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Ann Thorac Surg 1995;60:1836-1844
© 1995 The Society of Thoracic Surgeons
Cardiac Surgical Unit, Massachusetts General Hospital, Boston, Massachusetts
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| Introduction |
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A report in 1991 reviewed the previous 15 years' experience from the English-language literature for the four mechanical cardiac valvular prostheses then approved by the Food and Drug Administration (FDA) for implantation in the United States [1]. Since that review, one more mechanical valve, the CarboMedics bileaflet prosthesis, was approved for market release by the FDA in 1993.
This review updates the reported experience with the five mechanical valves currently approved by the FDA. The review is divided into three parts: first, an assessment of the functional mechanical characteristics of the prostheses; second, a review of the published complications; and third, a suggestion for an index that views in a new way the primary problem with mechanical valves, their inherent thrombogenicity, and requirement for anticoagulation.
| The Study Valves |
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| Functional Mechanical Characteristics |
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The lowest profile is presented by the CarboMedics valve, followed closely by the St. Jude Medical prosthesis, whose pivot guards make it somewhat taller. Although the two single-disc valves have a low profile in the closed position, they do have a higher profile in the open position than do the bileaflet designs. The caged-ball design of the Starr-Edwards valves gives them the highest profile.
Rotatability is not of any consequence for the Starr-Edwards caged-ball design. Of the four disc valves, only the St. Jude Medical prosthesis cannot be rotated within its sewing ring, which could be disadvantageous in some circumstances. A rotatable version of that prosthesis is reportedly being currently tested.
Freedom from occluder impingement is poorest for the Medtronic-Hall valve, because the occluder seats horizontally at the equator of the housing and thus can be immobilized by retained valve remnants or sutures that are left too long. Complete closure of the Omniscience single disc and the discs of the two bileaflet valves can be hindered by subvalve structures, sutures, or native valve tissue as well, but the leaflets are uncommonly totally immobilized. Like the single disc of the Omniscience valve, the discs of the CarboMedics valve seat closer to the edge of the housing and are, therefore, not as protected as those of the St. Jude Medical valve. Impingement of the ball of a Starr-Edwards valve, although uncommon, can occur if sutures or valve fragments fall across the metal housing and keep the ball from completely seating.
The St. Jude Medical and Medtronic-Hall valves have acceptably low and essentially equal transvalve gradients, even in small sizes. The gradient across a CarboMedics valve is minimally higher, probably due to the fact that the leaflets are designed not to open quite as far as those of the St. Jude Medical valve. In smaller sizes the Starr-Edwards valves have almost unacceptable gradients, and the Omniscience has gradient relief characteristics that place it between the Starr-Edwards valves and the other disc prostheses.
Complete opening of a mechanical valve can be viewed in two ways: first, the completeness of rotation or translation of the occluder from the closed to the open position; and second, the length of time that the occluder stays open during that portion of the cardiac cycle when it is intended to be open. Complete opening of the single disc of the Medtronic-Hall valve is virtually always achieved both in terms of rotation and translation and also in terms of maintenance of the open position. In the aortic position both discs of the St. Jude Medical and the CarboMedics valves rotate to the open position uniformly and remain open during systole. However, one could argue that a perfect complete opening score is not justified for these two bileaflet valves because increasing evidence suggests that in the mitral position, when a bileaflet valve is implanted in the anatomic orientation, an important percent of those valves will demonstrate biphasic partial closure of both leaflets during diastole (``diastolic fluttering'') in patients with atrial fibrillation [2, 3]. In an important number of cases the disc of the Omniscience valve does not rotate to the open position completely [4, 5]. Although complete opening of the ball in a Starr-Edwards valve is the norm, ball rebound off the distal cage can affect the secondary orifice of the caged-ball design, and also the inertia of the ball may keep it from completely opening or closing at high heart rates.
Dynamic regurgitant fraction, that part of valvular regurgitation that occurs before the occluder becomes seated in the housing, is lowest in the single-disc prostheses, the Medtronic-Hall and Omniscience, followed closely by the bileaflet designs, the St. Jude Medical and CarboMedics. The minimally lower score for the bileaflet valves relates to the reported clinical frequency of asynchronous closure of the two discs in bileaflet valves [2, 3]. The inertia of a Starr-Edwards ball delays its closure.
Static leak rate, that part of valvular regurgitation that occurs once the occluder is seated, is essentially nonexistent for the Starr-Edwards valves. The Medtronic-Hall and Omniscience valves have a moderate built-in leak rate to flush the disc and housing. The increased length of the lines of closure between the discs and the housing in conjunction with the tolerances needed to fulfill the engineered requirements for washing the valve components give the St. Jude Medical and CarboMedics valves somewhat higher static leak rates.
Thus, each prosthetic design has some very strong mechanical advantages but also some important limitations.
| Review of Long-Term Complications |
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There have been no new reports on the Starr-Edwards valves. New sources of data were available for the Medtronic-Hall [711 and my unpublished data], St. Jude Medical [1220], and Omniscience valves [21].
Data on the CarboMedics valve came from one large cumulative experience [22]. However, that multiinstitutional series reports only the linearized rates for ``late'' events. The author's contention was that because the FDA currently requires linearized rates for only those complications that occur more than 30 days after implantation and does not count any events that occur if the patient is never discharged postoperatively, reporting only ``late'' events is appropriate. Obviously the hazard function for most complications is highest in the early period after mechanical valve implantation and for prostheses with shorter periods of follow-up, ``early'' events will have a proportionally greater impact on the calculated linearized rates of complications. However, most reports about other prostheses include the ``early'' events, as suggested by the guidelines, and, therefore, the ``early'' events for the CarboMedics valve, which can be found in their company's published clinical update [23], have been included.
The combined study populations for each type of prosthesis and the cumulative patient-years of follow-up are recorded in Table 3
. The percentages in Table 3
demonstrate that we continue to have good long-term information on only a small sample of each valve type.
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Aortic Valves
Nonstructural dysfunction, which comprises largely paravalvular leak and to a lesser extent hemolysis, is lowest in the aortic position (Table 4
) for the Starr-Edwards valve, followed closely by the Medtronic-Hall and St. Jude Medical valves. It is a little higher for the CarboMedics valve and further elevated for the Omniscience valve.
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| Composite Thromboembolism and Bleeding Index |
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Thus, I have generated a new measure of mechanical valve thrombogenicity, the ``composite thromboembolism and bleeding index,'' by selecting only those reports that provided accurate data for both thromboembolism and anticoagulant-related bleeding. The composite linearized rate in this index is calculated by adding together all thromboembolic and bleeding events from those reports that provide both numbers and dividing by the cumulative patient-years of follow-up from those reports. Studies that report data for only one of the complications are excluded. Further, in keeping with the previous design, the results for aortic and mitral valves have been separated.
The composite thromboembolism and bleeding indices for aortic prostheses are recorded in Table 16
, along with the total number of patients and patient-years of follow-up available to generate that number for each model of valve. The lowest composite index for aortic valves is reported for the Omniscience valve, but this number is generated from data available for only 81 patients and 139 patient-years of follow-up. For the other valves for which there is much better follow-up, the lowest index is reported for the Medtronic-Hall valve at 2.77% per patient-year. The rate for the Starr-Edwards valve is considerably higher, followed by almost identical rates for the bileaflet CarboMedics and St. Jude Medical valves.
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| Comment |
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The St. Jude Medical and, to a lesser extent, the Medtronic-Hall valves continue to be the most popular mechanical prostheses in the United States because of their clinically documented excellent and comparable hemodynamic performance in addition to their acceptably low rates of valve-related complications. If there are any differences between the long-term performance of these two prostheses, it may be that the Medtronic-Hall valve may have a modest advantage in terms of diminished thrombogenicity, whereas the St. Jude Medical valve has a lower reported rate of reoperation. The major potential drawback of the St. Jude Medical valve remains its reported loss of structural integrity in occasional patients, albeit a very low percentage, whereas the primary shortcoming of the Medtronic-Hall valve is still the attention required of the surgeon at the time of insertion to avoid occluder impingement.
Finally the CarboMedics valve, the new addition to the list, probably fits into the ranking just behind the Medtronic-Hall and St. Jude Medical valves on the basis of somewhat higher transvalve gradients and increased incidence of thromboembolism despite adequate anticoagulation, especially in the mitral position. Longer follow-up will be necessary to accurately determine whether the CarboMedics valve or the Omniscience valve will become truly competitive with the Medtronic-Hall and St. Jude Medical valves.
This report does not provide any determinations of statistical significance comparing the results with different prostheses. Any retrospective, cumulative study such as this is potentially subject to major problems with statistical reliability. The numbers generated for the reported complications for each prosthesis are clearly dependent on the validity of the individual studies, which were often performed according to different protocols. In addition the characteristics of the different patient populations that constitute the various study groups are obviously widely disparate. I have, therefore, never felt comfortable applying univariate statistical methods to this multivariate problem, namely, comparing the differences between observed results with different prostheses from differing populations, collected by various methods.
One particular difficulty uncovered in this review warrants some emphasis and demonstrates how results with the same valve used in different institutions can produce conflicting results. Recent reports of results with the St. Jude Medical valve from Japan and Germany, two highly developed countries with well-organized health care systems, are examples of this apparent anomaly.
Beginning with St. Jude Medical aortic prostheses, Aoyagi and colleagues [18] in Kurume, Japan, report the linearized rates for thromboembolism, anticoagulant-related bleeding, and the composite thromboembolism and bleeding index to be 1.0%, 0.4%, and 1.3% per patient-year, respectively. Similarly, Nakano and associates [17] from Tokyo, Japan, report the linearized rates for thromboembolism, anticoagulant-related bleeding, and the composite thromboembolism and bleeding index for aortic valves to be 1.4%, 0.1%, and 1.5% per patient-year, respectively. In contrast Horstkotte and co-workers [16] from Dusseldorf, Germany, report for their aortic prostheses the linearized rates of thromboembolism, anticoagulant-related bleeding, and the composite thromboembolism and bleeding index to be 2.7%, 4.1%, and 6.8% per patient-year, respectively. In addition the German data do not contain events that occurred within the first 3 months after valve implantation, nor do they contain more than the first event for patients who suffered multiple events!
For St. Jude Medical mitral valves Aoyagi and colleagues [18] report the linearized rates of thromboembolism, anticoagulant-related bleeding, and the composite thromboembolism and bleeding index to be 1.0%, 0.3%, and 1.2% per patient-year, respectively. Also, Nakano and associates [17] report their linearized rates for thromboembolism, anticoagulant-related bleeding, and the composite thromboembolism and bleeding index for mitral valves to be 1.7%, 0.2%, and 1.9% per patient-year, respectively. However, the German report [16] yields greatly different results for mitral prostheses with the linearized rates for thromboembolism, anticoagulant-related bleeding, and the composite thromboembolism and bleeding index being 4.4%, 6.4%, and 10.8% per patient-year, respectively, with early and multiple events again excluded.
How is one to account for this extraordinary variability in results with the same prosthesis used in different high-quality health care systems? There is no clear answer. We have learned certain lessons about reporting results with mechanical heart valves over the years. First, the more frequently one interviews patients, the greater will be the number of incidents remembered by the patients, and thus the higher the incidence of complications. Second, the thromboembolic and bleeding complications recorded in any study may be important functions of the individual prosthesis, but they are probably also functions of other variables, for example, patient age, diet, inherent hematologic function, type of valvular disease, the capabilities of the person managing the patient's anticoagulation, or the intensity with which the information about complications is sought.
One other issue raised by this review is the efficacy of the previously published guidelines for reporting morbidity and mortality after cardiac valvular procedures [6]. The impact of other variables, especially patient factors, on the complications attributed to mechanical prostheses is becoming increasingly clear. We may be at a time when the previous guidelines need to be revised to achieve a more thorough assessment of the impact of other risk factors on the complications ascribed to mechanical cardiac valvular prostheses.
If a review such as this has any usefulness, it is that first, it brings together information from many studies to increase the sample size for each prosthesis; second, it may serve as a standard against which one may compare future results; third, it may serve as a stimulus for other cardiac surgical groups to investigate and report their results; and finally, it may encourage us to reassess the methods we use to evaluate mechanical valves.
| Footnotes |
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| References |
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lu ET, Özyurda Ü, et al. Clinical evaluation of the Omniscience cardiac valve prosthesis: follow-up of up to 6 years. J Thorac Cardiovasc Surg 1992;103:25966.[Abstract]
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