoglobin to plasma, with subsequent decreases in transfer to cerebral interstitium and cells [1]. This impairment of oxygen transport is minor at 27°C, but can be substantial at 17°C [1]. Second, during CPB, PaO2 can be maintained at very high levels (eg, >400 mm Hg), increasing the dissolved oxygen content of blood. Third, during hypothermic CPB, hemodilution decreases the hemoglobin-associated oxygen content of blood. Fourth, profound hypothermia greatly reduces CMRO2. We hypothesized that, taken together, these four properties would increase the importance of dissolved oxygen in meeting brain oxygen requirements during profound hypothermic CPB.

To address this question, we analyzed the results of previously published clinical studies of CBF and CMRO2 during moderate and profound hypothermic CPB in infants and children. We calculated the percentage of CaO2 that was present in the dissolved form (ie, the percentage of oxygen delivered to the brain that was dissolved). We also calculated the fraction of CMRO2 obtained from dissolved oxygen (ie, the percentage of oxygen used by the brain that was dissolved). Our results show that dissolved oxygen satisfies most of the brain's oxygen requirements during profound hypothermic CPB.


    Methods
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We obtained cerebral oxygen transport data from previously published studies performed at the Boston Children's Hospital and at Duke University Medical Center [24]. Original CBF and CMRO2 data from these studies were used in our analyses. Patients and methodologies were described in detail in the original reports [24]. We briefly summarize them here to put the data into a clinical context. After institutional review board approval and informed parental consent, infants and children undergoing repair of congenital heart defects were studied. During CPB, circulation was maintained using nonpulsatile pump flow and membrane oxygenation. {alpha}-Stat blood gas management was used. Otherwise, neither CPB, anesthetic, nor surgical management was uniform among the patients. The studies [24] examined effects of pump flow rate and temperature on cerebral oxygenation (jugular venous oxygen partial pressure [PjvO2] and jugular venous oxygen hemoglobin saturation [SjvO2]). Jugular venous blood samples were obtained from catheters placed into the internal jugular vein, and advanced retrograde into the jugular venous bulb.

Collectively, these studies produced hundreds of cerebral oxygen transport measurements. We limited consideration to the 168 measurements (from 96 patients) obtained after cooling had been completed, but before circulatory arrest or rewarming had been started. Eight of the 168 measurements were from Boston Children's Hospital [3]. These eight measurements are special, because they were made while patients were receiving 100% oxygen through the oxygenator. For these, hemoglobin concentrations were taken as the mean of the study's values, the PaO2's were taken as the mean of the study's reported range, and PjvO2's were calculated from corresponding measured SjvO2's.*

To analyze the previously published clinical data, we used several algebraic relationships, which we present below. Statistical significance of relationships were tested using one-sided Pearson partial correlation coefficients [5]. We used one-sided tests because the directions of the relationships were known from basic physiology. The questions of interest were whether the relationships were strong enough to be detectable. Relationships were presented graphically, using the Lowess smoothing algorithm, with a tension of 1.0 [6]. Analysis was done after PaO2 and PjvO2 were temperature corrected [7]. T refers to nasopharyngeal temperature (°C). We limited consideration to steady-state CPB. Therefore, we assumed that T also equaled cerebral blood temperature. {alpha}bl refers to oxygen solubility in blood (milliliters of oxygen per 100 milliliters per millimeters of mercury). H refers to arterial hemoglobin concentration (g/100 mL).{dagger} Therefore, the percentage of cerebral oxygen delivery in dissolved form equals


(1)

where [8]


(2)

The percentage of CMRO2 obtained from dissolved oxygen equals


(3)


    Results
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 Abstract
 Introduction
 Methods
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 Comment
 References
 
Observational data are presented for the 168 measurements of cerebral oxygen transport that were available during steady-state hypothermic CPB in infants and children. Two to 17% of the CaO2 was in dissolved form, depending on PaO2 and hemoglobin concentration (Fig 1Go). Scatter in the data presented in Figure 1Go is mostly from variation in the hemoglobin concentration within each frame. The outlier patient in the left-most frame had a hemoglobin concentration of 3.1 g/100 mL. At PaO2 less than 100 mm Hg or more than 400 mm Hg, dissolved oxygen accounted for less than 3% or more than 15% of the CaO2, respectively. Readers can use Figure 1Go to determine the percentage of CaO2 that is in dissolved form.



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Fig 1. . Percent of cerebral oxygen delivery in dissolved form (ie, percent of arterial oxygen content) versus arterial oxygen partial pressure (PaO2) and hemoglobin concentration. Hemoglobin concentration (along the top of the plot) has units of grams per 100 milliliters.

 
The fraction of CMRO2 that was obtained from dissolved oxygen depended on pump flow rate, temperature, and percentage of CaO2 that was in dissolved form (Fig 2Go) (p = 3 x 10-4, 2 x 10-5, and 3 x 10-12, respectively).{ddagger}



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Fig 2. . Fraction of oxygen consumed by the brain obtained from dissolved oxygen versus percentage of oxygen delivered to the brain in dissolved form, nasopharyngeal temperature, and pump flow rate. Measurements represented by open and filled circles correspond to "full" (>70 mL • kg-1 • min-1) and "low" (70 mL • kg-1 • min-1) pump flow rates. The percentage of cerebral oxygen delivery (CMRO2) in dissolved form can be related to hemoglobin concentration and arterial oxygen partial pressure using Figure 1Go.

 
Measurements represented by open and filled circles in Figure 2Go correspond to "full" (>70 mL • kg-1 • min-1) and "low" (70 mL • kg-1 • min-1) pump flow rates. The percentage of CaO2 delivered to the brain in dissolved form (along the horizontal axis) can be related to hemoglobin concentration and PaO2 using Figure 1Go. Therefore, Figures 1 and 2GoGo together give the fraction of CMRO2 that was obtained from dissolved oxygen versus four continuous, independent variables (PaO2, hemoglobin concentration, temperature, and pump flow rate). As the dissolved fraction of CaO2 increased, so did the fraction of CMRO2 met by dissolved oxygen. As temperature decreased, the percentage of CMRO2 met by dissolved oxygen increased. Patients on "low-flow" CPB had a lesser proportion of CMRO2 met by dissolved oxygen.

An important issue is the quantitative significance of dissolved oxygen in cerebral oxygenation during profound hypothermic CPB. This magnitude is given on the vertical axis of Figure 2Go. For "full-flow" CPB, temperatures less than 18°C, and PaO2 more than 180 mm Hg, the mean ± standard deviation of the fraction of oxygen used by the brain that was obtained from dissolved oxygen equaled 77% ± 19% (see Figs 1, 2GoGo).


    Comment
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 Abstract
 Introduction
 Methods
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Hypothermia greatly decreases CMRO2. Accordingly, until recently, high SjvO2's commonly observed during hypothermic CPB were considered to indicate solely that an excess of oxygen was available to the brain compared with consumption ("luxury perfusion"). However, hypothermia also greatly increases the oxygen affinity of hemoglobin. Our recent computer simulation studies showed that during profound hypothermic CPB high SjvO2 can be the result of impaired oxygen transfer from hemoglobin to plasma, and subsequently to the brain [1]. Consequently, our model predicted that during profound hypothermia reduced CBF could limit cerebral oxygenation, despite high levels of SjvO2. This prediction has since been verified clinically. Du Plessis and co-workers [9] used near-infrared spectroscopy to simultaneously measure the oxidized cerebral cytochrome oxidase levels and cerebral hemoglobin saturations in children undergoing profound hypothermic CPB. During cooling and initiation of low-flow CPB, cerebral hemoglobin saturation (SjvO2) increased. In contrast, during low-flow CPB, oxidized cerebral cytochrome oxidase levels decreased. Thus, oxygen availability at the tissue (ie, mitochondrial) level was diminished, despite high SjvO2. Thus, during profound hypothermia, increased SjvO2 can reflect an increase in the oxygen affinity of hemoglobin and impairment of oxygen transfer from blood to brain. Therefore, we hypothesized that at profound hypothermia oxygen available for diffusion to tissue might be derived almost entirely from that dissolved in blood, rather than from hemoglobin.

The fraction of CaO2 obtained from dissolved oxygen depends on the hemoglobin concentration and on PaO2. The percentage of total oxygen content present in the dissolved form is inversely related to the former and directly related to the latter. Indeed, our results show the expected effect of hemodilution and hyperoxia during CPB to increase the dissolved fraction of CaO2 from 2% to 17% (see Fig 1Go). Although this is a marked increase over normal values, the great bulk (83% to 98%) of CaO2 still remains hemoglobin associated.

What our analysis also shows is that as temperature decreases, the fraction of CMRO2 obtained from dissolved oxygen increases far more than the proportion of dissolved oxygen in arterial blood (Fig 2Go). As temperature decreases, the brain satisfies an increasing proportion of CMRO2 from dissolved, rather than hemoglobin-bound, oxygen. Thus, although most oxygen delivered to the brain remains hemoglobin associated (83% to 98% of CaO2), as temperature decreases, hemoglobin-associated oxygen becomes a progressively less important determinant of brain oxygenation. As shown in Figure 2Go, during profound hypothermic CPB with relatively high PaO2 (eg, >400 mm Hg), CMRO2 can be met almost entirely by dissolved oxygen. Thus, during profound hypothermic CPB, at full-flow and high PaO2, hemoglobin contributes much less toward brain oxygenation than does dissolved oxygen. This result has important consequences. Most notably, neither (1) the degree of hemodilution, (2) the proportion of fetal hemoglobin present, (3) the effect of {alpha}-stat or pH-stat blood gas management on hemoglobin oxygen affinity, (4) the pharmacologic alteration of hemoglobin oxygen affinity, (5) the Bohr effect, nor (6) the use of hemoglobin substitutes (eg, diaspirin cross-linked hemoglobin) is likely to have any substantive effect on cerebral oxygen transport.

The data shown in Figure 2Go do not explain precisely why during profound hypothermic CPB, at full-flow and high PaO2, hemoglobin contributes much less toward brain oxygenation than does dissolved oxygen. It is unclear whether this result is attributable to a low CMRO2 and high dissolved oxygen content or, instead, to a limitation of oxygen transfer from hemoglobin to plasma, and subsequently to brain. In other words, is hemoglobin oxygen affinity so great at profound hypothermia that it is functionally impossible for oxygen to be unloaded from hemoglobin to brain? If, in fact, it were functionally impossible for oxygen to be transferred from hemoglobin to brain during profound hypothermia, then a simplification of the Fick equation would describe brain oxygen transport:


(4)

In states where dissolved oxygen fully meets brain oxygen requirements, such as during full-flow CPB, one would expect that increasing PaO2 or cerebral blood flow would not increase CMRO2. Instead, PjvO2 would increase and CMRO2 would remain constant. This prediction holds for measurements made during full-flow (pump flow >=70 mL • kg-1 • min-1, n = 128, CMRO2 versus PaO2 r = 0.03, p = 0.73). In contrast, in states of low cerebral blood flow, where dissolved oxygen might not fully meet CMRO2, equation 4Go predicts that CMRO2 would vary directly with PaO2. Therefore, during low-flow CPB, abnormally low CMRO2 might be increased toward normal by simply increasing PaO2. We intended to test this prediction by analyzing the relationship between PaO2 and CMRO2 during low-flow bypass. Unfortunately, there was insufficient variance in PaO2 values to study the effect of changing PaO2 on CMRO2 (ie, PaO2 was relatively fixed). In particular, among the patients with measurements during low-flow CPB, lower and upper quartiles were 137 mm Hg and 187 mm Hg, respectively. All that we can conclude from the observational data is that in the setting of low-flow CPB with a relatively low PaO2, hemoglobin supplies most of the oxygen that is used by the brain (Fig 2Go).

Cardiopulmonary bypass could be conducted in such a way that dissolved oxygen alone can fully support cerebral oxygenation during profound hypothermia. Then, oxygen extraction from hemoglobin would not be needed to meet cerebral oxygen requirements. We have shown that to do so is clinically feasible during full-flow CPB at profound hypothermia (Fig 2Go). When dissolved oxygen is sufficient to fully meet CMRO2, then it naturally follows that hemoglobin will remain nearly completely saturated. Hence, SjvO2 will be roughly 95% to 100%. Therefore, our results show that maintaining both PaO2 and CPB pump flow sufficiently high to maintain SjvO2 at 95% or greater [3] will ensure that cerebral oxygen delivery is adequate.

Recently, Newberger and colleagues [10], at The Boston Children's Hospital, reported the results of a clinical trial that compared neurologic outcomes in infants undergoing the arterial switch procedure using circulatory arrest versus low-flow CPB at 18°C. Infants who were randomized to low-flow CPB had less neurologic injury than those who were randomized to circulatory arrest. It is notable that the Boston Children's group routinely maintains the temperature-corrected PaO2 greater than 400 mm Hg during CPB [3, 9]. The high PaO2 used by the Boston Children's group substantially increased the amount of dissolved oxygen available to, and possibly used by, the brain during low-flow CPB. It is not known whether the superior neurologic outcome in their low-flow group would have been different had they used a lower PaO2. Thus, our results have implications for the appropriate interpretation of this important clinical study.

The oxygen partial pressure at which the oxyhemoglobin saturation equals 50% is called the P50. The increased affinity of hemoglobin for oxygen caused by profound hypothermia is quantified by the decrease in the P50. Infants undergoing CPB at 17°C with {alpha}-stat blood gas management have P50 = 5 mm Hg [1113]. Adults have a P50 = 7 mm Hg under the same conditions [11]. A class of drugs, allosteric inhibitors of hemoglobin, has been introduced that can increase hemoglobin P50 [14]. Would pharmacologically increasing the P50 of infants to that of adults significantly improve cerebral oxygenation (increase CMRO2) during profound hypothermic CPB? Hypothetically an increase in P50 would permit a greater ability to maintain CMRO2. Yet, during full-flow profound hypothermic conditions, dissolved oxygen can fully support cerebral oxygenation (see Fig 2Go). Thus, under full-flow conditions, increases in P50 would be expected to yield very small increases in CMRO2.

In summary, our results show that hemoglobin-associated oxygen accounts for most of the CaO2 in infants and children during profound hypothermic CPB (see Fig 1Go). However, as temperature decreases, dissolved oxygen can satisfy an increasing proportion of the oxygen consumed by the brain see (Fig 2Go). Dissolved oxygen can fully meet brain oxygen requirements, when CBF is supported by full-flow profound hypothermic CPB (see Fig 2Go). Maintaining the PaO2 at high levels (ie, >400 mm Hg), to maximize dissolved CaO2, can support the brain's oxygen requirements.


    Footnotes
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 Abstract
 Introduction
 Methods
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 Comment
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Address reprint requests to Dr Dexter, Department of Anesthesia, University of Iowa, Iowa City, IA 52242.

* To calculate PjvO2, we used the Hill equation, with P50 appropriate for infants undergoing {alpha}-stat blood gas management at the measured nasopharyngeal temperatures. Details of and justification for this use of the Hill equation are given in equations 2 through 5GoGoGo of Reference [1]. Briefly, the Hill equation is accurate for SjvO2 more than 25%. The mean ± standard deviation of SjvO2 were 93% ± 2.4%. Furthermore, a highly accurate estimate of PjvO2 was not needed because PjvO2 only has an effect when it is large relative to PaO2 (Eq. 3). This condition was met, as the mean ± standard deviation of 100 x (1 - PjvO2/ PaO2) equaled 97% ± 0.7%. Back

{dagger} Equation 3Go assumes that the arterial and venous hemoglobin concentrations are equal. For 160 measurements, H was available from blood collected in both the arterial and jugular venous blood. The mean ± standard deviation of the arterial to venous gradient in hemoglobin concentration equaled 0.0 ± 1.0 g/100 mL. Back

{ddagger} We repeated the statistical analysis excluding the eight measurements from Boston Children's Hospital. The fraction of CMRO2 obtained from dissolved oxygen still depended on pump flow rate, temperature, and percentage of CaO2 in dissolved form (p = 7 x 10-4, 4 x 10-5, and 5 x 10-8, respectively). Back


    References
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 Footnotes
 Abstract
 Introduction
 Methods
 Results
 Comment
 References
 

  1. Dexter F, Hindman BJ. Theoretical analysis of cerebral venous blood hemoglobin's oxygen saturation as an index of cerebral oxygenation during hypothermic cardiopulmonary bypass: a counter-proposal to the "luxury perfusion" hypothesis. Anesthesiology 1995;83:405–12.[Medline]
  2. Kern FH, Ungerleider RM, Reves JG, et al. Effect of altering pump flow rate on cerebral blood flow and metabolism in infants and children. Ann Thorac Surg 1993;56:1366–72.[Medline]
  3. Kern FH, Jonas RA, Mayer JE Jr, Hanley FL, Castaneda AR, Hickey PR. Temperature monitoring during CPB in infants: does it predict efficient brain cooling? Ann Thorac Surg 1992;54:749–54.[Abstract/Free Full Text]
  4. Greeley WJ, Kern FH, Meliones JN, Ungerleider RM. Effect of deep hypothermia and circulatory arrest on cerebral blood flow and metabolism. Ann Thorac Surg 1993;56:1464–6.[Medline]
  5. Neter J, Wasserman W, Kutner MH. Applied linear regression models, 2nd ed. Homewood: Irwin, 1989:287, 530, 536.
  6. SYSTAT for Windows: graphics, version 5 edition. Evanston: SYSTAT, 1992:304-6.
  7. Andritsch RF, Muravchick S, Gold MI. Temperature correction of arterial blood-gas parameters: a comparative review of methodology. Anesthesiology 1981;55:311–6.[Medline]
  8. Willford DC, Hill EP, Moores WY. Theoretical analysis of oxygen transport during hypothermia. J Clin Monit 1986;2:30–43.[Medline]
  9. Du Plessis AJ, Newburger J, Jonas RA, et al. Cerebral oxygen supply and utilization during infant cardiac surgery. Ann Neurol 1995;37:488–97.[Medline]
  10. Newberger JW, Jonas RA, Wernovsky G, et al. A comparison of the perioperative neurologic effects of hypothermic circulatory arrest versus low-flow cardiopulmonary bypass in infant heart surgery. N Engl J Med 1993;329:1057–64.[Medline]
  11. Reeves RB. The effect of temperature on the oxygen equilibrium curve of human blood. Respir Physiol 1980;42:317–28.[Medline]
  12. Gilbert RD, Lis L, Longo LD. Temperature effects on oxygen affinity of human fetal blood. J Dev Physiol 1985;7:299–304.[Medline]
  13. Coetzee A, Swanepoel C. The oxyhemoglobin dissociation curve before, during and after cardiac surgery. Scand J Clin Lab Invest 1990;50(Suppl 203):149–53.
  14. Khandelwal SR, Randad RS, Lin PS, et al Enhanced oxygenation in vivo by allosteric inhibitors of hemoglobin saturation. Am J Physiol 1993;265:H1450–3.[Abstract/Free Full Text]

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