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Ann Thorac Surg 1996;61:21-26
© 1996 The Society of Thoracic Surgeons
Cardiovascular and Pulmonary Research Center, Allegheny-Singer Research Institute, Pittsburgh, Pennsylvania
Accepted for publication July 19, 1995.
| Abstract |
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Methods. We examined data for all types of coronary artery bypass graftonly operations (n = 124,793) from more than 1,200 surgeons working in more than 600 hospitals for the years 1991 through 1993. All in-hospital and 30-day out-of-hospital mortality, both observed and expected as predicted by The Society of Thoracic Surgeons risk stratification method, was plotted against annualized group practice volume. Both patient-based and practice-based sampling techniques were used.
Results. The data show that observed mortality ranged from 2.0% to 3.6% for practices of more than 100 cases through practices with more than 900 cases per year. Those practices with less than 100 cases (n = 18) had a mean mortality of 5%. Expected mortalities ranged from 2.4% to 3.9% and did not vary as a function of volume. No practice volume category had an observed/expected ratio of less than 0.8 and none had a ratio greater than 1.2, if annual volume was more than 100. Practices of less than 100 cases/year had an observed/expected ratio of 1.6% to 1.7%. There was great variation in observed and expected mortalities in the lower volume categories and less variation when volume was greater (more than 600 cases/year).
Conclusions. Although the data are practice-groupspecific only, there was no clinically relevant correlation of volume to outcome except at extremely low annual volume (less than 100 cases per year). Variability of outcome was significant in lower volume practices (less than 600 cases/year) and varied little at more than 600 cases per year. There were no differences in expected mortality regardless of the size of the practice.
| Introduction |
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| Material and Methods |
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This analysis was used to look for a threshold below the level of annualized outcome that might indicate an influence on mortality. Two additional analyses were done by compartmentalizing group practices by annual volume of 100 or less, 101 to 150, 151 to 200, 201 to 300, and so on up to more than 900 cases, and by a second analysis using the number of patients in each group category. Mean, standard deviation, minimum, maximum, and lower and upper 95% confidence limits were calculated. These analyses were used to look for break points below and above categoric annualized group volume.
Statistical Analysis System software (Version 6.09 for Microsoft Windows NT; SAS Institute, Carey, NC) was used for all of the analyses. These included: (1) correlation tests between annualized ratios and outcome variables; (2) independent t-test analyses for comparison of groups in the caseload threshold categories; (3) linear regression analyses for predictive strength of any relationship between volume and outcome variables using r2 values, analysis of variance, and ß coefficients; (4) X-Y scatter plots of annualized rates versus outcome variable; and (5) Logistic regression analyses using operative mortality as the dependent variable.
Analyses for average surgeon caseload were performed in identical fashion to those used for the practice group data. The average annualized surgeon caseload was determined by dividing the annual practice volume by the number of surgeons known to be practicing within each group for each year (1991 through 1993). Actual surgeon-specific volume could not be determined because the STS database does not capture surgeon, hospital, or patient identifiers.
| Results |
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Linear regression and logistic regression analyses demonstrated weak to very weak inverse correlations of volume to operative mortality, with r2 values of 0.0492, a logistic coefficient of -0.0003, and an odds ratio of 1.000.
Table 2
demonstrates data specific to group practice volume, the distribution of which is shown in Figure 4
by volume categories. Again, except for the lowest (<100 cases/year) and highest volume groups (>900 cases/year), the observed and expected mortalities and the O/E ratios are well within a small range, with the exception of 15 groups performing 401 to 500 cases, whose observed mortality was 2.0%. Importantly, these data resolve the issue of case mix. The expected mortality by volume category varies little (2.5% to 3.9%), demonstrating that concerns that all the low- or high-volume practice groups get all the good- or poor-risk patients are not warranted. If that were true, the expected mortalities, as determined by the STS risk-stratification system, would vary significantly as a function of volume.
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| Comment |
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These data also strongly argue for a detailed ``look-and-see'' approach by quality assurance groups, managed care entities, and governmental agencies when reviewing patient outcomes. Obviously, one shoe does not fit all. It is clearly in keeping with the democratic ethos that each surgeon and each practice group be accountable for its own performance. This requires that a common risk stratification method be employed to determine outcome fairly and that each group's performance be evaluated on its merits and not on an artificial threshold set by an agency or a corporation without data to support its mandate.
Two aspects are clearly lacking from this analysis: the influence of the hospital and the influence of the surgeon. No data were obtained by the National Database for hospital, surgeon, or patient. It is clear, however, that the role of ``the process of care'' can be independent of the surgeon, ie, it is a co-variant with the surgeon. That is, when a surgeon with a low mortality begins to work in a hospital with a historically increased CABG mortality, the surgeon's mortality rate also increases. Similarly, those surgeons with increased mortality rates experience a decline in their individual mortality rates when placed in an institution with low mortality. Although one can argue that this represents a change in case mix, higher volume, peer pressure, and many other factors, the available statistical data from both community hospitals and the Veterans Affairs system do not substantiate these other influences. The process of care for patients with coronary artery disease is complex and involves multiple groups of talented, trained individuals. It is clear, however, that the surgeon/hospital combination must be considered in any outcome analysis.
Surgeon-specific data are lacking in this report. We attempted to obtain these data by verification of the number of surgeons performing CABG operations in each group for each year. The group number was then divided by the number of surgeons, yielding an equal number of CABG cases per surgeon for that group. Not unexpectedly, the data mirrored those of the group practice variability and provided no further information. Large variability in mortality occurred at fewer than 60 cases per year, and significantly less variability occurred at 130 or more cases per year. Importantly, 78% of surgeons performed 100 or fewer CABG operations per year. Observed and expected mortality rates were remarkably similar between the two extremes of less than 25 and more than 200 cases per year. Exclusion from participating in health care plans on the basis of volume alone is without basis. Variation in annual mortality may occur because of the substantial impact of a few extremely ill, high-risk emergency cases on annual mortality in smaller practices. A mortality range of 2.5% to 3.5% or 3.0% to 4.0% is currently the norm, and even 1 year with a higher or lower than expected mortality is a normal variant in less than very large practices. Thus, reporting of yearly rather than averaged 2- to 3-year data will show significant variability in most practices.
Time as a co-variant has been considered in the analysis because overall mortality as published by the STS National Database decreased from 3.7% to 3.4% from 1991 through 1993. This small decrease, although highly statistically significant because of the large numbers of patients, has little clinical relevancy, except to demonstrate a trend that continued through 1994, when the mortality rate was 3.3%. Importantly, these data demonstrate that the operative and hospital care are good and may be slightly improving in the face of a constant to very slightly increasing mean predicted risk.
In conclusion, these data, although not surgeon or hospital specific, demonstrate a weak statistical correlation of volume to mortality after CABG, which is not clinically relevant. The vast majority (88%) of surgeons practice in groups that perform fewer than 600 cases/year. There are no meaningful differences in terms of outcome except at the low extremes (100 cases per group per year) and the high extremes of volume (>600 cases per group per year). Consequently, the Committee on Clinical Privileges finds no validity to the heretofore promulgated edict that the volume of CABG operations per year is strongly related to mortality.
| Acknowledgments |
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| Footnotes |
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* The Ad Hoc Committee on Cardiac Surgery Credentialing of The Society of Thoracic Surgeons had the following members in addition to Dr Clark: Fred A. Crawford, Jr, MD, Richard P. Anderson, MD, Frederick L. Grover, MD, Nicholas T. Kouchoukos, MD, and John A. Waldhausen, MD. ![]()
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